UDN 8-K
Invesco Db US Dollar Index Bearish Fund (UDN)
8-K
2023-11-28
For: 2023-11-27
View Original
Added on
April 12, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 27, 2023
(Registrant)
(Co-Registrants)
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation) |
(Commission File Numbers) |
(. Employer Identification Nos.) |
(Address of principal executive offices) |
(Zip Code) |
(800 ) 983-0903
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934 (§240.12b-2
of this chapter). Emerging growth company |
| ☐ | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act. |
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(b)
On November 27, 2023, Ms. Anna Paglia gave notice to the Invesco DB US Dollar Index Trust (the “Trust”) and each of its underlying series, Invesco DB US Dollar Index Bearish Fund and Invesco DB US Dollar Index Bullish Fund (collectively, the “Funds”), that she is resigning from all positions at Invesco Capital Management LLC (the “Managing Owner”) and its affiliates, including her positions as Chief Executive Officer and Principal Executive Officer of the Trust and the Funds and as a Member of the Board of Managers of the Managing Owner (the “Board”), effective November 28, 2023 (the “Effective Date”).
(c)
On November 27, 2023, (i) the Board appointed Mr. Brian Hartigan to serve as Chief Executive Officer and Principal Executive Officer of the Trust and the Funds, and (ii) Invesco Group Services Inc., the sole member of the Managing Owner, appointed Mr. Hartigan to serve as a Member of the Board, as of the Effective Date. Mr. Hartigan will replace Ms. Anna Paglia, who, as previously disclosed, gave notice of her resignation as Chief Executive Officer and Principal Executive Officer of the Trust and the Funds and as a Member of the Board, as of the Effective Date.
Brian Hartigan
providing day-to-day support.
®
(CFA) charterholder and a member of the CFA Society of Chicago. SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Invesco DB US Dollar Index Trust | ||||||||
| By: | Invesco Capital Management LLC, its Managing Owner | |||||||
| By: | /s/ Adam Henkel | |||||||
| Name: | Adam Henkel | |||||||
| Date: | November 28, 2023 | |||||||
| Title: | Secretary | |||||||
Invesco DB US Dollar Index Bullish Fund, a series of Invesco DB US Dollar Index Trust | ||||||||
| By: | Invesco Capital Management LLC, its Managing Owner | |||||||
| By: | /s/ Adam Henkel | |||||||
| Name: | Adam Henkel | |||||||
| Date: | November 28, 2023 | |||||||
| Title: | Secretary | |||||||
Invesco DB US Dollar Index Bearish Fund, a series of Invesco DB US Dollar Index Trust | ||||||||
| By: | Invesco Capital Management LLC, its Managing Owner | |||||||
| By: | /s/ Adam Henkel | |||||||
| Name: | Adam Henkel | |||||||
| Date: | November 28, 2023 | |||||||
| Title: | Secretary | |||||||