AERT · Aeries Technology, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“In connection with the Company's assessment of going concern considerations, management has identified conditions that raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 10, 2026
5 customers — 57% of revenue (fiscal years ended March 31, 2026, and March 31, 2025)
“Our top five clients accounted for 57% of our revenue for the fiscal years ended March 31, 2026, and March 31, 2025, respectively.”
3 customers — 16% of revenue (fiscal year ended March 31, 2026)
“In the fiscal year ended March 31, 2026, we had three clients, each contributing more than 10% of our revenue, which were 16%, 12% and 11% respectively.”
Key customers — 12% of revenue (fiscal year ended March 31, 2026)
“In the fiscal year ended March 31, 2026, we had three clients, each contributing more than 10% of our revenue, which were 16%, 12% and 11% respectively.”
Key customers — 11% of revenue (fiscal year ended March 31, 2026)
“In the fiscal year ended March 31, 2026, we had three clients, each contributing more than 10% of our revenue, which were 16%, 12% and 11% respectively.”
2 customers — 21% of revenue (fiscal year ended March 31, 2025)
“In the fiscal year ended March 31, 2025, we had two clients, each contributing more than 10% of our revenue, which were 21% and 12% respectively.”
Key customers — 12% of revenue (fiscal year ended March 31, 2025)
“In the fiscal year ended March 31, 2025, we had two clients, each contributing more than 10% of our revenue, which were 21% and 12% respectively.”
Every disclosed holder of AERT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AERT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,019,157 | 114.70% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 4,756,770 | 90.64% |
| Remaining | 5,528,074 | -105.34% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 5,247,853, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AERT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
3,372,079 | ||
| 1.1 |
Venu Raman Kumar
13D
CIK 1441841 · Unknown · Jun 21, 2024
|
3,512,316 | ||
| 2 |
METEORA CAPITAL, LLC
13F
CIK 1905106 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,528,294 | ||
| 3 |
TENOR CAPITAL MANAGEMENT Co., L.P.
13F
CIK 1346554 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
750,000 | ||
| 4 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
735,480 | ||
| 5 |
Sudhir Appukuttan Panikassery
13D
CIK 1999200 · Unknown · Jun 21, 2024
|
643,876 | ||
| 6 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
619,915 | ||
| 7 |
Bhisham Khare
13D
CIK 1999214 · Unknown · Sep 18, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
|
581,828 | ||
| 7.1 |
Khare Bhisham
Insider
CIK 1999214 · Sep 22, 2025
Director, Chief Executive Officer, issuer-wide, not summed
|
313,430 | ||
| 8 |
Limestone Investment Advisors LP
13F
CIK 2075597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
497,399 | ||
| 9 |
Sculptor Capital LP
13F
CIK 1054587 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
474,600 | ||
| 10 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
335,963 | ||
| 11 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
289,507 | ||
| 12 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
218,988 | ||
| 13 |
Diametric Capital, LP
13F
CIK 1719087 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
206,036 | ||
| 14 |
|
120,371 | ||
| 15 |
Warberg Asset Management LLC
13F
CIK 1597506 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
70,787 | ||
| 16 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,912 | ||
| 17 |
WHITEBOX ADVISORS LLC
13F
CIK 1257391 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
56,416 | ||
| 18 |
Nambiar Unnikrishnan
Insider
CIK 1999162 · Mar 10, 2025
Chief Technology Officer, issuer-wide, not summed
|
51,825 | ||
| 19 |
DUPONT CAPITAL MANAGEMENT CORP
13F
CIK 1128251 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,000 | ||
| 20 |
Greenland Capital Management LP
13F
CIK 1896430 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,600 | ||
| 21 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,250 | ||
| 22 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,250 | ||
| 23 |
Polar Asset Management Partners Inc.
13G
CIK 1326389 · Registered investment adviser · Sep 30, 2024
Rule 13d-1(b), qualified institution
|
18,750 | ||
| 24 |
|
15,625 | ||
| 25 |
|
15,625 | ||
| 26 |
|
15,625 | ||
| 27 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,057 | ||
| 28 |
Ancora Advisors LLC
13F
CIK 1446114 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,996 | ||
| 29 |
|
2,148 | ||
| 30 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
403 | ||
| 31 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
156 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.