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LPLA

LPL Financial Holdings Inc.
$317.03 +5.56 (+1.79%) At close · Jul 10
Market Cap
$25.36B
Shares
79,982,861

Price & Indicators

20d MA 50d MA 200d MA Earnings Filing Insider Congress Investor day
Close$317.03 Open$315.00 Day$310.67–318.22 52W$260.15–402.53 Avg vol 30d1.1M Short int4.3M · 5.4% float · 3.2d Short vol37% Last earningsApr 30, 2026 DataJan 2020–Jul 2026 Filing10-Q · May 4
Up next
Next earnings call
Jul 30, 2026 Est · unconfirmed · in 3 wks
FQ3-26 quarter ends
~Sep 30, 2026 Est
filed May 4, 2026
AI Brief

TL;DR.

Bullish
    Bearish

      AI-generated from the earnings call and 8-K · may contain errors · not investment advice

      Equibles Rating blended score · not investment advice
      Overall
      Neutral
      SellHoldBuy
      Technical Buy Momentum Weak Sentiment Neutral Fundamentals Weak Quant / Vol Moderate
      Market backdrop VIX 15 · calm Equity put/call 0.55
      Technical
      price trend
      Buy
      50 / 200-day cross No cross
      Price vs 200-day avg −4%
      below
      Price vs 50-day avg +8%
      above
      RSI (14) 63
      neutral
      MACD trend Positive
      52-week position 40%
      mid-range
      Momentum
      relative strength
      Weak
      1-month return +10%
      trailing
      6-month return −16%
      trailing
      YTD return −11%
      this year
      Relative strength −25%
      vs S&P · 6-mo
      Sentiment
      smart money
      Neutral
      Trend (MA cross) No cross
      50d $295 › 200d $329 — 200d above 50d
      Institutional flow Accumulating
      27 of 769 funds reported for Jun 30 · net +720.3K sh shares · +2 new
      Insider flow Distributing
      Net -$518.9K over 90 days · 100% sells
      Short interest Rising
      5.40% of float · ▲ +14.8% MoM · 3.2 days cover
      Volume signal Normal
      Volume near normal
      Institution breadth Steady
      769 holders — mid 3-yr range
      Squeeze score 59
      elevated · 0–100
      Fundamentals
      Weak
      Revenue growth +37%
      Y/Y
      EPS growth −22%
      Y/Y
      Free cash flow $-981.8M
      Valuation P/E 28.5
      rich
      Buyback $1.1B
      remaining
      Balance sheet $6.2B
      net debt
      Quant / Vol
      risk profile
      Moderate
      Volatility 37%
      annualized · 1-yr
      Max drawdown −33%
      past year
      ATR 3.4%
      of price · 14-day

      Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

      Guidance & track record
      Latest guidance · from the 8-K filed Apr 30, 2026
      Share Repurchases · the second quarter Initiated $125M

      Guidance from company 8-Ks · delivered figures from as-reported statements · no analyst estimates involved.

      Technicals

      trend & momentum for long-term holders Buy
      0 · 4 · 2
      50 / 200-day cross
      No cross Neutral
      Price vs 200-day avg
      −4% Neutral
      Price vs 50-day avg
      +8% Bullish
      RSI (14)
      63 Neutral
      MACD trend
      Positive Bullish
      52-week position
      40% Neutral
      Market signals — smart money & positioning
      Bearish · 2 of 6
      Trend (MA cross) No cross
      50d $295 › 200d $329 — 200d above 50d
      Institutional flow Accumulating
      27 of 769 funds reported for Jun 30 · net +720.3K sh shares · +2 new
      Insider flow Distributing
      Net -$518.9K over 90 days · 100% sells
      Short interest Rising
      5.40% of float · ▲ +14.8% MoM · 3.2 days cover
      Volume signal Normal
      Volume near normal
      Institution breadth Steady
      769 holders — mid 3-yr range
      Price context
      position in its 52-week range
      52-wk low $260 Now $317 · 40% 52-wk high $403
      vs 200-day avg -4% vs 50-day avg +8%

      Illustrative technical + ownership context — a signal mix, not investment advice.

      Key metrics

      the company's own KPIs, from its earnings releases, calls, and filings
      Metric Latest Period YoY
      Advisory assets as a percentage of total client assets 59.5% Q1 2026
      Client cash balances as a percentage of total client assets 2.5% Q1 2026
      Recruited assets over the trailing twelve months 83B Q1 2026
      Total client assets 2.3 Q1 2026
      adjusted pretax margin non-GAAP 38% Q1 2026 call
      asset retention 97% trailing 12 months call
      client cash balances $59B Q1 2026 call
      ICA yield 336 Q1 2026 call
      leverage ratio 1.86 Q1 2026 call
      organic net new assets $21B Q1 2026 call
      organic net new assets annualized growth rate 4% Q1 2026 call
      recruited assets $17B Q1 2026 call
      Advisory assets as a percentage of total assets 58.8% Q4 FY2025
      Client cash balances as a percentage of total assets 2.6% Q4 FY2025
      Total advisory and brokerage assets 2.4 Q4 FY2025

      Figures exactly as the company stated them · click a metric with a to chart its history · period links open the stating document · "call" marks figures stated on the earnings call, "filing" figures stated in the 10-K/10-Q · YoY needs the prior-year figure on file

      Versus peers

      Capital Markets — same industry group
      Open screener →
      Company Mkt cap YTD Rev growth Y/Y P/E Short % shares
      LPLA
      LPL Financial Holdings Inc.
      this stock
      $25.36B -11.2% +37.2% 28.5 5.4%
      MS
      Morgan Stanley
      $350.60B +25.9% +5.5% 20.1 1.1%
      GS
      Goldman Sachs Group Inc
      $312.21B +20.7% 19.3 2.2%
      SCHW
      Schwab Charles Corp
      $179.34B +2.3% -9.3% 20.5 1.4%
      HOOD
      Robinhood Markets, Inc.
      $100.83B +1.8% +51.6% 54.4 4.2%

      Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

      At a glance

      key data from every section
      Ownership
      Institutional Holders Accumulating
      Holders
      768
      % held
      99.5%
      Reported
      27 of 769
      Top holder
      BlackRock, Inc.
      Held Float
      View
      Held by Funds
      Fund positions
      571
      View
      Short & Settlement
      Short Interest Rising
      Shares short
      4.3M
      Days to cover
      3.2d
      Change
      +555.7K sh
      View
      Short Volume
      Short vol %
      37%
      As of
      Jul 10, 2026
      Short Total
      View
      Fails to Deliver
      FTD shares
      5.3K
      Value
      $1.5M
      As of
      Jun 12, 2026
      View
      Off-Exchange
      Off-exchange %
      36.6%
      Week of
      Jun 15, 2026
      Off-exch Lit
      View
      Smart Money
      Insider Trades Net selling
      Net (90d)
      -$518.9K
      Buyers / Sellers
      0 / 1
      Buyers Sellers
      View
      Congressional Trades Buy
      Member
      Gilbert Cisneros
      Amount
      $1.0K–$15.0K
      Traded
      Jun 11, 2026
      View
      Financials
      Financials
      Revenue (FY)
      $17.0B
      Net income (FY)
      $863.0M
      EPS diluted
      $10.92
      View
      Buybacks
      Authorized
      $630.0M
      Remaining
      $1.1B
      View
      Filings
      SEC Filings
      Latest
      Investor Event Transcript
      Filed
      Jun 30, 2026
      This year
      8
      View
      Proposed Sales
      Value
      $94.2K
      Shares
      308
      Filed
      Jun 17, 2026
      View
      Earnings & Events
      Earnings Calls
      Last call
      Jun 3, 2026
      View
      Investor Relations
      Upcoming events
      1
      View

      Performance

      5D 20D 120D MTD YTD
      LPLA +7.4% +9.6% -15.8% +12.6% -11.2%
      SPY +0.8% +2.0% +8.9% +0.7% +10.2%
      vs SPY +6.6% +7.6% -24.7% +11.9% -21.4%

      Capital returns

      Latest dividend
      $0.30 / share · ex May 21, 2026
      Paid (TTM)
      $1.20 / share · 4 payouts
      Dividend yield (TTM, derived)
      0.38%
      Buyback program · as of Sep 30, 2023
      Authorized
      $630.00M
      Spent (derived)
      Remaining
      $1.10B

      Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

      Key facts CIK 1397911 CUSIP 50212V100 13F (30d) 40 filings 27 filers Visit website Investor relations