Stocks
XFLT XAI Octagon Floating Rate & Alternative Income Trust

XFLT

XAI Octagon Floating Rate & Alternative Income Trust

Company with tickers: XFLT

CIK

1703079

CUSIP

98400T106

Shares Outstanding

15,230,918

Price History Institutional Holders Short Volume Short Interest Fails to Deliver SEC Filings Earnings Calls Insider Trades Congressional Trades

Date	Insider	Role	Type	Shares	Price	Value	After
2026-02-19	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2026-02-19	Spence John Yogi	Vice President	Buy	5,000	$3.90	$19,500	561,791
2026-02-19	Spence John Yogi	Vice President	Other	16,678	—	—	16,678
2026-02-19	Spence John Yogi	Vice President	Other	10,591	—	—	10,591
2025-12-24	Brombach Theodore J	Director, President & CEO	Gift	7,811	—	—	16,104
2025-12-24	McCulloch Benjamin	Secretary & CLO	Other	3,389	—	—	11,490
2025-12-24	Spence John Yogi	Vice President	Gift	7,811	—	—	16,104
2025-12-24	Flynn Kimberly Ann	Vice President	Other	3,504	—	—	46,708
2025-10-24	Law Lauren Kristen	Insider	Buy	20,000	$5.01	$100,140	20,000
2025-10-01	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2025-10-01	Brombach Theodore J	Director, President & CEO	Other	544,856	—	—	544,856
2025-10-01	Spence John Yogi	Vice President	Other	550,859	—	—	550,859
2025-10-01	Spence John Yogi	Vice President	Other	10,299	—	—	10,299
2025-10-01	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2025-09-11	Jones Scott C	Insider	Sell	13,008	$5.62	$73,115	0
2025-02-26	Woo Lisa	Assistant Treasurer	Other	0	—	—	0
2025-02-26	Arment Madeline	Assistant Treasurer	Other	0	—	—	0
2025-02-21	Spence John Yogi	Vice President	Other	800	—	—	800
2025-02-21	Spence John Yogi	Vice President	Other	20,977	—	—	20,977
2025-02-21	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2025-02-21	Spence John Yogi	Vice President	Buy	2,000	$6.38	$12,760	551,806
2025-02-19	Spence John Yogi	Vice President	Buy	3,000	$6.41	$19,229	549,806
2025-02-19	Spence John Yogi	Vice President	Other	20,977	—	—	20,977
2025-02-19	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2025-02-19	Spence John Yogi	Vice President	Other	800	—	—	800
2024-12-19	Spence John Yogi	Vice President	Other	26,477	—	—	26,477
2024-12-19	Spence John Yogi	Vice President	Buy	2,000	$6.50	$13,000	546,806
2024-12-19	Spence John Yogi	Vice President	Other	782	—	—	782
2024-12-19	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2024-12-18	Brombach Theodore J	Director, President & CEO	Other	506,421	—	—	506,421
2024-12-18	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2024-12-18	Brombach Theodore J	Director, President & CEO	Other	6,052	—	—	20,733
2024-12-18	Spence John Yogi	Vice President	Other	791	—	—	791
2024-12-18	Spence John Yogi	Vice President	Other	6,052	—	—	20,733
2024-12-18	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2024-12-18	Spence John Yogi	Vice President	Other	546,806	—	—	546,806
2024-12-18	Flynn Kimberly Ann	Vice President	Other	3,004	—	—	43,204
2024-12-18	McCulloch Benjamin	Secretary & CLO	Other	2,857	—	—	7,130
2024-05-21	Spence John Yogi	Vice President	Other	716	—	—	716
2024-05-21	Spence John Yogi	Vice President	Gift	6,000	—	—	531,763
2024-05-21	Spence John Yogi	Vice President	Other	27,400	—	—	27,400
2024-05-21	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2024-05-10	Brombach Theodore J	Director, President & CEO	Buy	3,450	$7.13	$24,599	27,400
2024-05-10	Spence John Yogi	Vice President	Buy	3,450	$7.13	$24,599	27,400
2024-05-09	Brombach Theodore J	Director, President & CEO	Other	484,646	—	—	484,646
2024-05-09	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2024-05-09	Brombach Theodore J	Director, President & CEO	Buy	3,417	$7.13	$24,363	23,950
2024-05-09	Spence John Yogi	Vice President	Other	537,763	—	—	537,763
2024-05-09	Spence John Yogi	Vice President	Buy	3,417	$7.13	$24,363	23,950
2024-05-09	Spence John Yogi	Vice President	Other	716	—	—	716
2024-05-09	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2024-01-01	Meyers William T.	Director	Other	8,000	—	—	8,000
2024-01-01	Meyers William T.	Director	Other	2,150	—	—	2,150
2023-12-12	Spence John Yogi	Vice President	Buy	825	$7.05	$5,816	19,326
2023-12-12	Brombach Theodore J	Director, President & CEO	Buy	825	$7.05	$5,816	19,326
2023-12-11	Spence John Yogi	Vice President	Other	5,409	—	—	18,501
2023-12-11	Spence John Yogi	Vice President	Other	674	—	—	674
2023-12-11	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2023-12-11	Spence John Yogi	Vice President	Other	534,018	—	—	534,018
2023-12-11	Brombach Theodore J	Director, President & CEO	Other	5,409	—	—	18,501
2023-12-11	Brombach Theodore J	Director, President & CEO	Other	484,646	—	—	484,646
2023-12-11	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2023-12-11	McCulloch Benjamin	Secretary & CLO	Other	2,209	—	—	3,661
2023-12-11	Flynn Kimberly Ann	Vice President	Other	2,400	—	—	40,200
2023-12-05	Spence John Yogi	Vice President	Other	533,260	—	—	533,260
2023-12-05	Spence John Yogi	Vice President	Buy	6,000	$6.89	$41,340	23,683
2023-12-05	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2023-12-05	Spence John Yogi	Vice President	Other	666	—	—	666
2023-12-05	Brombach Theodore J	Director, President & CEO	Buy	6,000	$6.89	$41,340	23,683
2023-12-05	Brombach Theodore J	Director, President & CEO	Other	484,646	—	—	484,646
2023-12-05	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2023-11-13	Spence John Yogi	Vice President	Other	666	—	—	666
2023-11-13	Spence John Yogi	Vice President	Buy	289	$7.08	$2,046	17,683
2023-11-13	Spence John Yogi	Vice President	Other	10,250	—	—	10,250
2023-11-13	Spence John Yogi	Vice President	Other	533,260	—	—	533,260
2023-11-13	Brombach Theodore J	Director, President & CEO	Other	10,250	—	—	10,250
2023-11-13	Brombach Theodore J	Director, President & CEO	Other	484,646	—	—	484,646
2023-11-13	Brombach Theodore J	Director, President & CEO	Buy	289	$7.08	$2,046	17,683
2023-10-02	Roessler Randi Jean	Chief Compliance Officer	Other	0	—	—	0
2023-07-24	Spence John Yogi	Vice President	Other	633	—	—	633
2023-07-24	Spence John Yogi	Vice President	Other	15,050	—	—	15,050
2023-07-24	Spence John Yogi	Vice President	Gift	4,000	—	—	520,284
2023-07-24	Spence John Yogi	Vice President	Other	10,205	—	—	10,205
2022-12-22	Spence John Yogi	Vice President	Buy	500	$6.33	$3,165	515,996
2022-12-22	Spence John Yogi	Vice President	Other	582	—	—	582
2022-12-22	Spence John Yogi	Vice President	Other	15,050	—	—	15,050
2022-12-22	Spence John Yogi	Vice President	Other	10,205	—	—	10,205
2022-11-11	Brombach Theodore J	Director, President & CEO	Buy	3,050	$6.67	$20,344	15,050
2022-11-11	Brombach Theodore J	Director, President & CEO	Other	484,646	—	—	484,646
2022-11-11	Brombach Theodore J	Director, President & CEO	Other	10,205	—	—	10,205
2022-11-11	Spence John Yogi	Vice President	Other	10,205	—	—	10,205
2022-11-11	Spence John Yogi	Vice President	Other	594	—	—	594
2022-11-11	Spence John Yogi	Vice President	Buy	3,050	$6.67	$20,344	15,050
2022-11-11	Spence John Yogi	Vice President	Other	515,496	—	—	515,496
2022-11-10	Spence John Yogi	Vice President	Buy	754	$6.64	$5,007	11,645
2022-11-10	Spence John Yogi	Vice President	Other	515,496	—	—	515,496
2022-11-10	Spence John Yogi	Vice President	Other	10,205	—	—	10,205
2022-11-10	Spence John Yogi	Vice President	Other	594	—	—	594
2022-11-10	Spence John Yogi	Vice President	Buy	891	$6.63	$5,907	10,891
2022-11-10	Spence John Yogi	Vice President	Buy	355	$6.65	$2,361	12,000