LUCAS CAPITAL MANAGEMENT
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2020, never from the firm's own description.
Closest benchmark: the Dow Jones Industrial Average as of 2021-01-31, active share 83.1%; sector active share 30.6% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
46 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020Portfolio Trend
Sector Breakdown
As of Dec 31, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 47.9% | $37,799,240 |
| Technology | 13.8% | $10,850,061 |
| Healthcare | 10.8% | $8,537,929 |
| Financial Services | 7.7% | $6,045,338 |
| Energy | 5.6% | $4,396,276 |
| Consumer Defensive | 5.1% | $4,038,173 |
| Communication Services | 3.4% | $2,654,046 |
| Utilities | 3.1% | $2,418,325 |
| Basic Materials | 2.2% | $1,715,316 |
| Consumer Cyclical | 0.5% | $403,093 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VZ | Verizon Communications Inc | +7,048 | 22,061 | $1,296,083 | |
| JPM | Jpmorgan Chase & Co | +5,435 | 16,973 | $2,156,759 | |
| SLV | iShares Silver Trust | +1,900 | 12,000 | $294,840 | |
| — | +1,326 | 72,265 | $918,000 | ||
| HESM | Hess Midstream LP | +1,040 | 15,145 | $296,387 | |
| VEA | Vanguard FTSE Developed Markets ETF | +757 | 72,193 | $3,408,231 | |
| PG | PROCTER & GAMBLE Co | +684 | 16,402 | $2,282,174 | |
| DOW | Dow Inc. | +573 | 26,172 | $1,452,546 | |
| QQQ | Invesco Qqq Trust, Series 1 | +478 | 17,976 | $5,639,790 | |
| JNJ | Johnson & Johnson | +462 | 31,308 | $4,927,253 | |
| XOM | ExxonMobil Holdings Corp | +299 | 11,046 | $455,316 | |
| — | +237 | 24,628 | $0 | ||
| VB | Vanguard Index Funds | +90 | 11,215 | $2,183,336 | |
| CVX | Chevron Corp | +25 | 13,202 | $1,114,908 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WES | Western Midstream Partners, LP | −11,868 | 25,517 | $352,644 | |
| XLF | State Street Corp | −6,648 | 82,974 | $2,446,073 | |
| SBR | Sabine Royalty Trust | −5,440 | 28,708 | $810,139 | |
| T | At&T Inc. | −3,224 | 47,217 | $1,357,963 | |
| DMLP | Dorchester Minerals, L.P. | −2,816 | 26,254 | $286,431 | |
| — | −2,459 | 37,029 | $1,572,000 | ||
| MPLX | Mplx LP | −2,436 | 17,329 | $375,172 | |
| XLY | State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF | −2,088 | 13,057 | $2,099,304 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −1,726 | 12,298 | $1,598,985 | |
| AAPL | Apple Inc. | −1,519 | 81,770 | $10,850,061 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −1,500 | 13,460 | $843,942 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | −1,276 | 37,787 | $3,346,038 | |
| VOX | VANGUARD COMMUNICATION SERVICES INDEX FUND | −1,210 | 12,970 | $1,558,994 | |
| — | −1,162 | 27,446 | $4,157,794 | ||
| BMY | Bristol Myers Squibb Co | −846 | 26,975 | $1,673,259 | |
| IHI | iShares U.S. Medical Devices ETF | −819 | 15,793 | $0 | |
| GLD | Spdr Gold Trust | −650 | 10,763 | $1,919,688 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −441 | 18,203 | $2,064,948 | |
| UL | Unilever PLC | −427 | 29,063 | $1,755,999 | |
| BIP | Brookfield Infrastructure Partners L.P. | −386 | 48,954 | $2,418,325 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | −350 | 16,898 | $5,978,350 | |
| EPD | Enterprise Products Partners L.P. | −42 | 36,002 | $705,279 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MRK | Merck & Co., Inc. | 10,368 | $848,102 | |
| PFE | Pfizer Inc | 22,371 | $823,476 | |
| BAC | Bank Of America Corp | 20,420 | $618,930 | |
| SII | Sprott Inc. | 11,100 | $321,789 | |
| CLPT | ClearPoint Neuro, Inc. | 16,730 | $265,839 | |
| AA | Alcoa Corp | 11,400 | $262,770 | |
| PTY | Pimco Corporate & Income Opportunity Fund | 12,300 | $219,555 | |
| — | 21,298 | $215,000 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| USAC | USA Compression Partners, LP | 20,184 | $202,041 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 81,770 | $10,850,061 | 13.76% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Reduced | 16,898 | $5,978,350 | 7.58% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 17,976 | $5,639,790 | 7.15% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 31,308 | $4,927,253 | 6.25% | |
|
|
Reduced | 27,446 | $4,157,794 | 5.27% | ||
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 72,193 | $3,408,231 | 4.32% | |
| XLI |
State Street(R) Industrial Select Sector SPDR(R) ETF
|
Reduced | 37,787 | $3,346,038 | 4.24% | |
| XLF |
State Street Corp
Financial Services
|
Reduced | 82,974 | $2,446,073 | 3.10% | |
| BIP |
Brookfield Infrastructure Partners L.P.
Utilities
|
Reduced | 48,954 | $2,418,325 | 3.07% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 16,402 | $2,282,174 | 2.89% | |
| VB |
Vanguard Index Funds
|
Added | 11,215 | $2,183,336 | 2.77% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 16,973 | $2,156,759 | 2.73% | |
| XLY |
State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF
|
Reduced | 13,057 | $2,099,304 | 2.66% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 18,203 | $2,064,948 | 2.62% | |
| GLD |
Spdr Gold Trust
|
Reduced | 10,763 | $1,919,688 | 2.43% | |
| UL |
Unilever PLC
Consumer Defensive
|
Reduced | 29,063 | $1,755,999 | 2.23% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 26,975 | $1,673,259 | 2.12% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 12,298 | $1,598,985 | 2.03% | |
|
|
Reduced | 37,029 | $1,572,000 | 1.99% | ||
| VOX |
VANGUARD COMMUNICATION SERVICES INDEX FUND
|
Reduced | 12,970 | $1,558,994 | 1.98% | |
| DOW |
Dow Inc.
Basic Materials
|
Added | 26,172 | $1,452,546 | 1.84% | |
| T |
At&T Inc.
Communication Services
|
Reduced | 47,217 | $1,357,963 | 1.72% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 22,061 | $1,296,083 | 1.64% | |
| CVX |
Chevron Corp
Energy
|
Added | 13,202 | $1,114,908 | 1.41% | |
|
|
Added | 72,265 | $918,000 | 1.16% | ||
| MRK |
Merck & Co., Inc.
Healthcare
|
NEW | 10,368 | $848,102 | 1.08% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
Reduced | 13,460 | $843,942 | 1.07% | |
| PFE |
Pfizer Inc
Healthcare
|
NEW | 22,371 | $823,476 | 1.04% | |
| SBR |
Sabine Royalty Trust
Energy
|
Reduced | 28,708 | $810,139 | 1.03% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Reduced | 36,002 | $705,279 | 0.89% | |
| BAC |
Bank Of America Corp
Financial Services
|
NEW | 20,420 | $618,930 | 0.78% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 11,046 | $455,316 | 0.58% | |
| HOV |
Hovnanian Enterprises Inc
Consumer Cyclical
|
Held | 12,267 | $403,093 | 0.51% | |
| MPLX |
Mplx LP
Energy
|
Reduced | 17,329 | $375,172 | 0.48% | |
| WES |
Western Midstream Partners, LP
Energy
|
Reduced | 25,517 | $352,644 | 0.45% | |
| SII |
Sprott Inc.
Financial Services
|
NEW | 11,100 | $321,789 | 0.41% | |
| HESM |
Hess Midstream LP
Energy
|
Added | 15,145 | $296,387 | 0.38% | |
| SLV |
iShares Silver Trust
|
Added | 12,000 | $294,840 | 0.37% | |
| DMLP |
Dorchester Minerals, L.P.
Energy
|
Reduced | 26,254 | $286,431 | 0.36% | |
| VTN |
Invesco Trust for Investment Grade New York Municipals
Financial Services
|
Held | 21,627 | $282,232 | 0.36% | |
| CLPT |
ClearPoint Neuro, Inc.
Healthcare
|
NEW | 16,730 | $265,839 | 0.34% | |
| AA |
Alcoa Corp
Basic Materials
|
NEW | 11,400 | $262,770 | 0.33% | |
| PTY |
Pimco Corporate & Income Opportunity Fund
Financial Services
|
NEW | 12,300 | $219,555 | 0.28% | |
|
|
NEW | 21,298 | $215,000 | 0.27% | ||
|
|
Added | 24,628 | $0 | 0.00% | ||
| IHI |
iShares U.S. Medical Devices ETF
|
Reduced | 15,793 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.