Copper Rock Capital Partners, LLC

CIK

1352543

Location

BOSTON, MA

Portfolio Value

Small $248,696,640

Diversification

Diversified

Filing Date

Global Rank

#3,051 / 5,416 ▼ 881 · as of Sep 2020

Top Industry

Engineering & Construction 9.6%

Period ended 6 years ago

Filed Oct 19, 2020 · 6y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 40.5%, 28.3 effective positions, active share 95.6% against the S&P MidCap 400 as of 2020-09-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 2.4 quarters, but 60.0% of the book was already held when coverage starts

Closest benchmark: the S&P MidCap 400 as of 2020-09-30, active share 95.6%; sector active share 39.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

45 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

5.7%

+0.9 pts

Top 5

21.7%

+1.4 pts

Top 10

40.5%

+5.1 pts

HHI

353

Diversified+73

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Industrials	23.7%	$59,059,697	7
Unclassified	18.0%	$44,815,536	7
Healthcare	15.8%	$39,355,009	7
Consumer Defensive	13.4%	$33,251,370	4
Financial Services	7.4%	$18,491,726	3
Real Estate	7.0%	$17,380,201	2
Consumer Cyclical	7.0%	$17,362,008	4
Basic Materials	4.5%	$11,258,298	3
Technology	3.0%	$7,529,292	5
Communication Services	0.1%	$193,503	3

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
ERO	Ero Copper Corp.	+100,949	201,442	$2,937,024
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TFC	Truist Financial Corp	−353,804	1,551	$59,015
ESI	Element Solutions Inc	−294,788	614,492	$6,458,310
MTZ	Mastec Inc	−186,792	1,232	$51,990
TJX	Tjx Companies Inc	−185,649	686	$38,175
PTC	Ptc Inc.	−162,807	791	$65,431
DAR	Darling Ingredients Inc.	−129,148	270,653	$9,751,627
—		−120,792	650	$84,766
ZTS	Zoetis Inc.	−110,769	436	$72,101
FISV	Fiserv Inc	−107,321	471	$48,536
PWR	Quanta Services, Inc.	−100,476	182,786	$9,662,067
GO	Grocery Outlet Holding Corp.	−85,619	176,694	$6,947,608
AN	Autonation, Inc.	−82,700	171,861	$9,096,602
CHGG	Chegg, Inc	−81,246	105,431	$7,531,990
FCN	Fti Consulting, Inc	−78,275	83,500	$8,848,495
—		−74,132	303,997	$9,007,000
—		−68,854	141,059	$7,444,000
—		−66,663	244,896	$10,467,000
ROCK	Gibraltar Industries, Inc.	−65,041	134,939	$8,789,926
MSFT	Microsoft Corp	−63,979	289	$60,785
GNRC	Generac Holdings Inc.	−63,057	73,675	$14,266,427
META	Meta Platforms, Inc.	−58,901	209	$54,737
BL	Blackline, Inc.	−52,810	81,223	$7,280,017
TNDM	Tandem Diabetes Care Inc	−51,054	73,078	$8,294,353
ADBE	Adobe Inc.	−47,986	181	$88,767
ACA	Arcosa, Inc.	−41,607	221,552	$9,768,227
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
HASI	HA Sustainable Infrastructure Capital, Inc.	227,901	$9,633,375
CASK	Mgp Ingredients Inc	226,979	$9,020,145
EHTH	eHealth, Inc.	111,384	$8,799,336
AZTA	Azenta, Inc.	178,749	$8,268,928
AYI	Acuity Inc. (De)	74,964	$7,672,565
TX	Ternium S.A.	98,936	$1,862,964
MGA	Magna International Inc	937	$42,867
CIEN	Ciena Corp	864	$34,292
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
ILMN	Illumina, Inc.	32,013	$11,856,013
LW	Lamb Weston Holdings, Inc.	170,417	$10,894,758
PAHC	Phibro Animal Health Corp	384,470	$10,100,026
AEIS	Advanced Energy Industries Inc	141,901	$9,619,468
AEGXF	Aecon Group Inc.	873,726	$9,436,240
INGR	Ingredion Inc	112,228	$9,314,924
CACI	Caci International Inc	35,403	$7,678,202
CCOI	Cogent Communications Holdings, Inc.	97,514	$7,543,683
LITE	Lumentum Holdings Inc.	69,302	$5,643,261
—		148,296	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

45 tracked positions · $248,696,640 total · filing declares 54 positions · $296,077,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GNRC	Generac Holdings Inc. Industrials	Reduced	73,675	-63,057	$14,266,427	−14.4%	3+	before history	5.74%
		Reduced	244,896	-66,663	$10,467,000	—	3+	before history	4.21%
		Reduced	46,077	-23,427	$9,794,000	—	3+	before history	3.94%
ACA	Arcosa, Inc. Industrials	Reduced	221,552	-41,607	$9,768,227	−12.0%	3+	before history	3.93%
DAR	Darling Ingredients Inc. Consumer Defensive	Reduced	270,653	-129,148	$9,751,627	−0.9%	3+	before history	3.92%
PWR	Quanta Services, Inc. Industrials	Reduced	182,786	-100,476	$9,662,067	−13.1%	3+	before history	3.89%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	NEW	227,901	NEW	$9,633,375	NEW	1	$37.32	3.87%
FSV	FirstService Corp Real Estate	Reduced	70,706	-33,175	$9,325,414	−10.9%	3+	before history	3.75%
AN	Autonation, Inc. Consumer Cyclical	Reduced	171,861	-82,700	$9,096,602	−4.9%	2	$36.20	3.66%
CASK	Mgp Ingredients Inc Consumer Defensive	NEW	226,979	NEW	$9,020,145	NEW	1	unpriced	3.63%
		Reduced	303,997	-74,132	$9,007,000	—	2	unpriced	3.62%
FCN	Fti Consulting, Inc Industrials	Reduced	83,500	-78,275	$8,848,495	−52.3%	3+	before history	3.56%
EHTH	eHealth, Inc. Financial Services	NEW	111,384	NEW	$8,799,336	NEW	1	$81.05	3.54%
ROCK	Gibraltar Industries, Inc. Industrials	Reduced	134,939	-65,041	$8,789,926	−8.4%	2	$44.46	3.53%
EBS	Emergent BioSolutions Inc. Healthcare	Reduced	83,374	-23,775	$8,615,035	+1.7%	3+	before history	3.46%
TNDM	Tandem Diabetes Care Inc Healthcare	Reduced	73,078	-51,054	$8,294,353	−32.5%	2	$79.79	3.34%
AZTA	Azenta, Inc. Healthcare	NEW	178,749	NEW	$8,268,928	NEW	1	$48.44	3.32%
DECK	Deckers Outdoor Corp Consumer Cyclical	Reduced	37,200	-15,115	$8,184,364	−20.3%	2	$165.31	3.29%
		Reduced	71,756	-20,475	$8,055,000	—	3+	before history	3.24%
ADC	Agree Realty Corp Real Estate	Reduced	126,568	-32,072	$8,054,787	−22.7%	3+	before history	3.24%
AYI	Acuity Inc. (De) Industrials	NEW	74,964	NEW	$7,672,565	NEW	1	$102.74	3.09%
CHGG	Chegg, Inc Consumer Defensive	Reduced	105,431	-81,246	$7,531,990	−40.0%	2	$53.43	3.03%
		Reduced	141,059	-68,854	$7,444,000	—	3+	before history	2.99%
CRL	Charles River Laboratories International, Inc. Healthcare	Reduced	32,269	-25,793	$7,307,315	−27.8%	3+	before history	2.94%
BL	Blackline, Inc. Technology	Reduced	81,223	-52,810	$7,280,017	−34.5%	3+	before history	2.93%
GO	Grocery Outlet Holding Corp. Consumer Defensive	Reduced	176,694	-85,619	$6,947,608	−35.1%	3+	before history	2.79%
RGEN	Repligen Corp Healthcare	Reduced	45,568	-30,877	$6,723,102	−28.9%	3+	before history	2.70%
ESI	Element Solutions Inc Basic Materials	Reduced	614,492	-294,788	$6,458,310	−34.5%	3+	before history	2.60%
ERO	Ero Copper Corp. Basic Materials	Added	201,442	+100,949	$2,937,024	+100.5%	2	$12.48	1.18%
TX	Ternium S.A. Basic Materials	NEW	98,936	NEW	$1,862,964	NEW	1	$16.78	0.75%
ADBE	Adobe Inc. Technology	Reduced	181	-47,986	$88,767	−99.6%	3+	before history	0.04%
		Reduced	650	-120,792	$84,766	−99.5%	3+	before history	0.03%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	168	-31,492	$74,175	−99.4%	2	$335.19	0.03%
ZTS	Zoetis Inc. Healthcare	Reduced	436	-110,769	$72,101	−99.5%	3+	before history	0.03%
PTC	Ptc Inc. Technology	Reduced	791	-162,807	$65,431	−99.5%	2	$70.85	0.03%
MSFT	Microsoft Corp Technology	Reduced	289	-63,979	$60,785	−99.5%	2	$181.52	0.02%
TFC	Truist Financial Corp Financial Services	Reduced	1,551	-353,804	$59,015	−99.6%	2	$36.02	0.02%
META	Meta Platforms, Inc. Communication Services	Reduced	209	-58,901	$54,737	−99.6%	3+	before history	0.02%
GOOG	Alphabet Inc. Communication Services	Reduced	37	-8,173	$54,000	—	3+	before history	0.02%
MTZ	Mastec Inc Industrials	Reduced	1,232	-186,792	$51,990	−99.4%	2	$37.90	0.02%
FISV	Fiserv Inc	Reduced	471	-107,321	$48,536	−99.5%	3+	before history	0.02%
MGA	Magna International Inc Consumer Cyclical	NEW	937	NEW	$42,867	NEW	1	$48.11	0.02%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	686	-185,649	$38,175	−99.6%	3+	before history	0.02%
CIEN	Ciena Corp Technology	NEW	864	NEW	$34,292	NEW	1	$52.62	0.01%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	86,402	-19,113	$0	—	3+	before history	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.