LPLA · LPL Financial Holdings Inc. · Executive Compensation

$318.34 +2.73 (+0.86%)

Russell 1000 member Rebalance outlook locked

Market Cap

$24.85B

78.74M

Volume · Oct 26 363.75K Avg daily vol (3M) 720.3K

Named-executive compensation from the company's DEF 14A proxy statements — salary, bonus, stock and option awards, non-equity incentive, and the company-reported total per executive per fiscal year, exactly as disclosed in the Summary Compensation Table.

Fiscal 2025

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Richard Steinmeier	Chief Executive Officer	$900,000	—	$10,045,542	—	$3,591,000	$37,954	$14,574,496
Matthew Audette	President and Chief Financial Officer	$750,000	—	$6,263,070	—	$2,500,000	$513,647	$10,026,717
Greg Gates	Group Managing Director, Chief Technology and Information Officer	$592,308	—	$2,271,788	—	$1,700,000	$17,625	$4,581,721
Matthew Enyedi	Group Managing Director, Chief Client Officer	$588,461	—	$1,747,340	—	$1,275,000	$24,200	$3,635,001
Aneri Jambusaria	Group Managing Director, Chief Wealth Officer	$488,462	—	$1,164,739	—	$885,000	$17,625	$2,555,826

Fiscal 2024

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Richard Steinmeier	Chief Executive Officer	$663,461	—	$2,022,617	—	$2,000,000	$31,805	$4,717,883
Matthew Audette	President and Chief Financial Officer	$648,462	—	$1,833,037	—	$1,600,000	$298,664	$4,380,163
Greg Gates	Group Managing Director, Chief Technology and Information Officer	$550,000	—	$1,807,569	—	$1,500,000	$6,600	$3,864,169
Matthew Enyedi	Group Managing Director, Chief Client Officer	$521,154	—	$1,390,166	—	$955,000	$34,250	$2,900,570

Fiscal 2023

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$946,154	—	$11,901,699	—	$4,000,000	$89,937	$16,937,790
Richard Steinmeier	Managing Director, Divisional President, Business Strategy and Growth	$592,308	—	$1,381,540	—	$1,675,000	$80,518	$3,729,366
Matthew Audette	Chief Financial Officer and Head of Business Operations	$625,385	—	$1,319,013	—	$1,375,000	$77,280	$3,396,678
Greg Gates	Managing Director, Chief Technology and Information Officer	$524,039	—	$1,435,139	—	$1,375,000	$55,984	$3,390,162
Matthew Enyedi	Managing Director, Client Success	$492,308	—	$1,102,237	—	$785,000	$75,510	$2,455,055

Fiscal 2022

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$920,096	—	$8,906,441	—	$3,885,000	$38,853	$13,750,390
Kabir Sethi	Managing Director, Chief Product Officer	$319,231	—	$2,864,050	—	$750,000	$4,135	$3,937,416
Edward Fandrey	Former Managing Director, Divisional President	$182,692	—	$2,365,846	—	—	$1,022,872	$3,571,410
Matthew Audette	Chief Financial Officer and Head of Business Operations	$600,000	—	$1,315,344	—	$1,500,000	$30,375	$3,445,719
Richard Steinmeier	Managing Director, Divisional President, Business Strategy and Growth	$540,192	—	$1,440,671	—	$1,300,000	$32,751	$3,313,614
Dayton Semerjian	Managing Director, Chief Customer Care Officer	$500,000	—	$1,127,386	—	$800,000	$30,383	$2,457,769

Fiscal 2021

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$892,308	—	$8,569,310	—	$3,375,000	$39,250	$12,875,868
Edward Fandrey	Former Managing Director, Divisional President	$459,615	$400,000	$4,751,056	—	$640,000	$543,695	$6,794,366
Richard Steinmeier	Managing Director, Divisional President, Business Strategy and Growth	$500,000	—	$1,788,720	—	$1,280,000	$28,384	$3,597,104
Matthew Audette	Chief Financial Officer and Head of Business Operations	$600,000	—	$1,582,270	—	$1,365,000	$37,122	$3,584,392
Dayton Semerjian	Managing Director, Chief Customer Care Officer	$500,000	—	$1,203,938	—	$800,000	$40,182	$2,544,120

Fiscal 2020

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$850,000	—	$4,171,168	—	$2,199,375	$36,170	$7,256,713
Matthew Audette	Chief Financial Officer	$600,000	—	$1,005,422	—	$1,192,000	$27,611	$2,825,033
Richard Steinmeier	Managing Director, Divisional President	$493,716	—	$883,689	—	$982,000	$80,841	$2,440,246
Scott Seese	Managing Director, Chief Information Officer	$500,000	—	$933,305	—	$882,000	$35,175	$2,350,480
Dayton Semerjian	Managing Director, Chief Customer Care Officer	$500,000	—	$788,991	—	$922,000	$102,496	$2,313,487

Fiscal 2019

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$842,308	—	$2,616,773	$1,679,993	$2,486,250	$44,630	$7,669,954
Matthew Audette	Chief Financial Officer	$600,000	—	$977,792	$314,980	$1,400,000	$32,155	$3,324,927
Scott Seese	Managing Director, Chief Information Officer	$500,000	—	$931,203	$299,992	$1,024,000	$22,748	$2,777,943
Dayton Semerjian	Managing Director, Chief Customer Care Officer	$407,692	—	$794,714	—	$975,000	$228,785	$2,406,191
Richard Steinmeier	Managing Director, Divisional President	$450,000	—	$557,281	$179,546	$780,000	$253,359	$2,220,186

Fiscal 2018

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$800,000	—	$2,328,641	$1,539,982	$2,430,000	$29,728	$7,128,351
Matthew Audette	Chief Financial Officer	$600,000	—	$959,950	$314,997	$1,420,000	$26,207	$3,321,154
Richard Steinmeier	Managing Director, Divisional President	$173,836	$500,000	$1,869,879	—	$265,000	$234,643	$3,043,358
Scott Seese	Managing Director, Chief Information Officer	$500,000	—	$777,065	$254,990	$1,120,000	$250,676	$2,902,731

Fiscal 2017

Executive	Role	Salary	Bonus	Stock Awards	Option Awards	Incentive	Other	Total
Dan H. Arnold	President and Chief Executive Officer	$799,315	—	$3,136,842	$1,309,252	$2,160,000	$14,040	$7,419,449
Matthew Audette	Chief Financial Officer	$600,000	—	$809,395	$294,577	$1,420,000	$14,400	$3,138,372
Scott Seese	Managing Director, Chief Information Officer	$239,726	—	$980,370	—	$960,000	—	$2,180,096

Executive changes

Person	Role	Change	Effective	Filed
Somesh Khanna	director	Appointed	2026-01-05	2026-01-08
Althea Brown	Chief Legal Officer and Corporate Secretary	Resigned	2025-06-30	2025-07-03
Althea Brown	Chief Legal Officer and Corporate Secretary	Resigned	2025-06-30	2025-06-03
Katharine Reeping	Chief Accounting Officer	Appointed	2025-02-28	2025-03-06
Dan H. Arnold	former President and Chief Executive Officer	Terminated	2024-10-01	2024-12-09
Rich Steinmeier	member of the Board	Appointed	2024-10-17	2024-10-21
Matthew Audette	President and Chief Financial Officer	Appointed	2024-10-17	2024-10-21
Rich Steinmeier	Chief Executive Officer	Appointed	2024-10-17	2024-10-21
Dan H. Arnold	Director	Resigned	2024-10-01	2024-10-01
Rich Steinmeier	Interim Chief Executive Officer	Appointed	2024-10-01	2024-10-01
Dan H. Arnold	President and Chief Executive Officer	Terminated	2024-10-01	2024-10-01
Corey E. Thomas	directors	Appointed	2023-05-11	2023-05-12
Richard P. Schifter	directors	Appointed	2023-05-11	2023-05-12
James S. Putnam	directors	Appointed	2023-05-11	2023-05-12
Anne M. Mulcahy	directors	Appointed	2023-05-11	2023-05-12
Allison H. Mnookin	directors	Appointed	2023-05-11	2023-05-12
William F. Glavin, Jr.	directors	Appointed	2023-05-11	2023-05-12
Albert J. Ko	directors	Appointed	2023-05-11	2023-05-12
Edward C. Bernard	directors	Appointed	2023-05-11	2023-05-12
H. Paulett Eberhart	directors	Appointed	2023-05-11	2023-05-12
Dan H. Arnold	directors	Appointed	2023-05-11	2023-05-12
Brent Simonich	Chief Risk Officer	Appointed	2023-05-11	2023-05-12
Matthew Audette	principal accounting officer	Appointed	2023-05-11	2023-05-12
Albert J. Ko	director	Appointed	2023-01-09	2023-01-11

Leadership

Richard Steinmeier CEO
Matthew Audette CFO, Chief Accounting Officer
Greg Gates CTO, CIO, Board Member
Brent Simonich Chief Accounting Officer
Katharine Reeping Chief Accounting Officer
Albert J. Ko Board Member
Allison H. Mnookin Board Member
Aneri Jambusaria Board Member
Anne M. Mulcahy Board Member
Corey E. Thomas Board Member
Dan H. Arnold Board Member
Edward C. Bernard Board Member
Edward Fandrey Board Member
H. Paulett Eberhart Board Member
James S. Putnam Board Member
Kabir Sethi Board Member
Matthew Enyedi Board Member
Rich Steinmeier Board Member
Richard P. Schifter Board Member
Somesh Khanna Board Member
William F. Glavin, Jr. Board Member

Key facts CIK 1397911 CUSIP 50212V100 13F (30d) 168 filings 155 filers Visit website Investor relations