NBC SECURITIES, INC.
Broker-DealerPosition in FAD — First Trust Multi Cap Growth AlphaDEX Fund
CIK 791540
BIRMINGHAM, AL
All Filings in FAD
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11 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 FAD | $27,016 | 170 | Shares | Sole | 2026-04-14 | |
| 2025-12-31 FAD | $27,514 | 170 | Shares | Sole | 2026-01-29 | |
| 2025-09-30 FAD | $27,293 | 170 | Shares | Sole | 2025-11-14 | |
| 2025-06-30 FAD | $571,863 | 3,895 | Shares | Sole | 2025-07-08 | |
| 2025-03-31 FAD | $520,326 | 4,022 | Shares | Sole | 2025-04-09 | |
| 2024-12-31 FAD | $414 | 3 | Shares | Sole | 2025-01-22 | |
| 2024-09-30 FAD | $561,120 | 4,200 | Shares | Sole | 2024-10-15 | |
| 2024-06-30 FAD | $564,135 | 4,582 | Shares | Sole | 2024-07-10 | |
| 2024-03-31 FAD | $555,795 | 4,461 | Shares | Sole | 2024-04-05 | |
| 2023-12-31 FAD | $508,537 | 4,530 | Shares | Sole | 2024-02-07 | |
| 2023-09-30 FAD | $405,426 | 4,049 | Shares | Sole | 2023-11-03 | |
| No filing history on record for this holder in this stock. | ||||||