HIGH POINTE CAPITAL MANAGEMENT LLC

CIK

1280051

Location

CHICAGO, IL

Portfolio Value

Small $132,249,048

Diversification

Diversified

Filing Date

Global Rank

#5,667 / 6,901 ▼ 40 · as of Mar 2022

Top Industry

Gold 8.3%

Period ended 4 years ago

Filed May 10, 2022 · 4y

9 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 28.3%, 54.4 effective positions, active share 84.6% against the S&P 500 as of 2022-03-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

33.5% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.4 quarters, but 30.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2022-03-31, active share 84.6%; sector active share 40.5% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

73 tracked positions · as of Mar 31, 2022 · Δ vs Dec 31, 2021

Top Position

3.7%

+0.1 pts

Top 5

15.5%

+0.8 pts

Top 10

28.3%

+2.2 pts

HHI

184

Diversified+10

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2022

Sector	% Portfolio	Value	Positions
Healthcare	17.9%	$23,718,196	12
Financial Services	16.1%	$21,241,212	11
Basic Materials	15.0%	$19,808,145	10
Energy	11.9%	$15,756,887	7
Communication Services	8.4%	$11,110,147	7
Utilities	6.5%	$8,651,065	4
Industrials	6.4%	$8,399,814	4
Technology	6.1%	$8,096,170	6
Unclassified	4.1%	$5,392,509	4
Consumer Defensive	3.4%	$4,536,305	4
Real Estate	2.2%	$2,926,867	2
Consumer Cyclical	2.0%	$2,611,731	2

Last Quarter's Activity

Export CSV

Mar 31, 2022 vs Dec 31, 2021

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
AEM	Agnico Eagle Mines Ltd	+18,596	37,396	$2,290,131
NEM	NEWMONT Corp	+7,940	62,340	$4,952,913
EXC	Exelon Corp	+4,340	84,703	$4,034,403
—		+3,810	111,210	$991,000
HL	Hecla Mining Co	+1,630	205,870	$1,352,565
TOT	TotalEnergies SE	+1,410	31,160	$0
FCX	Freeport-Mcmoran Inc	+390	23,290	$1,158,444
FNV	FRANCO NEVADA Corp	+270	9,450	$1,507,464
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NTR	Nutrien Ltd.	−19,610	26,270	$2,731,817
AEE	Ameren Corp	−17,766	7,280	$682,572
BKR	Baker Hughes Co	−7,010	93,314	$3,397,562
BMY	Bristol Myers Squibb Co	−6,470	44,277	$3,233,549
CMCSA	Comcast Corp	−5,810	37,579	$1,759,447
ELAN	Elanco Animal Health Inc	−5,230	85,060	$2,219,215
SLB	Slb Limited	−5,090	56,700	$2,342,277
CSCO	Cisco Systems, Inc.	−4,580	60,894	$3,395,449
BP	Bp PLC	−4,370	47,810	$1,405,614
BNY	Bank of New York Mellon Corp	−4,260	52,224	$2,591,877
KDP	Keurig Dr Pepper Inc.	−4,060	58,562	$2,219,499
BMRN	Biomarin Pharmaceutical Inc	−3,770	26,519	$2,044,614
BAC	Bank Of America Corp	−3,490	48,959	$2,018,089
INTC	Intel Corp	−3,350	37,974	$1,881,991
FISV	Fiserv Inc	−3,320	27,007	$2,738,509
KGC	Kinross Gold Corp	−3,150	304,220	$1,788,813
NVO	Novo Nordisk A S	−3,090	2,280	$253,194
—		−2,970	19,216	$1,539,000
KKR	KKR & Co. Inc.	−2,820	37,929	$2,217,708
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−2,740	2,174	$226,661
CNC	Centene Corp	−2,620	32,409	$2,728,513
RTX	RTX Corp	−2,540	33,718	$3,340,442
TJX	Tjx Companies Inc	−2,280	25,902	$1,569,143
ORCL	Oracle Corp	−2,120	8,920	$737,951
JEC	Jacobs Solutions Inc.	−2,120	16,658	$2,296,000
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
CEG	Constellation Energy Corp	35,181	$1,978,931
D	Dominion Energy, Inc	23,010	$1,955,159
PBR	Petrobras - Petroleo Brasileiro SA	90,940	$1,345,912
SCI	Service Corp International	15,840	$1,042,588
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
IWF	iShares Russell 1000 Growth ETF	9,270	$2,832,819
—		29,170	$1,224,000
DMC	Del Monte Corp	28,450	$785,220
SONY	Sony Group Corp	4,900	$619,360
SIMO	Silicon Motion Technology CORP	5,980	$568,279
SII	Sprott Inc.	10,452	$471,280
—		4,030	$464,336
NVS	Novartis AG	5,000	$437,350
IWD	iShares Russell 1000 Value ETF	2,580	$433,259
BCE	Bce Inc	7,960	$414,238
ANET	Arista Networks, Inc.	1,780	$255,875
WCC	Wesco International Inc	1,780	$234,230
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

73 tracked positions · $132,249,048 total · filing declares 78 positions · $139,228,000 · as of Mar 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 73 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NEM	NEWMONT Corp Basic Materials	Added	62,340	+7,940	$4,952,913	+46.8%	9+	before history	3.75%
EXC	Exelon Corp Utilities	Added	84,703	+4,340	$4,034,403	−13.1%	4	unpriced	3.05%
ABBV	AbbVie Inc. Healthcare	Reduced	22,712	-1,670	$3,681,842	+11.5%	5	$108.29	2.78%
		Reduced	136,460	-1,830	$3,680,000	+40.0%	7	unpriced	2.78%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,317	-160	$3,663,037	−14.4%	9+	before history	2.77%
EQT	EQT Corp Energy	Held	104,200	0	$3,585,522	+57.8%	6	$18.96	2.71%
BKR	Baker Hughes Co Energy	Reduced	93,314	-7,010	$3,397,562	+40.8%	5	$23.00	2.57%
CSCO	Cisco Systems, Inc. Technology	Reduced	60,894	-4,580	$3,395,449	−18.2%	7	$44.28	2.57%
RTX	RTX Corp Industrials	Reduced	33,718	-2,540	$3,340,442	+7.1%	8	unpriced	2.53%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	44,277	-6,470	$3,233,549	+2.2%	9+	before history	2.45%
FISV	Fiserv Inc	Reduced	27,007	-3,320	$2,738,509	−13.0%	6	$107.46	2.07%
NTR	Nutrien Ltd. Basic Materials	Reduced	26,270	-19,610	$2,731,817	−20.8%	9+	before history	2.07%
CNC	Centene Corp Healthcare	Reduced	32,409	-2,620	$2,728,513	−5.5%	8	$68.21	2.06%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	52,224	-4,260	$2,591,877	−21.0%	6	$40.75	1.96%
FMC	Fmc Corp Basic Materials	Reduced	19,465	-630	$2,561,010	+16.0%	9+	before history	1.94%
AXP	American Express Co Financial Services	Reduced	13,565	-1,180	$2,536,655	+5.2%	8	$108.77	1.92%
SLB	Slb Limited Energy	Reduced	56,700	-5,090	$2,342,277	+26.6%	5	$27.18	1.77%
JEC	Jacobs Solutions Inc. Industrials	Reduced	16,658	-2,120	$2,296,000	−12.2%	9+	before history	1.74%
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	37,396	+18,596	$2,290,131	+129.2%	9+	before history	1.73%
CHTR	Charter Communications, Inc. Communication Services	Reduced	4,159	-550	$2,268,817	−26.1%	9+	before history	1.72%
BDX	Becton Dickinson & Co Healthcare	Reduced	8,402	-730	$2,234,931	−2.7%	4	$245.69	1.69%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Reduced	58,562	-4,060	$2,219,499	−3.8%	6	$30.34	1.68%
ELAN	Elanco Animal Health Inc Healthcare	Reduced	85,060	-5,230	$2,219,215	−13.4%	2	$31.10	1.68%
KKR	KKR & Co. Inc. Financial Services	Reduced	37,929	-2,820	$2,217,708	−26.9%	5	$48.19	1.68%
FDX	Fedex Corp Industrials	Reduced	9,470	-590	$2,191,263	−15.8%	2	unpriced	1.66%
HUM	Humana Inc Healthcare	Reduced	4,848	-430	$2,109,704	−13.8%	8	$409.55	1.60%
CI	Cigna Group Healthcare	Reduced	8,630	-560	$2,067,834	−2.0%	2	$212.52	1.56%
BMRN	Biomarin Pharmaceutical Inc Healthcare	Reduced	26,519	-3,770	$2,044,614	−23.6%	6	$80.11	1.55%
BAC	Bank Of America Corp Financial Services	Reduced	48,959	-3,490	$2,018,089	−13.5%	9+	before history	1.53%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	14,681	-900	$2,001,313	−18.9%	9+	before history	1.51%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	15,420	-1,060	$1,979,157	+3.5%	7	$116.73	1.50%
CEG	Constellation Energy Corp Utilities	NEW	35,181	NEW	$1,978,931	NEW	1	$48.78	1.50%
D	Dominion Energy, Inc Utilities	NEW	23,010	NEW	$1,955,159	NEW	1	$80.31	1.48%
INTC	Intel Corp Technology	Reduced	37,974	-3,350	$1,881,991	−11.6%	6	$49.21	1.42%
STT	State Street Corp Financial Services	Reduced	21,436	-1,840	$1,867,504	−13.7%	8	$67.54	1.41%
TRU	TransUnion Financial Services	Reduced	18,021	-1,610	$1,862,290	−20.0%	4	$105.97	1.41%
SCHW	Schwab Charles Corp Financial Services	Reduced	21,791	-1,950	$1,837,199	−8.0%	9+	before history	1.39%
KGC	Kinross Gold Corp Basic Materials	Reduced	304,220	-3,150	$1,788,813	+0.2%	8	$6.70	1.35%
CPT	Camden Property Trust Real Estate	Held	10,710	0	$1,780,002	−7.0%	4	$124.03	1.35%
CMCSA	Comcast Corp Communication Services	Reduced	37,579	-5,810	$1,759,447	−19.4%	9+	before history	1.33%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	25,902	-2,280	$1,569,143	−26.7%	7	$62.47	1.19%
		Reduced	19,216	-2,970	$1,539,000	+4.3%	9+	before history	1.16%
FNV	FRANCO NEVADA Corp Basic Materials	Added	9,450	+270	$1,507,464	+18.7%	4	$144.69	1.14%
RGA	Reinsurance Group Of America Inc Financial Services	Reduced	13,452	-1,150	$1,472,455	−7.9%	7	$97.69	1.11%
INCY	Incyte Corp Healthcare	Reduced	18,486	-250	$1,468,158	+6.8%	4	$81.75	1.11%
USFD	US Foods Holding Corp. Consumer Defensive	Reduced	38,512	-520	$1,449,206	+6.6%	4	$38.05	1.10%
AIG	American International Group, Inc. Financial Services	Reduced	22,921	-1,650	$1,438,751	+3.0%	9+	before history	1.09%
BP	Bp PLC Energy	Reduced	47,810	-4,370	$1,405,614	+1.2%	4	$26.21	1.06%
C	Citigroup Inc Financial Services	Reduced	26,168	-760	$1,397,371	−14.1%	4	$73.27	1.06%
HL	Hecla Mining Co Basic Materials	Added	205,870	+1,630	$1,352,565	+26.9%	4	$7.49	1.02%

Showing the top 50 of 73 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.