LPLA · LPL Financial Holdings Inc.
$323.32
-4.06 (-1.24%)
At close · Jul 23
Market Cap
$25.86B
Shares
79.98M
Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-06-17 | Jambusaria Aneri | Officer | 308 | 2026-06-17 | Fidelity Brokerage Services LLC |
| 2026-04-15 | Audette Matthew J | Officer | 1,110 | 2026-04-15 | Fidelity Brokerage Services LLC |
| 2026-04-14 | Audette Matthew J | Officer | 469 | 2026-04-14 | Fidelity Brokerage Services LLC |
| 2026-03-10 | Cohen Marc Eliot | Officer | 1,089 | 2026-03-10 | Fidelity Brokerage Services LLC |
| 2026-03-09 | Cohen Marc Eliot | Officer | 2,212 | 2026-03-09 | Fidelity Brokerage Services LLC |
| 2026-03-02 | Jambusaria Aneri | Officer | 308 | 2026-03-02 | Fidelity Brokerage Services LLC |
| 2026-02-26 | Audette Matthew J | Officer | 1,581 | 2026-02-26 | Fidelity Brokerage Services LLC |
| 2026-02-26 | Enyedi Matthew | Officer | 2,109 | 2026-02-26 | Fidelity Brokerage Services LLC |
| 2025-12-05 | Gates Greg | Officer | 750 | 2025-12-05 | Fidelity Brokerage Services LLC |
| 2025-12-05 | Steinmeier Richard | Officer, Director | 5,058 | 2025-12-05 | Fidelity Brokerage Services LLC |
| 2025-12-01 | Jambusaria Aneri | Officer | 80 | 2025-12-01 | Fidelity Brokerage Services LLC |
| 2025-11-05 | Gates Greg | Officer | 1,500 | 2025-11-05 | Fidelity Brokerage Services LLC |
| 2025-10-06 | Gates Greg | Officer | 750 | 2025-10-06 | Fidelity Brokerage Services LLC |
| 2025-09-05 | Gates Greg | Officer | 1,500 | 2025-09-05 | Fidelity Brokerage Services LLC |
| 2025-09-02 | Jambusaria Aneri | Officer | 80 | 2025-09-02 | Fidelity Brokerage Services LLC |
| 2025-08-05 | Gates Greg | Officer | 1,500 | 2025-08-05 | Fidelity Brokerage Services LLC |
| 2025-07-03 | Gates Greg | Officer | 1,500 | 2025-07-03 | Fidelity Brokerage Services LLC |
| 2025-06-05 | Gates Greg | Officer | 1,500 | 2025-06-05 | Fidelity Brokerage Services LLC |
| 2025-06-02 | Jambusaria Aneri | Officer | 80 | 2025-06-02 | Fidelity Brokerage Services LLC |
| 2025-03-14 | Jambusaria Aneri | Officer | 80 | 2025-03-14 | Fidelity Brokerage Services LLC |
| 2025-02-26 | Cohen Marc Eliot | Officer | 1,100 | 2025-02-26 | Fidelity Brokerage Services LLC |
| 2025-02-26 | Audette Matthew J | Officer | 4,588 | 2025-02-26 | Fidelity Brokerage Services LLC |
| 2025-02-18 | Steinmeier Richard | Officer, Director | 3,500 | 2025-02-18 | Fidelity Brokerage Services LLC |
| 2025-02-10 | Enyedi Matthew | Officer | 5,154 | 2025-02-10 | Fidelity Brokerage Services LLC |
| 2025-02-05 | Audette Matthew J | Officer | 28,777 | 2025-02-05 | Fidelity Brokerage Services LLC |
| 2024-12-19 | Arnold Dan H. | Former Officer and Director | 47,894 | 2024-12-19 | Fidelity Brokerage Services LLC |
| 2024-12-18 | Arnold Dan H. | Former Officer | 100 | 2024-12-18 | Fidelity Brokerage Services LLC |
| 2024-12-05 | Jambusaria Aneri | Officer | 305 | 2024-12-05 | Fidelity Brokerage Services LLC |
| 2024-06-14 | Arnold Dan H. | Officer, Director | 5,677 | 2024-06-14 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Audette Matthew J | Officer | 5,574 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Larsen Sallie R. | Former Officer/Director | 4,022 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Sethi Kabir | Officer | 1,300 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Gates Greg | Officer | 4,959 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Gates Greg | Officer | 6,442 | 2024-02-26 | LPL Financial |
| 2024-02-26 | Arnold Dan H. | Officer, Director | 34,807 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-26 | Enyedi Matthew | Officer | 2,400 | 2024-02-26 | Fidelity Brokerage Services LLC |
| 2024-02-23 | Arnold Dan H. | Officer, Director | 7,089 | 2024-02-23 | Fidelity Brokerage Services LLC |
| 2024-02-21 | Larsen Sallie R. | Former officer | 21,580 | 2024-02-21 | Fidelity Brokerage Services LLC |
| 2024-02-20 | Arnold Dan H. | Officer, Director | 10,000 | 2024-02-20 | Fidelity Brokerage Services LLC |
| 2024-02-20 | Enyedi Matthew | Officer | 1,381 | 2024-02-20 | Fidelity Brokerage Services LLC |
| 2024-02-05 | Audette Matthew J | Officer | 27,704 | 2024-02-05 | Fidelity Brokerage Services LLC |
| 2023-11-13 | Larsen Sallie R. | Officer | 13,488 | 2023-11-10 | Fidelity Brokerage Services LLC |
| 2023-11-02 | Jambusaria Aneri | Officer | 1,930 | 2023-11-02 | Fidelity Brokerage Services LLC |
| 2023-09-20 | Arnold Dan H. | Officer, Director | 353 | 2023-09-20 | Fidelity Brokerage Services LLC |
| 2023-09-19 | Arnold Dan H. | Officer, Director | 175 | 2023-09-19 | Fidelity Brokerage Services LLC |
| 2023-09-13 | Steinmeier Richard | Officer | 10,300 | 2023-09-13 | Fidelity Brokerage Services LLC |
| 2023-08-22 | Enyedi Matthew | Officer | 3,265 | 2023-08-22 | Fidelity Brokerage Services LLC |
Showing 1–47 of 47 filings
Key facts
CIK
1397911
CUSIP
50212V100
13F (30d)
148 filings
145 filers
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