Warberg Asset Management LLC
CIK
1597506
Location
WINNETKA, IL
Portfolio Value
Small
$261,372,809
Diversification
Highly concentrated
Filing Date
Global Rank
#4,011
/ 8,700
▲ 4496
Top Industry
Shell Companies
31.3%
Period ended 2 months ago
Filed Aug 11, 2026 · 33d
23 quarters · since Dec 2020
Portfolio Concentration
106 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
67.0%
+51.3 pts
Top 5
85.2%
+53.1 pts
Top 10
88.1%
+42.8 pts
HHI
4,591
Highly concentrated+4,174
Portfolio Trend
23 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 73.1% | $191,042,827 |
| Financial Services | 14.2% | $37,006,368 |
| Technology | 8.5% | $22,248,106 |
| Industrials | 1.3% | $3,471,740 |
| Healthcare | 1.1% | $2,980,253 |
| Basic Materials | 0.6% | $1,504,575 |
| Consumer Cyclical | 0.5% | $1,216,061 |
| Real Estate | 0.3% | $886,219 |
| Utilities | 0.2% | $440,793 |
| Consumer Defensive | 0.2% | $397,170 |
| Communication Services | 0.1% | $143,680 |
| Energy | 0.0% | $35,017 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
10 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CLM | Cornerstone Strategic Investment Fund, Inc. | +794,646 | 1,836,581 | $13,884,552 | |
| BIVI | Biovie Inc. | +156,797 | 613,426 | $0 | |
| CORZ | Core Scientific, Inc./tx | +117,128 | 385,028 | $0 | |
| AMPG | AmpliTech Group, Inc. | +48,733 | 215,400 | $285,360 | |
| BCTX | BriaCell Therapeutics Corp. | +44,555 | 159,555 | $0 | |
| PROP | Prairie Operating Co. | +38,500 | 48,500 | $35,017 | |
| QQQ | Invesco Qqq Trust, Series 1 | +16,000 | 19,000 | $13,991,600 | |
| STXS | Stereotaxis, Inc. | +14,766 | 1,108,889 | $1,907,289 | |
| QSEA | Quartzsea Acquisition Corp | +965 | 22,916 | $241,076 | |
| OACC | Oaktree Acquisition Corp. III Life Sciences | +12 | 10,037 | $107,395 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ERNA | Ernexa Therapeutics Inc. | −234,370 | 69,430 | $0 | |
| HUBC | Hub Cyber Security Ltd. | −143,984 | 18,787 | $0 | |
| SVRE | SaverOne 2014 Ltd. | −58,206 | 66,820 | $0 | |
| CTAA | Clearthink 1 Acquisition Corp. | −50,505 | 47,995 | $475,630 | |
| SVAQ | Silicon Valley Acquisition Corp. | −40,353 | 66,247 | $668,432 | |
| PAAC | Proem Acquisition Corp. I | −26,936 | 24,564 | $247,605 | |
| NEOV | NeoVolta Inc. | −25,841 | 125,321 | $0 | |
| PTOR | Praetorian Acquisition Corp. | −21,732 | 99,999 | $992,990 | |
| HAVA | Harvard Ave Acquisition Corp | −20,005 | 29,685 | $299,818 | |
| XSLL | Xsolla SPAC 1 | −18,507 | 152,727 | $1,373,486 | |
| XCBE | X3 Acquisition Corp. Ltd. | −16,763 | 95,737 | $749,250 | |
| VHCP | Vine Hill Capital Investment Corp. II | −12,359 | 70,494 | $703,530 | |
| FGII | FG Imperii Acquisition Corp. | −8,010 | 183,927 | $1,488,586 | |
| VNME | Vendome Acquisition Corp I | −7,800 | 111,183 | $1,132,954 | |
| MRNO | Murano Global Investments Plc | −7,626 | 55,374 | $0 | |
| APAC | StoneBridge Acquisition II Corp | −3,800 | 23,700 | $241,029 | |
| KCHV | Kochav Defense Acquisition Corp. | −3,708 | 73,072 | $757,756 | |
| DRDB | Roman DBDR Acquisition Corp. II | −3,000 | 20,206 | $212,870 | |
| EURK | Eureka Acquisition Corp | −2,726 | 10,057 | $120,583 | |
| NEN | New England Realty Associates Limited Partnership | −2,606 | 15,100 | $886,219 | |
| CRAN | Crane Harbor Acquisition Corp. II | −1,604 | 21,908 | $221,928 | |
| CCAQ | Collective Acquisition Corp. | −702 | 27,601 | $287,878 | |
| COPL | Copley Acquisition Corp | −606 | 16,794 | $175,161 | |
| NXGL | Nexgel, Inc. | −500 | 145,591 | $0 | |
| BKHA | Black Hawk Acquisition Corp | −400 | 71,923 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPY | Spdr S&P 500 ETF Trust | 234,600 | $175,192,242 | |
| NN | Nextnav Inc. | 859,839 | $15,330,929 | |
| NVDA | Nvidia Corp | 22,000 | $4,401,980 | |
| UAL | United Airlines Holdings, Inc. | 10,000 | $1,359,900 | |
| AMPX | Amprius Technologies, Inc. | 93,000 | $1,288,980 | |
| SBUX | Starbucks Corp | 11,900 | $1,216,061 | |
| SLV | iShares Silver Trust | 21,500 | $1,149,605 | |
| PYPL | PayPal Holdings, Inc. | 25,000 | $1,079,500 | |
| CAII | Collective Acquisition Corp. II | 99,668 | $986,713 | |
| CRML | Critical Metals Corp. | 80,200 | $822,050 | |
| INTC | Intel Corp | 5,500 | $767,965 | |
| GLW | Corning Inc /Ny | 3,000 | $766,290 | |
| ACGC | ACP Holdings Acquisition Corp. | 112,805 | $748,858 | |
| SPCX | Space Exploration Technologies Corp | 4,000 | $683,440 | |
| ACMR | ACM Research, Inc. | 4,000 | $507,560 | |
| ALPX | Alpex Acquisition Corp | 40,000 | $400,800 | |
| CEPO | Cantor Equity Partners I, Inc. | 42,252 | $373,085 | |
| RGNT | Regentis Biomaterials Ltd. | 86,980 | $307,039 | |
| ALNY | Alnylam Pharmaceuticals, Inc. | 1,000 | $301,030 | |
| DGXX | Digi Power X Inc. | 50,000 | $272,500 | |
| BTSG | BrightSpring Health Services, Inc. | 968 | $221,623 | |
| USO | United States Oil Fund, LP | 2,000 | $212,880 | |
| EXYN | Exyn Technologies, Inc. | 127,084 | $169,021 | |
| PCG | PG&E Corp | 10,000 | $168,200 | |
| OPTU | Optimum Communications, Inc. | 99,090 | $143,680 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AAXJ | iShares MSCI All Country Asia ex Japan ETF | 25,428 | $2,398,057 | |
| XLBI | State Street Materials Select Sector SPDR Premium Income ETF | 28,903 | $1,770,597 | |
| TAVI | Tavia Acquisition Corp. | 104,360 | $1,102,041 | |
| PONO | Pono Capital Four, Inc. | 105,000 | $1,047,900 | |
| CHAR | Charlton Aria Acquisition Corp | 98,664 | $1,043,865 | |
| DMAA | Drugs Made In America Acquisition Corp. | 92,054 | $964,725 | |
| TDAC | Translational Development Acquisition Corp. | 73,422 | $776,804 | |
| STT | State Street Corp | 13,000 | $641,810 | |
| BHAV | BHAV Acquisition Corp | 50,000 | $499,000 | |
| GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | 4,000 | $400,760 | |
| FMAC | Future Money Acquisition Corp | 35,000 | $349,650 | |
| PGAC | PANTAGES CAPITAL ACQUISITION Corp | 24,760 | $259,484 | |
| IPXG | Inflection Point Acquisition Corp. VII | 25,000 | $249,750 | |
| AXIN | Axiom Intelligence Acquisition Corp 1 | 23,992 | $243,038 | |
| GIX | GigCapital9 Corp. | 21,796 | $219,049 | |
| VACI | Viking Acquisition Corp I | 21,201 | $210,525 | |
| AACI | Armada Acquisition Corp. III | 10,000 | $99,600 | |
| RVPH | Reviva Pharmaceuticals Holdings, Inc. | 90,772 | $66,236 | |
| VEEE | Twin Vee PowerCats, Co. | 239,431 | $61,533 | |
| CLDI | Calidi Biotherapeutics, Inc. | 250,000 | $59,750 | |
| OTLK | Outlook Therapeutics, Inc. | 275,000 | $56,650 | |
| LFCR | Lifecore Biomedical, Inc. De | 15,000 | $55,800 | |
| VOXR | Vox Royalty Corp. | 10,000 | $52,400 | |
| VANI | Vivani Medical, Inc. | 40,000 | $40,000 | |
| VENU | Venu Holding Corp | 12,000 | $39,720 | |
| No positions match the current search. | ||||
106 tracked positions ·
$261,372,809 total
· filing declares
170 positions · $551,114,976
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 106 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
PUT
CALL
|
NEW | 234,600 | $175,192,242 | 67.03% | |
| NN |
Nextnav Inc.
Technology
|
NEW | 859,839 | $15,330,929 | 5.87% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
|
Added | 19,000 | $13,991,600 | 5.35% | |
| CLM |
Cornerstone Strategic Investment Fund, Inc.
Financial Services
|
Added | 1,836,581 | $13,884,552 | 5.31% | |
| NVDA |
Nvidia Corp
PUT
Technology
|
NEW | 22,000 | $4,401,980 | 1.68% | |
| STXS |
Stereotaxis, Inc.
Healthcare
|
Added | 1,108,889 | $1,907,289 | 0.73% | |
| FGII |
FG Imperii Acquisition Corp.
Financial Services
|
Reduced | 183,927 | $1,488,586 | 0.57% | |
| XSLL |
Xsolla SPAC 1
Financial Services
|
Reduced | 152,727 | $1,373,486 | 0.53% | |
| UAL |
United Airlines Holdings, Inc.
CALL
Industrials
|
NEW | 10,000 | $1,359,900 | 0.52% | |
| AMPX |
Amprius Technologies, Inc.
PUT
+ SHARES
Industrials
|
NEW | 93,000 | $1,288,980 | 0.49% | |
| SBUX |
Starbucks Corp
PUT
Consumer Cyclical
|
NEW | 11,900 | $1,216,061 | 0.47% | |
| SLV |
iShares Silver Trust
CALL
|
NEW | 21,500 | $1,149,605 | 0.44% | |
| VNME |
Vendome Acquisition Corp I
Financial Services
|
Reduced | 111,183 | $1,132,954 | 0.43% | |
| PYPL |
PayPal Holdings, Inc.
CALL
Financial Services
|
NEW | 25,000 | $1,079,500 | 0.41% | |
| PTOR |
Praetorian Acquisition Corp.
Financial Services
|
Reduced | 99,999 | $992,990 | 0.38% | |
| CAII |
Collective Acquisition Corp. II
Financial Services
|
NEW | 99,668 | $986,713 | 0.38% | |
| NEN |
New England Realty Associates Limited Partnership
Real Estate
|
Reduced | 15,100 | $886,219 | 0.34% | |
| ORIQ |
Origin Investment Corp I
Financial Services
|
Held | 83,610 | $862,019 | 0.33% | |
| CRML |
Critical Metals Corp.
PUT
Basic Materials
|
NEW | 80,200 | $822,050 | 0.31% | |
| INTC |
Intel Corp
CALL
Technology
|
NEW | 5,500 | $767,965 | 0.29% | |
| GLW |
Corning Inc /Ny
PUT
Technology
|
NEW | 3,000 | $766,290 | 0.29% | |
| DBCA |
D. Boral Acquisition I Corp.
Financial Services
|
Reduced | 76,851 | $766,204 | 0.29% | |
| KCHV |
Kochav Defense Acquisition Corp.
Financial Services
|
Reduced | 73,072 | $757,756 | 0.29% | |
| XCBE |
X3 Acquisition Corp. Ltd.
Financial Services
|
Reduced | 95,737 | $749,250 | 0.29% | |
| ACGC |
ACP Holdings Acquisition Corp.
Financial Services
|
NEW | 112,805 | $748,858 | 0.29% | |
| VHCP |
Vine Hill Capital Investment Corp. II
Financial Services
|
Reduced | 70,494 | $703,530 | 0.27% | |
| RFAM |
RF Acquisition Corp III
Financial Services
|
Reduced | 69,949 | $692,495 | 0.26% | |
| SPCX |
Space Exploration Technologies Corp
PUT
Industrials
|
NEW | 4,000 | $683,440 | 0.26% | |
| SVAQ |
Silicon Valley Acquisition Corp.
Financial Services
|
Reduced | 66,247 | $668,432 | 0.26% | |
| USAR |
USA Rare Earth, Inc.
Basic Materials
|
Held | 25,333 | $546,686 | 0.21% | |
| CRAQ |
Cal Redwood Acquisition Corp.
Financial Services
|
Held | 49,900 | $513,970 | 0.20% | |
| ACMR |
ACM Research, Inc.
PUT
Technology
|
NEW | 4,000 | $507,560 | 0.19% | |
| ARTC |
Art Technology Acquisition Corp.
|
Held | 50,000 | $496,500 | 0.19% | |
| CRAC |
Crown Reserve Acquisition Corp. I
Financial Services
|
Reduced | 47,106 | $476,241 | 0.18% | |
| CTAA |
Clearthink 1 Acquisition Corp.
Financial Services
|
Reduced | 47,995 | $475,630 | 0.18% | |
| MMTX |
Miluna Acquisition Corp
Financial Services
|
Held | 45,989 | $464,948 | 0.18% | |
| SCII |
SC II Acquisition Corp.
Financial Services
|
Held | 46,200 | $463,386 | 0.18% | |
| TVAI |
Thayer Ventures Acquisition Corp II
Financial Services
|
Held | 44,699 | $461,293 | 0.18% | |
| INAC |
Indigo Acquisition Corp.
Financial Services
|
Held | 44,612 | $457,273 | 0.17% | |
| LKSP |
Lake Superior Acquisition Corp
Financial Services
|
Held | 44,947 | $455,762 | 0.17% | |
| ALPX |
Alpex Acquisition Corp
Financial Services
|
NEW | 40,000 | $400,800 | 0.15% | |
| POST |
Post Holdings, Inc.
Consumer Defensive
|
Held | 4,500 | $397,170 | 0.15% | |
| GTERA |
Globa Terra Acquisition Corp
Financial Services
|
Held | 36,300 | $374,253 | 0.14% | |
| CEPO |
Cantor Equity Partners I, Inc.
Financial Services
|
NEW | 42,252 | $373,085 | 0.14% | |
| OTGA |
OTG Acquisition Corp. I
Financial Services
|
Held | 35,438 | $359,695 | 0.14% | |
| CHPG |
ChampionsGate Acquisition Corp
Financial Services
|
Reduced | 34,442 | $357,301 | 0.14% | |
| YCY |
AA Mission Acquisition Corp. II
Financial Services
|
Held | 34,987 | $355,467 | 0.14% | |
| RGNT |
Regentis Biomaterials Ltd.
Healthcare
|
NEW | 86,980 | $307,039 | 0.12% | |
| ALNY |
Alnylam Pharmaceuticals, Inc.
Healthcare
|
NEW | 1,000 | $301,030 | 0.12% | |
| HAVA |
Harvard Ave Acquisition Corp
Financial Services
|
Reduced | 29,685 | $299,818 | 0.11% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.