Sage Rock Capital Management LP

CIK

1722622

Location

NEW YORK, NY

Portfolio Value

Micro $19,118,798

Diversification

Diversified

Filing Date

Global Rank

#7,326 / 7,447 ▼ 21 · as of Sep 2024

Top Industry

Shell Companies 59.9%

Period ended 2 years ago

Filed Nov 14, 2024 · 1y

19 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 71.4% of the book (60%+)

Turnover

Medium turnover

63.7% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.2 quarters, but 2.3% of the book was already held when coverage starts

Closest benchmark: the S&P SmallCap 600 as of 2024-09-30, active share 98.8%; sector active share 52.4% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

31 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

9.6%

−1.7 pts

Top 5

42.9%

+1.7 pts

Top 10

71.4%

+1.8 pts

HHI

604

Diversified+19

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Financial Services	39.1%	$7,482,817	8
Unclassified	34.9%	$6,671,104	5
Industrials	10.5%	$2,014,847	7
Consumer Cyclical	5.9%	$1,123,032	4
Healthcare	3.0%	$576,035	3
Basic Materials	2.8%	$537,500	1
Technology	2.6%	$498,020	1
Utilities	0.7%	$132,768	1
Communication Services	0.4%	$82,675	1

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
VMD	Viemed Healthcare, Inc.	+7,300	59,300	$434,669
ZGN	Ermenegildo Zegna N.V.	+3,600	17,000	$167,280
ALIT	Alight, Inc. / Delaware	+3,000	67,300	$498,020
GFL	GFL Environmental Inc.	+1,000	15,000	$598,200
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
AERT	Aeries Technology, Inc.	−245,000	55,000	$126,335
ALURW	Allurion Technologies, Inc.	−17,563	1,086,323	$43,670
VSTS	Vestis Corp	−9,500	23,600	$351,640
ATMU	Atmus Filtration Technologies Inc.	−7,800	10,500	$394,065
SWX	Southwest Gas Holdings, Inc.	−2,100	1,800	$132,768
WSC	WillScot Holdings Corp	−600	10,100	$379,760
KFY	Korn Ferry	−300	3,800	$285,912
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
RFAI	RF Acquisition Corp II	160,000	$1,626,880
—		100,000	$1,000,000
FUN	Six Flags Entertainment Corporation	12,200	$491,782
RXO	RXO, Inc.	7,000	$196,000
GRAL	GRAIL, Inc.	7,100	$97,696
NXST	Nexstar Media Group, Inc.	500	$82,675
GFF	Griffon Corp	1,100	$77,000
HRB	H&R Block Inc	1,100	$69,905
FLDDW	Fold Holdings, Inc.	151,007	$30,201
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
—		255,000	$2,746,350
—		200,000	$2,216,000
RFAIU	RF Acquisition Corp II	160,000	$1,609,600
—		118,000	$1,239,165
—		15,500	$513,670
DTI	Drilling Tools International Corp	16,851	$94,702
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

31 tracked positions · $19,118,798 total · filing declares 43 positions · $22,265,388 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
		Held	170,000	0	$1,827,500	+1.9%	5	unpriced	9.56%
		Held	150,200	0	$1,727,300	+1.5%	5	unpriced	9.03%
RFAI	RF Acquisition Corp II Financial Services	NEW	160,000	NEW	$1,626,880	NEW	1	$10.09	8.51%
		Held	150,000	0	$1,551,000	+1.8%	3	unpriced	8.11%
AFJK	Aimei Health Technology Co., Ltd. Financial Services	Held	140,000	0	$1,467,200	+1.3%	3	$10.18	7.67%
		Held	142,000	0	$1,447,690	+0.8%	3	unpriced	7.57%
QETA	Quetta Acquisition Corp Financial Services	Held	124,900	0	$1,298,960	+0.5%	4	unpriced	6.79%
		Held	100,000	0	$1,092,000	+1.0%	6	unpriced	5.71%
		NEW	100,000	NEW	$1,000,000	NEW	1	unpriced	5.23%
HSPO	Horizon Space Acquisition I Corp. Financial Services	Held	54,600	0	$611,886	+1.5%	7	unpriced	3.20%
GFL	GFL Environmental Inc. Industrials	Added	15,000	+1,000	$598,200	+9.8%	10	$31.41	3.13%
IPXX	USA Rare Earth, Inc. Basic Materials	Held	50,000	0	$537,500	+1.4%	5	unpriced	2.81%
ALIT	Alight, Inc. / Delaware Technology	Added	67,300	+3,000	$498,020	+4.9%	9	$8.00	2.60%
FUN	Six Flags Entertainment Corporation Consumer Cyclical	NEW	12,200	NEW	$491,782	NEW	1	$45.74	2.57%
		Held	44,400	0	$473,304	+1.2%	5	unpriced	2.48%
VMD	Viemed Healthcare, Inc. Healthcare	Added	59,300	+7,300	$434,669	+27.6%	19+	before history	2.27%
ATMU	Atmus Filtration Technologies Inc. Consumer Cyclical	Reduced	10,500	-7,800	$394,065	−25.2%	2	$30.33	2.06%
WSC	WillScot Holdings Corp Industrials	Reduced	10,100	-600	$379,760	−5.7%	2	$39.57	1.99%
VSTS	Vestis Corp Industrials	Reduced	23,600	-9,500	$351,640	−13.1%	3	$17.89	1.84%
KFY	Korn Ferry Industrials	Reduced	3,800	-300	$285,912	+3.9%	7	$53.97	1.50%
RXO	RXO, Inc. Industrials	NEW	7,000	NEW	$196,000	NEW	1	$28.24	1.03%
ZGN	Ermenegildo Zegna N.V. Consumer Cyclical	Added	17,000	+3,600	$167,280	+5.4%	2	$11.89	0.87%
SWX	Southwest Gas Holdings, Inc. Utilities	Reduced	1,800	-2,100	$132,768	−51.6%	6	$59.14	0.69%
AERT	Aeries Technology, Inc. Industrials	Reduced	55,000	-245,000	$126,335	−77.7%	4	$3.31	0.66%
GRAL	GRAIL, Inc. Healthcare	NEW	7,100	NEW	$97,696	NEW	1	$15.16	0.51%
NXST	Nexstar Media Group, Inc. Communication Services	NEW	500	NEW	$82,675	NEW	1	$169.17	0.43%
GFF	Griffon Corp Industrials	NEW	1,100	NEW	$77,000	NEW	1	$66.29	0.40%
HRB	H&R Block Inc Consumer Cyclical	NEW	1,100	NEW	$69,905	NEW	1	$59.61	0.37%
ALURW	Allurion Technologies, Inc. Healthcare	Reduced	1,086,323	-17,563	$43,670	−75.3%	5	unpriced	0.23%
FLDDW	Fold Holdings, Inc. Financial Services	NEW	151,007	NEW	$30,201	NEW	1	unpriced	0.16%
JWSWF	Jaws Mustang Acquisition Corp Financial Services	Held	110,400	0	$0	—	14	unpriced	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.