AERT
Aeries Technology, Inc.
Going-concern doubt
— flagged Jun 8, 2026
Substantial doubt about the company's ability to continue as a going concern.
“We have identified conditions and events that raise substantial doubt about our ability to continue as a going concern including obligations under the Forward Purchase Agreements and the termination of a significant customer contract”View the 10-K filed Jun 8, 2026
Company with tickers: AERT, AERTW
CIK
1853044
CUSIP
G0136H102
Shares Outstanding
5,739,348
13F Activity (30d)
4 filings
4 filers
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 7
Total Value: $2,002,690
Total Shares: 6,398,381
Institutional Ownership Trend
11 quarters
Holder Concentration
Across 7 13F filers · Δ vs Dec 31, 2025Top Holder
70.3%
+41.9 pts
Top 5
99.8%
+9.0 pts
Top 10
100.0%
0.0 pts
HHI
5,609
Highly concentrated+3,636
Quarterly Activity
vs Dec 31, 2025
New
3
Increased
2
Decreased
0
Sold Out
4
Unchanged
2
Holder count:
-1
Institutional value:
+3054.0%
Shares held:
+5099.3%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large HRT FINANCIAL LP | +154,715 | 170,256 | |
| Mid SBI Securities Co., Ltd. | +573 | 753 |
Top Sellers
vs Dec 31, 2025No qualifying movers this quarter.
Top New Positions
vs Dec 31, 2025| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large Marex Group plc | 4,495,814 | $1,407,189 | |
| Small Diametric Capital, LP | 1,648,302 | $515,918 | |
| Mid XTX Topco Ltd | 40,381 | $12,639 |
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid Limestone Investment Advisors LP | 34,849 | $17,982 | |
| Mega UBS Group AG | 18,493 | $9,541 | |
| Mid Virtu Financial LLC | 11,123 | $5,739 | |
| Mega CITIGROUP INC | 1 | $0 |
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Large Marex Group plc | $1,407,189 | 70.26% | 4,495,814 | Shares | Defined | 2026-05-13 | ||||
| Small Diametric Capital, LP | $515,918 | 25.76% | 1,648,302 | Shares | Defined | 2026-05-15 | ||||
| Large HRT FINANCIAL LP | $53,290 | 2.66% | 170,256 | Shares | Defined | 2026-05-14 | ||||
| Mid XTX Topco Ltd | $12,639 | 0.63% | 40,381 | Shares | Defined | 2026-05-15 | ||||
| Mid BOOTHBAY FUND MANAGEMENT, LLC | $9,390 | 0.47% | 30,000 | Shares | Other | 2026-05-15 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $4,029 | 0.20% | 12,875 | Shares | Defined | 2026-05-15 | ||||
| Mid SBI Securities Co., Ltd. Broker-Dealer | $235 | 0.01% | 753 | Shares | Defined | 2026-04-28 | ||||
| No holders match your search. | ||||||||||