Warberg Asset Management LLC
Filing Date
Global Rank
#7,144
/ 8,622
▲ 443
· as of Mar 2026
Top Industry
Shell Companies
66.4%
3Y Alpha vs SPY
-22.6%
Period ended 4 months ago
Filed May 7, 2026 · 3mo
22 quarters · since Dec 2020
Clone Performance
Jul 2023–Jul 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
-0.7%
SPY
+67.9%
Annualised alpha
-19.1%
Max drawdown
−15.3%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.
Portfolio Concentration
76 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
19.2%
+10.1 pts
Top 5
36.2%
+10.0 pts
Top 10
49.9%
+7.3 pts
HHI
546
Diversified+250
Portfolio Trend
22 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 82.0% | $32,324,657 |
| Healthcare | 6.0% | $2,370,124 |
| Unclassified | 5.6% | $2,222,040 |
| Real Estate | 2.7% | $1,080,951 |
| Consumer Defensive | 1.8% | $699,120 |
| Basic Materials | 1.5% | $579,527 |
| Consumer Cyclical | 0.3% | $125,909 |
| Energy | 0.1% | $20,300 |
| Communication Services | 0.0% | $13,500 |
Last Quarter's Activity
Export CSVTrimmed
Positions the filer reduced
18 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BCAR | D. Boral ARC Acquisition I Corp. | −96,746 | 17,585 | $177,960 | |
| PGAC | PANTAGES CAPITAL ACQUISITION Corp | −51,430 | 24,760 | $259,484 | |
| CRIS | Curis Inc | −30,286 | 10,000 | $275 | |
| VNME | Vendome Acquisition Corp I | −19,517 | 118,983 | $1,199,348 | |
| STXS | Stereotaxis, Inc. | −13,534 | 1,094,123 | $2,013,186 | |
| VANI | Vivani Medical, Inc. | −4,304 | 40,000 | $40,000 | |
| SNYR | Synergy CHC Corp. | −3,453 | 10,222 | $13,186 | |
| EURK | Eureka Acquisition Corp | −3,000 | 12,783 | $144,959 | |
| CRAC | Crown Reserve Acquisition Corp. I | −2,200 | 47,110 | $471,571 | |
| QSEA | Quartzsea Acquisition Corp | −2,049 | 21,951 | $227,631 | |
| DRDB | Roman DBDR Acquisition Corp. II | −704 | 23,206 | $242,966 | |
| CCAQ | Collective Acquisition Corp. | −100 | 28,303 | $292,369 | |
| YCY | AA Mission Acquisition Corp. II | −13 | 34,987 | $352,319 | |
| KCHV | Kochav Defense Acquisition Corp. | −11 | 76,780 | $786,995 | |
| MMTX | Miluna Acquisition Corp | −11 | 45,989 | $460,349 | |
| AXIN | Axiom Intelligence Acquisition Corp 1 | −8 | 23,992 | $243,038 | |
| CHAR | Charlton Aria Acquisition Corp | −1 | 98,664 | $1,043,865 | |
| DMAA | Drugs Made In America Acquisition Corp. | −1 | 92,054 | $964,725 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CLM | Cornerstone Strategic Investment Fund, Inc. | 1,041,935 | $7,585,286 | |
| QQQ | Invesco Qqq Trust, Series 1 | 3,000 | $1,731,540 | |
| FGII | FG Imperii Acquisition Corp. | 154,908 | $1,533,589 | |
| XSLL | Xsolla SPAC 1 | 143,000 | $1,405,690 | |
| PTOR | Praetorian Acquisition Corp. | 99,999 | $979,990 | |
| DBCA | D. Boral Acquisition I Corp. | 77,000 | $759,220 | |
| SVAQ | Silicon Valley Acquisition Corp. | 75,000 | $741,750 | |
| XCBE | X3 Acquisition Corp. Ltd. | 75,000 | $738,000 | |
| VHCP | Vine Hill Capital Investment Corp. II | 70,497 | $697,920 | |
| RFAM | RF Acquisition Corp III | 70,000 | $685,300 | |
| ARTC | Art Technology Acquisition Corp. | 50,000 | $490,500 | |
| SCII | SC II Acquisition Corp. | 46,200 | $460,614 | |
| CRAN | Crane Harbor Acquisition Corp. II | 23,512 | $233,003 | |
| BIXI | Bitcoin Infrastructure Acquisition Corp Ltd | 20,000 | $198,400 | |
| DC | Dakota Gold Corp. | 25,045 | $126,477 | |
| OACC | Oaktree Acquisition Corp. III Life Sciences | 10,025 | $106,064 | |
| RVPH | Reviva Pharmaceuticals Holdings, Inc. | 90,772 | $66,236 | |
| VEEE | Twin Vee PowerCats, Co. | 239,431 | $61,533 | |
| CLDI | Calidi Biotherapeutics, Inc. | 250,000 | $59,750 | |
| OTLK | Outlook Therapeutics, Inc. | 275,000 | $56,650 | |
| LFCR | Lifecore Biomedical, Inc. \De\ | 15,000 | $55,800 | |
| VOXR | Vox Royalty Corp. | 10,000 | $52,400 | |
| VENU | Venu Holding Corp | 12,000 | $39,720 | |
| PMNT | Perfect Moment Ltd. | 95,200 | $24,656 | |
| PROP | Prairie Operating Co. | 10,000 | $20,300 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
24 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| RGTI | Rigetti Computing, Inc. | 41,700 | $923,655 | |
| TLNC | Talon Capital Corp. | 57,674 | $583,084 | |
| KVAC | Keen Vision Acquisition Corp. | 45,988 | $540,359 | |
| PELI | Pelican Acquisition Corp | 50,000 | $507,550 | |
| QUMS | Quantumsphere Acquisition Corp | 41,421 | $414,624 | |
| OKLO | Oklo Inc. | 5,000 | $358,800 | |
| MPTI | M-tron Industries, Inc. | 5,258 | $279,830 | |
| CAPN | Cayson Acquisition Corp | 26,207 | $278,842 | |
| WTG | Wintergreen Acquisition Corp. | 23,964 | $244,193 | |
| PROF | Profound Medical Corp. | 21,000 | $165,270 | |
| BXBL | BOXABL Inc. | 15,000 | $150,600 | |
| UYSC | UY Scuti Acquisition Corp. | 14,600 | $149,650 | |
| RGNT | Regentis Biomaterials Ltd. | 19,093 | $128,686 | |
| EOSE | Eos Energy Enterprises, Inc. | 11,218 | $128,558 | |
| ATII | Archimedes Tech SPAC Partners II Co. | 10,000 | $103,600 | |
| AKTX | Akari Therapeutics Plc | 308,340 | $89,110 | |
| MODD | Modular Medical, Inc. | 92,935 | $33,828 | |
| NXB | NextBoat Inc. | 14,500 | $30,305 | |
| ASNS | Actelis Networks Inc | 51,011 | $25,250 | |
| VNRX | Volitionrx Ltd | 90,833 | $23,616 | |
| REED | Reed's, Inc. | 10,705 | $22,480 | |
| EONR | EON Resources Inc. | 48,009 | $18,435 | |
| DCOY | Decoy Therapeutics Inc. | 28,000 | $18,171 | |
| SYNX | Silynxcom Ltd. | 14,196 | $15,189 | |
| No positions match the current search. | ||||
76 tracked positions ·
$39,436,128 total
· filing declares
192 positions · $599,625,872
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Real Estate
Showing 1–50
of 76 positions by value
· page 1 of 2
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CLM |
Cornerstone Strategic Investment Fund, Inc.
Financial Services
|
NEW | 1,041,935 | $7,585,286 | 19.23% | |
| STXS |
Stereotaxis, Inc.
Healthcare
|
Reduced | 1,094,123 | $2,013,186 | 5.10% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
NEW | 3,000 | $1,731,540 | 4.39% | |
| FGII |
FG Imperii Acquisition Corp.
Financial Services
|
NEW | 154,908 | $1,533,589 | 3.89% | |
| XSLL |
Xsolla SPAC 1
Financial Services
|
NEW | 143,000 | $1,405,690 | 3.56% | |
| VNME |
Vendome Acquisition Corp I
Financial Services
|
Reduced | 118,983 | $1,199,348 | 3.04% | |
| TAVI |
Tavia Acquisition Corp.
Financial Services
|
Held | 104,360 | $1,102,041 | 2.79% | |
| NEN |
New England Realty Associates Limited Partnership
Real Estate
|
Added | 17,706 | $1,080,951 | 2.74% | |
| CHAR |
Charlton Aria Acquisition Corp
Financial Services
|
Reduced | 98,664 | $1,043,865 | 2.65% | |
| PTOR |
Praetorian Acquisition Corp.
Financial Services
|
NEW | 99,999 | $979,990 | 2.49% | |
| DMAA |
Drugs Made In America Acquisition Corp.
Financial Services
|
Reduced | 92,054 | $964,725 | 2.45% | |
| ORIQ |
Origin Investment Corp I
Financial Services
|
Held | 83,610 | $852,822 | 2.16% | |
| BKHA |
Black Hawk Acquisition Corp
Financial Services
|
Held | 72,323 | $838,223 | 2.13% | |
| KCHV |
Kochav Defense Acquisition Corp.
Financial Services
|
Reduced | 76,780 | $786,995 | 2.00% | |
| TDAC |
Translational Development Acquisition Corp.
Financial Services
|
Held | 73,422 | $776,804 | 1.97% | |
| DBCA |
D. Boral Acquisition I Corp.
Financial Services
|
NEW | 77,000 | $759,220 | 1.93% | |
| SVAQ |
Silicon Valley Acquisition Corp.
Financial Services
|
NEW | 75,000 | $741,750 | 1.88% | |
| XCBE |
X3 Acquisition Corp. Ltd.
Financial Services
|
NEW | 75,000 | $738,000 | 1.87% | |
| VHCP |
Vine Hill Capital Investment Corp. II
Financial Services
|
NEW | 70,497 | $697,920 | 1.77% | |
| RFAM |
RF Acquisition Corp III
Financial Services
|
NEW | 70,000 | $685,300 | 1.74% | |
| CRAQ |
Cal Redwood Acquisition Corp.
Financial Services
|
Held | 49,900 | $506,485 | 1.28% | |
| ARTC |
Art Technology Acquisition Corp.
|
NEW | 50,000 | $490,500 | 1.24% | |
| CRAC |
Crown Reserve Acquisition Corp. I
Financial Services
|
Reduced | 47,110 | $471,571 | 1.20% | |
| SCII |
SC II Acquisition Corp.
Financial Services
|
NEW | 46,200 | $460,614 | 1.17% | |
| MMTX |
Miluna Acquisition Corp
Financial Services
|
Reduced | 45,989 | $460,349 | 1.17% | |
| TVAI |
Thayer Ventures Acquisition Corp II
Financial Services
|
Held | 44,699 | $456,376 | 1.16% | |
| INAC |
Indigo Acquisition Corp.
Financial Services
|
Held | 44,612 | $454,596 | 1.15% | |
| LKSP |
Lake Superior Acquisition Corp
Financial Services
|
Held | 44,947 | $451,717 | 1.15% | |
| POST |
Post Holdings, Inc.
Consumer Defensive
|
Held | 4,500 | $444,870 | 1.13% | |
| USAR |
USA Rare Earth, Inc.
Basic Materials
|
Held | 25,333 | $383,414 | 0.97% | |
| HAVA |
Harvard Ave Acquisition Corp
Financial Services
|
Held | 37,500 | $375,375 | 0.95% | |
| GTERA |
Globa Terra Acquisition Corp
Financial Services
|
Held | 36,300 | $370,623 | 0.94% | |
| OTGA |
OTG Acquisition Corp. I
Financial Services
|
Held | 35,438 | $356,506 | 0.90% | |
| CHPG |
ChampionsGate Acquisition Corp
Financial Services
|
Held | 34,742 | $356,105 | 0.90% | |
| YCY |
AA Mission Acquisition Corp. II
Financial Services
|
Reduced | 34,987 | $352,319 | 0.89% | |
| CCAQ |
Collective Acquisition Corp.
Financial Services
|
Reduced | 28,303 | $292,369 | 0.74% | |
| APAC |
StoneBridge Acquisition II Corp
Financial Services
|
Held | 27,500 | $276,375 | 0.70% | |
| MKLY |
McKinley Acquisition Corp
Financial Services
|
Held | 27,000 | $270,810 | 0.69% | |
| PGAC |
PANTAGES CAPITAL ACQUISITION Corp
Financial Services
|
Reduced | 24,760 | $259,484 | 0.66% | |
| ENHA |
Enhanced Group Inc.
Consumer Defensive
|
Held | 25,000 | $254,250 | 0.64% | |
| SOCA |
Solarius Capital Acquisition Corp.
Financial Services
|
Held | 24,895 | $253,182 | 0.64% | |
| EVOX |
Evolution Global Acquisition Corp
Financial Services
|
Held | 25,000 | $249,000 | 0.63% | |
| TDWD |
Tailwind 2.0 Acquisition Corp.
Financial Services
|
Held | 24,900 | $247,008 | 0.63% | |
| LAFA |
LaFayette Acquisition Corp.
Financial Services
|
Held | 24,553 | $244,793 | 0.62% | |
| AXIN |
Axiom Intelligence Acquisition Corp 1
Financial Services
|
Reduced | 23,992 | $243,038 | 0.62% | |
| DRDB |
Roman DBDR Acquisition Corp. II
Financial Services
|
Reduced | 23,206 | $242,966 | 0.62% | |
| CRAN |
Crane Harbor Acquisition Corp. II
Financial Services
|
NEW | 23,512 | $233,003 | 0.59% | |
| RIBB |
Ribbon Acquisition Corp.
Financial Services
|
Added | 21,826 | $229,391 | 0.58% | |
| QSEA |
Quartzsea Acquisition Corp
Financial Services
|
Reduced | 21,951 | $227,631 | 0.58% | |
| VACI |
Viking Acquisition Corp I
Financial Services
|
Held | 21,201 | $210,525 | 0.53% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.