LUCAS CAPITAL MANAGEMENT

CIK

1280577

Location

Red Bank, NJ

Portfolio Value

Micro $43,533,538

Diversification

Diversified

Filing Date

Global Rank

#4,947 / 5,886 ▼ 326

Top Industry

Consumer Electronics 30.4%

3Y Alpha vs SPY

-4.0%

Period ended 5 years ago

Filed Jan 27, 2021 · 5y

4 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+61.1%

SPY

+76.5%

Annualised alpha

-3.6%

Max drawdown

−17.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

29 positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

24.9%

−6.1 pts

Top 5

59.4%

−5.4 pts

Top 10

77.7%

−6.3 pts

HHI

1,071

Diversified−337

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Technology	24.9%	$10,850,061	1
Healthcare	19.5%	$8,499,084	5
Unclassified	18.0%	$7,854,318	3
Energy	10.1%	$4,396,276	8
Financial Services	8.3%	$3,599,265	5
Communication Services	5.3%	$2,321,735	2
Consumer Defensive	5.2%	$2,282,174	1
Basic Materials	3.9%	$1,715,316	2
Utilities	3.7%	$1,612,216	1
Consumer Cyclical	0.9%	$403,093	1

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
VZ	Verizon Communications Inc	+7,048	22,061	$1,296,083
JPM	Jpmorgan Chase & Co	+5,435	16,973	$2,156,759
SLV	iShares Silver Trust	+1,900	12,000	$294,840
HESM	Hess Midstream LP	+1,040	15,145	$296,387
PG	PROCTER & GAMBLE Co	+684	16,402	$2,282,174
DOW	Dow Inc.	+573	26,172	$1,452,546
JNJ	Johnson & Johnson	+462	31,308	$4,927,253
XOM	Exxon Mobil Corp	+299	11,046	$455,316
CVX	Chevron Corp	+25	13,202	$1,114,908
No positions match the current search.

Trimmed

Positions the filer reduced

10 positions

Ticker	Company	Δ Shares	Shares	Value
WES	Western Midstream Partners, LP	−11,868	25,517	$352,644
SBR	Sabine Royalty Trust	−5,440	28,708	$810,139
T	At&T Inc.	−3,224	47,217	$1,025,652
DMLP	Dorchester Minerals, L.P.	−2,816	26,254	$286,431
MPLX	Mplx LP	−2,436	17,329	$375,172
AAPL	Apple Inc.	−1,519	81,770	$10,850,061
BMY	Bristol Myers Squibb Co	−846	26,975	$1,673,259
GLD	Spdr Gold Trust	−650	10,763	$1,919,688
BIPH	Brookfield Infrastructure Partners L.P.	−386	48,954	$1,612,216
EPD	Enterprise Products Partners L.P.	−42	36,002	$705,279
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	17,976	$5,639,790
PFE	Pfizer Inc	22,371	$823,476
MRK	Merck & Co., Inc.	10,368	$809,257
BAC	Bank Of America Corp /De/	20,420	$618,930
SII	Sprott Inc.	11,100	$321,789
CLPT	ClearPoint Neuro, Inc.	16,730	$265,839
AA	Alcoa Corp	11,400	$262,770
PTY	Pimco Corporate & Income Opportunity Fund	12,300	$219,555
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
USAC	USA Compression Partners, LP	20,184	$202,041
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

29 positions · $43,533,538 total · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	81,770	-1,519	$10,850,061	+12.5%	24.92%
QQQ	Invesco Qqq Trust, Series 1	NEW	17,976	NEW	$5,639,790	NEW	12.96%
JNJ	Johnson & Johnson Healthcare	Added	31,308	+462	$4,927,253	+7.3%	11.32%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	16,402	+684	$2,282,174	+4.5%	5.24%
JPM	Jpmorgan Chase & Co Financial Services	Added	16,973	+5,435	$2,156,759	+94.2%	4.95%
GLD	Spdr Gold Trust	Reduced	10,763	-650	$1,919,688	−5.0%	4.41%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	26,975	-846	$1,673,259	−0.2%	3.84%
BIPH	Brookfield Infrastructure Partners L.P. Utilities	Reduced	48,954	-386	$1,612,216	+2.9%	3.70%
DOW	Dow Inc. Basic Materials	Added	26,172	+573	$1,452,546	+20.6%	3.34%
VZ	Verizon Communications Inc Communication Services	Added	22,061	+7,048	$1,296,083	+45.1%	2.98%
CVX	Chevron Corp Energy	Added	13,202	+25	$1,114,908	+17.5%	2.56%
T	At&T Inc. Communication Services	Reduced	47,217	-3,224	$1,025,652	−5.6%	2.36%
PFE	Pfizer Inc Healthcare	NEW	22,371	NEW	$823,476	NEW	1.89%
SBR	Sabine Royalty Trust Energy	Reduced	28,708	-5,440	$810,139	−18.5%	1.86%
MRK	Merck & Co., Inc. Healthcare	NEW	10,368	NEW	$809,257	NEW	1.86%
EPD	Enterprise Products Partners L.P. Energy	Reduced	36,002	-42	$705,279	+23.9%	1.62%
BAC	Bank Of America Corp /De/ Financial Services	NEW	20,420	NEW	$618,930	NEW	1.42%
XOM	Exxon Mobil Corp Energy	Added	11,046	+299	$455,316	+23.4%	1.05%
HOV	Hovnanian Enterprises Inc Consumer Cyclical	Held	12,267	0	$403,093	+1.0%	0.93%
MPLX	Mplx LP Energy	Reduced	17,329	-2,436	$375,172	+20.6%	0.86%
WES	Western Midstream Partners, LP Energy	Reduced	25,517	-11,868	$352,644	+17.9%	0.81%
SII	Sprott Inc. Financial Services	NEW	11,100	NEW	$321,789	NEW	0.74%
HESM	Hess Midstream LP Energy	Added	15,145	+1,040	$296,387	+39.2%	0.68%
SLV	iShares Silver Trust	Added	12,000	+1,900	$294,840	+34.9%	0.68%
DMLP	Dorchester Minerals, L.P. Energy	Reduced	26,254	-2,816	$286,431	−4.6%	0.66%
VTN	Invesco Trust for Investment Grade New York Municipals Financial Services	Held	21,627	0	$282,232	+5.4%	0.65%
CLPT	ClearPoint Neuro, Inc. Healthcare	NEW	16,730	NEW	$265,839	NEW	0.61%
AA	Alcoa Corp Basic Materials	NEW	11,400	NEW	$262,770	NEW	0.60%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	NEW	12,300	NEW	$219,555	NEW	0.50%