AMPX · Amprius Technologies, Inc.

$10.20 -0.43 (-4.05%) At close · Aug 20

Market Cap

$1.49B

146.08M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 263

Total Value: $1,693,697,041

Total Shares: 122,200,418

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 263 13F filers · Δ vs Mar 31, 2026

Top Holder

9.3%

+0.2 pts

Top 5

32.6%

+1.5 pts

Top 10

51.1%

+4.0 pts

HHI

344

Broadly held+33

Quarterly Activity

vs Mar 31, 2026

New

Increased

114

Decreased

Sold Out

Unchanged

Holder count: +11

Institutional value: -0.9%

Shares held: +20.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Point72 Asset Management, L.P.	+2,905,790	4,379,711
Mega JANE STREET GROUP, LLC	+2,760,615	9,334,871
Mega UBS Group AG	+2,462,515	5,374,069
Mega BlackRock, Inc.	+2,109,481	11,335,092
Mega MORGAN STANLEY	+1,943,338	5,105,505

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Driehaus Capital Management LLC	−2,448,909	1,345,269
Mega MASSACHUSETTS FINANCIAL SERVICES CO /MA/	−1,518,492	506,268
Large MARSHALL WACE, LLP	−1,096,399	131,200
Mega JPMORGAN CHASE & CO	−1,092,808	123,377
Mega Russell Investments Group, Ltd.	−340,504	202,959

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large JUPITER ASSET MANAGEMENT LTD	2,133,397	$29,568,882
Large LMR Partners LLP	1,750,850	$24,266,781
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	1,248,700	$17,306,982
Mid Nearwater Capital Markets, Ltd	1,034,700	$14,340,942
Mid Shannon River Fund Management LLC	838,887	$11,626,973

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC	1,170,131	$19,728,408
Large HRT FINANCIAL LP	1,002,658	$16,904,813
Small MYDA Advisors LLC	735,000	$12,392,100
Large PICTON MAHONEY ASSET MANAGEMENT	650,000	$10,959,000
Small Science & Technology Partners, L.P.	635,106	$10,707,887

Filter: New 64 Increased 114 Reduced 62 Sold out 53 Unchanged 23

Showing 100 of 292

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$157,104,367

9.28%

11,335,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	172,136	$2,385,804	1.5%	Sole
BlackRock Investment Management (Australia) Ltd	390	$5,405	0.0%	Sole
BlackRock Asset Management Canada Ltd	29,046	$402,577	0.3%	Sole
BlackRock Investment Management, LLC	386,171	$5,352,330	3.4%	Sole
BLACKROCK ADVISORS LLC	531,338	$7,364,344	4.7%	Sole
BlackRock Fund Advisors	5,586,080	$77,423,068	49.3%	Sole
BlackRock Institutional Trust Company, N.A.	4,223,109	$58,532,290	37.3%	Sole
BlackRock Japan Co. Ltd	2,188	$30,325	0.0%	Sole
BlackRock Fund Managers Ltd.	22,036	$305,418	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	47,937	$664,406	0.4%	Sole
BlackRock (Netherlands) B.V.	15,467	$214,372	0.1%	Sole
BlackRock Asset Management Ireland Ltd	188,792	$2,616,657	1.7%	Sole
BlackRock Asset Management Schweiz AG	21,303	$295,259	0.2%	Sole
Aperio Group, LLC	109,099	$1,512,112	1.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$77,102,972

4.55%

5,562,985

MORGAN STANLEY

$70,762,297

4.18%

5,105,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	16,279	$225,626	0.3%	Defined
MORGAN STANLEY & CO. LLC	1,398,800	$19,387,368	27.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	3,497,489	$48,475,197	68.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	134,153	$1,859,360	2.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	58,784	$814,746	1.2%	Defined

JANE STREET GROUP, LLC

$64,048,446

3.78%

4,621,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,621,100	$64,048,446	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$63,273,672

3.74%

4,565,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,565,200	$63,273,672	100.0%	Other

TWO SIGMA INVESTMENTS, LP

$59,856,211

3.53%

4,318,630

UBS Group AG

$56,441,646

3.33%

4,072,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	35,044	$485,709	0.9%	Defined
UBS AG	3,971,930	$55,050,949	97.5%	Defined
UBS Switzerland AG	65,295	$904,988	1.6%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$48,796,277

2.88%

3,520,655

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	516,225	$7,154,878	14.7%	Defined
Held directly	3,004,430	$41,641,399	85.3%	Defined

JANE STREET GROUP, LLC

$47,138,843

2.78%

3,401,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,438,728	$33,800,770	71.7%	Defined
Jane Street Global Trading, LLC	962,343	$13,338,073	28.3%	Defined

STATE STREET CORP

$44,910,350

2.65%

3,240,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,240,285	$44,910,350	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$35,775,432

2.11%

2,581,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,581,200	$35,775,432	100.0%	Other

GOLDMAN SACHS GROUP INC

$35,236,194

2.08%

2,542,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,981,668	$27,465,918	77.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	560,626	$7,770,276	22.1%	Defined

Point72 Asset Management, L.P.

$29,940,372

1.77%

2,160,200

JUPITER ASSET MANAGEMENT LTD

$29,568,882

1.75%

2,133,397

CITADEL ADVISORS LLC

$29,032,542

1.71%

2,094,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,094,700	$29,032,542	100.0%	Defined

LMR Partners LLP

$24,266,781

1.43%

1,750,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	1,750,850	$24,266,781	100.0%	Sole

CITADEL ADVISORS LLC

$23,234,127

1.37%

1,676,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,534,444	$21,267,393	91.5%	Defined
Held directly	141,900	$1,966,734	8.5%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$22,673,338

1.34%

1,635,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	188,755	$2,616,144	11.5%	Defined
Held directly	1,447,128	$20,057,194	88.5%	Sole

CITADEL ADVISORS LLC

$20,770,596

1.23%

1,498,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,498,600	$20,770,596	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$20,202,737

1.19%

1,457,629

Hood River Capital Management LLC

$19,577,471

1.16%

1,412,516

RENAISSANCE TECHNOLOGIES LLC

$19,527,700

1.15%

1,408,925

Driehaus Capital Management LLC

$18,645,428

1.10%

1,345,269

Baird Financial Group, Inc.

$18,363,237

1.08%

1,324,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	435,894	$6,041,490	32.9%	Defined
Strategas Asset Management, LLC joint	889,015	$12,321,747	67.1%	Defined

JANE STREET GROUP, LLC

$18,194,022

1.07%

1,312,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,312,700	$18,194,022	100.0%	Defined

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$17,306,982

1.02%

1,248,700

NORTHERN TRUST CORP

$17,042,641

1.01%

1,229,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,122,703	$15,560,662	91.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	85,713	$1,187,981	7.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	21,212	$293,998	1.7%	Other

MILLENNIUM MANAGEMENT LLC

$16,743,115

0.99%

1,208,017

DEUTSCHE BANK AG\

$16,579,289

0.98%

1,196,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	3,580	$49,618	0.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,598	$36,008	0.2%	Defined
DWS Investments UK Ltd	1,190,019	$16,493,663	99.5%	Defined

BARCLAYS PLC

$16,366,968

0.97%

1,180,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,088,518	$15,086,859	92.2%	Defined
BARCLAYS CAPITAL INC.	92,360	$1,280,109	7.8%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$16,312,651

0.96%

1,176,959

Point72 Asset Management, L.P.

$15,797,780

0.93%

1,139,811

Qube Research & Technologies Ltd

$15,747,385

0.93%

1,136,175

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$15,249,727

0.90%

1,100,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,037,958	$14,386,097	94.3%	Other
G1 EXECUTION SERVICES, LLC	62,311	$863,630	5.7%	Other

Trexquant Investment LP

$15,211,793

0.90%

1,097,532

Point72 Asset Management, L.P.

$14,964,642

0.88%

1,079,700

FIRST TRUST ADVISORS LP

$14,377,587

0.85%

1,037,344

Nearwater Capital Markets, Ltd

$14,340,942

0.85%

1,034,700

VANGUARD FIDUCIARY TRUST CO

$13,717,117

0.81%

989,691

DLD Asset Management, LP

$12,643,092

0.75%

912,200

Shannon River Fund Management LLC

$11,626,973

0.69%

838,887

D. E. Shaw & Co., Inc.

$11,295,900

0.67%

815,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	815,000	$11,295,900	100.0%	Defined

UBS Group AG

$11,112,948

0.66%

801,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	801,800	$11,112,948	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$10,359,352

0.61%

747,428

IMC-Chicago, LLC

$10,174,820

0.60%

734,114

STIFEL FINANCIAL CORP

$10,138,173

0.60%

731,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	731,369	$10,136,774	100.0%	Defined
Held directly	101	$1,399	0.0%	Defined

Stephens Investment Management Group LLC

$9,900,530

0.58%

714,324

D. E. Shaw & Co., Inc.

$9,311,314

0.55%

671,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	671,812	$9,311,314	100.0%	Defined

TimesSquare Capital Management, LLC

$8,897,981

0.53%

641,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GuideStone Capital Management, LLC joint	641,990	$8,897,981	100.0%	Sole

OBERWEIS ASSET MANAGEMENT INC/

$8,817,732

0.52%

636,200

PEAK6 LLC

$8,328,474

0.49%

600,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	600,900	$8,328,474	100.0%	Defined

Invesco Ltd.

$7,922,554

0.47%

571,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	21,474	$297,628	3.8%	Defined
Invesco Trust Co joint	54,484	$755,148	9.5%	Defined
Invesco Capital Management LLC	495,655	$6,869,778	86.7%	Defined

Wolf Hill Capital Management, LP

$7,307,809

0.43%

527,259

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$7,249,639

0.43%

523,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	523,062	$7,249,639	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$7,016,874

0.41%

506,268

OPPENHEIMER & CO INC

$6,995,779

0.41%

504,746

UBS Group AG

$6,930,000

0.41%

500,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	500,000	$6,930,000	100.0%	Defined

DNB Asset Management AS

$6,818,634

0.40%

491,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	491,965	$6,818,634	100.0%	Other

POLEN CAPITAL MANAGEMENT LLC

$6,453,188

0.38%

465,598

SEI INVESTMENTS CO

$6,143,167

0.36%

443,230

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	480	$6,652	0.1%	Sole
SEI TRUST CO	442,750	$6,136,515	99.9%	Sole

FEDERATED HERMES, INC.

$5,941,684

0.35%

428,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	428,693	$5,941,684	100.0%	Defined

ALGERT GLOBAL LLC

$5,888,185

0.35%

424,833

Bank of New York Mellon Corp

$5,785,369

0.34%

417,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	172,874	$2,396,033	41.4%	Defined
The Bank of New York Mellon	243,174	$3,370,391	58.3%	Defined
BNY Mellon, NA joint	470	$6,514	0.1%	Defined
BNY Mellon Advisors, Inc.	894	$12,390	0.2%	Defined
Held directly	3	$41	0.0%	Defined

HighTower Advisors, LLC

$5,771,775

0.34%

416,434

Nuveen, LLC

$5,513,533

0.33%

397,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	29,308	$406,207	7.4%	Defined
TEACHERS ADVISORS, LLC joint	368,494	$5,107,326	92.6%	Defined

Parallax Volatility Advisers, L.P.

$5,336,100

0.32%

385,000

Palisades Investment Partners, LLC

$5,106,841

0.30%

368,459

NOMURA HOLDINGS INC

$5,086,620

0.30%

367,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	367,000	$5,086,620	100.0%	Defined

Sender Co & Partners, Inc.

$4,929,891

0.29%

355,692

Allspring Global Investments Holdings, LLC

$4,795,171

0.28%

345,972

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	378	$5,239	0.1%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	345,594	$4,789,932	99.9%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$4,751,166

0.28%

342,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	342,797	$4,751,166	100.0%	Defined

BANK OF AMERICA CORP /DE/

$4,543,945

0.27%

327,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	254,113	$3,522,006	77.5%	Defined
BOFA SECURITIES, INC.	73,733	$1,021,939	22.5%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$4,235,352

0.25%

305,581

SG Americas Securities, LLC

$3,996,780

0.24%

288,368

ESSEX INVESTMENT MANAGEMENT CO LLC

$3,944,486

0.23%

284,595

CREDIT AGRICOLE S A

$3,675,519

0.22%

265,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	265,189	$3,675,519	100.0%	Defined

HSBC HOLDINGS PLC

$3,596,780

0.21%

259,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	215,284	$2,983,836	83.0%	Defined
Held directly	44,224	$612,944	17.0%	Defined

CREDIT AGRICOLE S A

$3,465,000

0.20%

250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank	250,000	$3,465,000	100.0%	Defined

Swiss National Bank

$3,430,350

0.20%

247,500

MILLENNIUM MANAGEMENT LLC

$3,326,400

0.20%

240,000

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,050,624

0.18%

220,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	729	$10,103	0.3%	Defined
UBS Asset Management Switzerland AG	154,859	$2,146,345	70.4%	Sole
UBS Asset Management (UK) Ltd.	31,907	$442,230	14.5%	Sole
Held directly	32,608	$451,946	14.8%	Defined

GROUP ONE TRADING LLC

$2,956,504

0.17%

213,312

Voleon Capital Management LP

$2,846,081

0.17%

205,345

Russell Investments Group, Ltd.

$2,813,008

0.17%

202,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	84,840	$1,175,882	41.8%	Defined
Russell Investments Canada Limited	1,895	$26,264	0.9%	Defined
Russell Investments Capital, LLC	83,267	$1,154,080	41.0%	Defined
Russell Investments France SAS	7,045	$97,643	3.5%	Defined
Russell Investments Limited	3,802	$52,695	1.9%	Defined
Russell Investments Trust Company	22,110	$306,444	10.9%	Defined

WELLS FARGO & COMPANY/MN

$2,741,105

0.16%

197,771

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	125,077	$1,733,567	63.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	10,360	$143,589	5.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	62,006	$859,403	31.4%	Defined
Wells Fargo Securities, LLC	328	$4,546	0.2%	Defined

Amundi

$2,727,190

0.16%

196,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	196,767	$2,727,190	100.0%	Defined

BLAIR WILLIAM & CO/IL

$2,698,708

0.16%

194,712

Aquatic Capital Management LLC

$2,622,797

0.15%

189,235

HITE Hedge Asset Management LLC

$2,583,406

0.15%

186,393

ALPS ADVISORS INC

$2,556,934

0.15%

184,483

NEW YORK STATE COMMON RETIREMENT FUND

$2,553,386

0.15%

184,227

BNP PARIBAS ARBITRAGE, SA

$2,545,125

0.15%

183,631

XTX Topco Ltd

$2,497,211

0.15%

180,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	180,174	$2,497,211	100.0%	Defined

ExodusPoint Capital Management, LP

$2,484,709

0.15%

179,272

AQR CAPITAL MANAGEMENT LLC

$2,399,925

0.14%

173,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	10	$138	0.0%	Other
Arax Advisory Partners	394	$5,460	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	958	$13,277	0.6%	Other
Stokes Family Office, LLC	226	$3,132	0.1%	Other
Held directly	171,567	$2,377,918	99.1%	Defined

Huntleigh Advisors, Inc.

$2,370,448

0.14%

171,028

RHUMBLINE ADVISERS

$2,327,967

0.14%

167,963

VOYA INVESTMENT MANAGEMENT LLC

$2,198,999

0.13%

158,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	158,658	$2,198,999	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$2,107,551

0.12%

152,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	152,060	$2,107,551	100.0%	Defined

Janney Montgomery Scott LLC

$2,087,953

0.12%

150,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	147,909	$2,050,018	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	131,200	$1,818,432	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	130,000	$1,801,800	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	1,683	$23,326	1.3%	Defined
Marex Securities Products Inc.	125,000	$1,732,500	98.5%	Defined
Held directly	247	$3,423	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	56,992	$789,909	46.2%	Defined
J.P. Morgan Investment Management Inc.	34,989	$484,947	28.4%	Defined
J.P. Morgan Securities LLC	249	$3,451	0.2%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	31,147	$431,697	25.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	119,800	$1,660,428	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	4,179	$57,920	3.6%	Defined
RBC Capital Markets, LLC	110,949	$1,537,753	96.2%	Defined
RBC Dominion Securities Inc.	193	$2,674	0.2%	Defined
Held directly	1	$13	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	109,808	$1,521,938	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	13,340	$184,892	12.4%	Defined
Legal & General Investment Management Ltd joint	94,583	$1,310,919	87.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SevenOneSeven Capital Management	102,448	$1,419,929	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	34	$471	0.0%	Defined
Citigroup Financial Products Inc. joint	101,062	$1,400,719	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	100,000	$1,386,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	23,150	$320,859	24.6%	Other
Held directly	71,008	$984,170	75.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	255	$3,534	0.3%	Defined
FRANKLIN ADVISERS INC	84,654	$1,173,304	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	80,714	$1,118,696	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	69,727	$966,416	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	69,211	$959,264	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	66,766	$925,376	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	60,100	$832,986	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	13,078	$181,261	22.0%	Defined
REX Advisers, LLC	34,362	$476,257	57.9%	Defined
HANetf Management Limited	11,936	$165,432	20.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	58,914	$816,548	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	13,088	$181,399	24.2%	Defined
Ameriprise Financial Services, LLC	28,849	$399,847	53.4%	Defined
Columbia Threadneedle Management Ltd	12,134	$168,177	22.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	52,803	$731,849	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	50,000	$693,000	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	46,756	$648,038	95.0%	Defined
Osaic Advisory Services, LLC	2,452	$33,984	5.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	41,333	$572,875	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	40,546	$561,967	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	57	$790	0.2%	Defined
Held directly	37,866	$524,822	99.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLINGTON SMALL CAP EQUITY	34,028	$471,628	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,723	$65,460	14.5%	Defined
Raymond James Financial Services Advisors, Inc.	27,949	$387,373	85.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	32,390	$448,925	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	31,212	$432,598	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	26,955	$373,596	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	22,320	$309,355	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	21	$291	0.1%	Other
Held directly	18,387	$254,843	99.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	15,071	$208,884	97.8%	Defined
STRATEGIC ADVISERS LLC	332	$4,601	2.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	15,322	$212,362	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	12,476	$172,917	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	11,903	$164,975	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	10,888	$150,907	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Lion Capital Management LLC	10,620	$147,193	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	10,358	$143,561	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	5,889	$81,621	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	5,685	$78,794	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	4,765	$66,042	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	3,600	$49,896	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	3,399	$47,110	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	346	$4,795	10.4%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	1,375	$19,057	41.2%	Defined
ROCKEFELLER FINANCIAL LLC	1,614	$22,370	48.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	2,300	$31,878	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	2,105	$29,175	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,071	$28,704	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,514	$20,984	98.3%	Defined
PNC Wealth Management LLC	26	$360	1.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,254	$17,380	95.9%	Defined
U.S. BANCORP ADVISORS, LLC	54	$748	4.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	791	$10,963	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	20	$277	69.1%	Sole
Held directly	9	$124	30.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VIRTUS CAPITAL ADVISERS, LLC	50,000	$843,000	21.1%	Other
Held directly	186,875	$3,150,712	78.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	52,803	$890,258	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	5,214	$87,908	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	378	$6,373	100.0%	Defined

Key facts CIK 1899287 CUSIP 03214Q108 13F (30d) 245 filings 243 filers Visit website Investor relations