CRML · Critical Metals Corp. · Holdings

$7.76 -0.38 (-4.61%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.20B

148.10M

Volume · Oct 28 4.92M Avg daily vol (3M) 7.94M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CRML: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 190

Total Value: $481,428,509

Total Shares: 49,464,322

Showing 1–100 of 219 holdings by value · page 1 of 3

Institutional Ownership Trend

11 quarters

Superinvestors Holding CRML

All superinvestors →

Ray Dalio $4,351,965

Holder Concentration

Across 186 13F filers

Top Holder

17.3%

of institutional value

Top 5

51.1%

of institutional value

Top 10

66.2%

of institutional value

HHI

682

Broadly held

Who Holds CRML

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 183 filers, like-for-like change +27.1%; actively managed books +34.7%; index-like books +10.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.9%	101	+84.1%	21	15
Exempt adviser	2.5%	1	-9.0%	0	0
Adviser	0.2%	3	-57.5%	0	0
Bank	19.5%	14	+1.6%	1	0
Insurer	0.0%	1	-92.9%	0	0
Broker-dealer	0.5%	2	-29.8%	0	0
Benefit plan	0.2%	3	-30.6%	0	0
Non-US	0.6%	4	+459.8%	1	0
Holding company	17.9%	5	+3.0%	0	1
Unknown	15.7%	49	+11.5%	5	10

Style	Share	Filers	Change	New	Exited
Index-like	26.9%	16	+10.2%	0	0
Systematic-like	15.4%	13	+169.2%	1	2
Concentrated	3.0%	36	-28.3%	7	7
Diversified active	54.6%	117	+23.1%	20	17
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	39.2%	102	+19.2%	10	10
Medium turnover	28.8%	37	+20.4%	9	5
High turnover	28.8%	33	+64.1%	8	8
Unknown	3.2%	11	-27.6%	1	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	6.3%	19	-10.3%	5	6
Medium horizon	29.7%	31	+39.8%	6	7
Long horizon	54.3%	118	+29.4%	15	9
Unknown	9.6%	15	+14.0%	2	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.9%	41	-18.1%	8	13
$1B to $10B	12.3%	52	+81.7%	14	7
$10B to $100B	24.4%	44	+20.4%	5	5
$100B or more	61.4%	46	+24.4%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.7%	54	+49.8%	12	9
Pooled investment vehicles	29.4%	22	+121.9%	6	5
Registered funds and BDCs	7.0%	10	+29.1%	0	0
Pension and profit sharing plans	0.0%	2	-0.5%	0	0
Insurance companies	0.5%	3	+384.6%	1	0
Governments and sovereign funds	0.2%	1	+31.1%	0	0
Corporations	0.1%	1	new	1	0
Other investment advisers	0.0%	1	-74.0%	0	0
Diversified	1.8%	7	+1.0%	1	1
Unknown	57.1%	82	+3.1%	7	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	30.8%	24	+111.4%	7	6
Private equity funds	1.4%	9	+14.2%	2	0
Venture capital funds	0.0%	1	+3700.0%	0	0
Real estate funds	0.1%	3	+14.5%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	0.8%	6	+16.1%	0	0
Mixed private funds	0.6%	1	+60.3%	0	0
Private funds, type not stated	2.5%	2	-8.7%	0	0
No private funds	9.0%	55	+45.1%	12	8
Unknown	54.7%	81	+3.7%	7	11

Location	Share	Filers	Change	New	Exited
United States	74.0%	163	+25.7%	25	26
Outside the US	26.0%	20	+31.0%	3	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

169 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

67.5%

of 13F shares, Herfindahl 0.067

Active holders

+43.8%

like-for-like share change of active filers

5% stakes on record

2 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 5.3 quarters

Under 1 year 40.9% 1 to 3 years 59.1% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$9.60

estimated per share

Mar 31, 2026: $9.19

Quarter-end price

$10.25

implied by 13F values

Estimated gain or loss

+6.8%

price against the estimated cost

Estimated at a loss

59.2%

of costed 13F value

Estimated cost covers 96.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CRML's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CDLX Cardlytics, Inc.	3	0.405
2	UMAC Unusual Machines, Inc.	3	0.197
3	RCAT Red Cat Holdings, Inc.	3	0.165
4	SMR NUSCALE POWER Corp	3	0.124
5	USAR USA Rare Earth, Inc.	3	0.121
6	ONDS Ondas Inc.	3	0.118
7	MP MP Materials Corp.	4	0.099
8	BMNR Bitmine Immersion Technologies, Inc.	3	0.098
9	SMCI Super Micro Computer, Inc.	3	0.078
10	ACIO Aptus Collared Investment Opportunity ETF	5	0.066

Shareholder Targets

13F filers that own its peers but not CRML, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CDLX, UMAC, RCAT, SMR, USAR, ONDS, MP, BMNR, SMCI, ACIO, SPCX, ASML, SPOT, F, BE, AMD, INTC, GOOGL, TMO, NVDA. 6,885 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$681,686,514,690 18 held	14.6%	NVDA, GOOGL, AMD
2	NORGES BANK Non-US, Index-like	$149,286,130,412 13 held	14.9%	NVDA, GOOGL, AMD
3	Capital Research Global Investors Adviser, Diversified active	$95,023,061,448 7 held	13.3%	NVDA, GOOGL, INTC
4	Alphabet Inc. Unknown, Concentrated	$94,176,237,970 1 held	95.1%	SPCX
5	Capital World Investors Adviser, Diversified active	$86,961,083,740 10 held	10.3%	GOOGL, NVDA, INTC
6	Valor Management LLC Adviser, Concentrated	$86,013,406,595 1 held	99.8%	SPCX
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$59,082,637,340 12 held	10.2%	NVDA, GOOGL, AMD
8	Amundi Holding company, Index-like	$58,215,177,718 16 held	14.0%	NVDA, GOOGL, AMD
9	Capital International Investors Adviser, Diversified active	$55,280,144,988 7 held	11.5%	GOOGL, NVDA, INTC
10	NVIDIA CORP Unknown, Concentrated	$50,964,855,708 2 held	80.3%	INTC, SPCX

Fund Ownership of CRML by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.51% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.11%	+0.08 pp	160,482	12
Index ETFs	0.40%	+0.03 pp	594,051	7
Active ETFs	0.18%	+0.05 pp	263,854	2
Active funds	0.05%	0.00 pp	80,568	11
Unclassified	0.16%	+0.16 pp	240,950	1
All registered funds	0.90%	+0.32 pp	1,339,905	33

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 105 Exempt adviser 1 Adviser 2 Bank 14 Insurer 1 Broker-dealer 2 Benefit plan 3 Non-US 4 Holding company 5 Unknown 53

Showing 100 of 219

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$71,430,200

14.84%

6,968,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,968,800	$71,430,200	100.0%	Other

BlackRock, Inc.

$46,376,665

9.63%

4,524,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	34,271	$351,277	0.8%	Sole
BlackRock Asset Management Canada Ltd	94,233	$965,888	2.1%	Sole
BlackRock Investment Management, LLC	202,213	$2,072,683	4.5%	Sole
BLACKROCK ADVISORS LLC	149,469	$1,532,057	3.3%	Sole
BlackRock Fund Advisors	2,741,630	$28,101,707	60.6%	Sole
BlackRock Institutional Trust Company, N.A.	858,947	$8,804,206	19.0%	Sole
BlackRock Asset Management Ireland Ltd	25,677	$263,189	0.6%	Sole
Aperio Group, LLC	418,113	$4,285,658	9.2%	Sole

Marex Group plc

$36,973,778

7.68%

3,607,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	2,759	$28,279	0.1%	Defined
Marex Securities Products Inc.	3,604,439	$36,945,499	99.9%	Defined

CITADEL ADVISORS LLC

$30,749,979

6.39%

2,999,998

UBS Group AG

$28,357,936

5.89%

2,766,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,461,367	$25,229,011	89.0%	Defined
UBS Switzerland AG	138,173	$1,416,273	5.0%	Defined
UBS Securities LLC	167,088	$1,712,652	6.0%	Defined

Davidson Kempner Capital Management LP

$15,375,000

3.19%

1,500,000

JANE STREET GROUP, LLC

$13,024,675

2.71%

1,270,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,270,700	$13,024,675	100.0%	Defined

CITADEL ADVISORS LLC

$12,410,700

2.58%

1,210,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,210,800	$12,410,700	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,931,000

2.48%

1,164,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,164,000	$11,931,000	100.0%	Other

MORGAN STANLEY

$11,748,947

2.44%

1,146,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	178	$1,824	0.0%	Defined
MORGAN STANLEY & CO. LLC	807,645	$8,278,361	70.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	195,567	$2,004,561	17.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	131,334	$1,346,173	11.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	11,515	$118,028	1.0%	Defined

STATE STREET CORP

$10,857,671

2.26%

1,059,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,059,285	$10,857,671	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$10,185,414

2.12%

993,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	97,405	$998,401	9.8%	Defined
Held directly	896,294	$9,187,013	90.2%	Defined

MILLENNIUM MANAGEMENT LLC

$9,285,085

1.93%

905,862

BANK OF AMERICA CORP /DE/

$8,201,526

1.70%

800,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	54,707	$560,746	6.8%	Defined
BOFA SECURITIES, INC.	745,442	$7,640,780	93.2%	Defined

CITADEL ADVISORS LLC

$7,938,625

1.65%

774,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	774,500	$7,938,625	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$7,211,889

1.50%

703,599

Daiwa Securities Group Inc.

$7,198,575

1.50%

702,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	702,300	$7,198,575	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$7,125,615

1.48%

695,182

BOOTHBAY FUND MANAGEMENT, LLC CRMLW

$6,560,000

1.36%

640,000

JANE STREET GROUP, LLC

$6,459,550

1.34%

630,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	630,200	$6,459,550	100.0%	Defined

BARCLAYS PLC

$5,667,266

1.18%

552,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	391,748	$4,015,417	70.9%	Defined
BARCLAYS CAPITAL INC.	161,156	$1,651,849	29.1%	Defined

BARCLAYS PLC

$5,547,300

1.15%

541,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	380,900	$3,904,225	70.4%	Defined
BARCLAYS CAPITAL INC.	160,300	$1,643,075	29.6%	Defined

LMR Partners LLP

$4,901,550

1.02%

478,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	100,000	$1,025,000	20.9%	Sole
Held directly	378,200	$3,876,550	79.1%	Sole

Bridgewater Associates, LP

$4,351,965

0.90%

424,582

Daiwa Securities Group Inc.

$4,325,500

0.90%

422,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	422,000	$4,325,500	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$4,263,477

0.89%

415,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	4,749	$48,677	1.1%	Defined
Held directly	411,200	$4,214,800	98.9%	Defined

ALPS ADVISORS INC

$4,074,754

0.85%

397,537

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sprott Inc.	397,537	$4,074,754	100.0%	Other

NORTHERN TRUST CORP

$3,997,018

0.83%

389,953

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	379,284	$3,887,661	97.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	10,669	$109,357	2.7%	Other

AQR CAPITAL MANAGEMENT LLC

$3,827,645

0.80%

373,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	53	$543	0.0%	Other
Compound Planning, Inc.	10	$102	0.0%	Other
Arax Advisory Partners	2,770	$28,392	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,911	$40,087	1.0%	Other
Stokes Family Office, LLC	1,993	$20,428	0.5%	Other
Held directly	364,692	$3,738,093	97.7%	Defined

GOLDMAN SACHS GROUP INC

$3,721,344

0.77%

363,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	97,013	$994,383	26.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	266,045	$2,726,961	73.3%	Defined

Walleye Trading LLC

$3,474,750

0.72%

339,000

Nuveen, LLC

$3,298,921

0.69%

321,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	49,846	$510,921	15.5%	Defined
TEACHERS ADVISORS, LLC joint	272,000	$2,788,000	84.5%	Defined

Creative Planning

$3,295,272

0.68%

321,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	9,508	$97,457	3.0%	Defined
Held directly	311,982	$3,197,815	97.0%	Sole

Walleye Trading LLC

$3,219,525

0.67%

314,100

LMR Partners LLP CRMLW

$2,994,852

0.62%

838,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	838,894	$2,994,852	100.0%	Sole

Daiwa Securities Group Inc.

$2,873,075

0.60%

280,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	280,300	$2,873,075	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$2,813,092

0.58%

274,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	274,448	$2,813,092	100.0%	Defined

Caption Management, LLC CRMLW

$2,777,107

0.58%

777,901

Balyasny Asset Management L.P.

$2,593,793

0.54%

253,053

ALLIANCEBERNSTEIN L.P.

$2,270,580

0.47%

221,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	221,520	$2,270,580	100.0%	Defined

Hudson Bay Capital Management LP CRMLW

$2,176,211

0.45%

606,187

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,693,710

0.35%

165,240

Bank of New York Mellon Corp

$1,666,781

0.35%

162,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	45,689	$468,312	28.1%	Defined
The Bank of New York Mellon	115,582	$1,184,715	71.1%	Defined
BNY Mellon, NA joint	945	$9,685	0.6%	Defined
BNY Mellon Advisors, Inc. joint	396	$4,059	0.2%	Other
Held directly	1	$10	0.0%	Defined

Clear Street Group Inc.

$1,536,065

0.32%

149,860

Quantinno Capital Management LP

$1,496,192

0.31%

145,970

Corient Private Wealth LLC

$1,400,334

0.29%

136,618

LPL Financial LLC

$1,371,337

0.28%

133,789

VOYA INVESTMENT MANAGEMENT LLC

$1,366,723

0.28%

133,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	133,339	$1,366,723	100.0%	Defined

Cetera Investment Advisers

$1,239,184

0.26%

120,896

ARISTEIA CAPITAL, L.L.C. CRMLW

$1,120,738

0.23%

314,814

KMT WEALTH MANAGEMENT, LLC

$1,073,892

0.22%

104,770

NATIXIS

$1,025,000

0.21%

100,000

NATIXIS

$1,025,000

0.21%

100,000

Greenland Capital Management LP

$1,025,000

0.21%

100,000

Centiva Capital, LP

$964,289

0.20%

94,077

BNP PARIBAS ARBITRAGE, SA

$838,439

0.17%

81,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS SECURITIES CORP	69,145	$708,736	84.5%	Sole
Held directly	12,654	$129,703	15.5%	Defined

RHUMBLINE ADVISERS

$827,749

0.17%

80,756

Warberg Asset Management LLC

$822,050

0.17%

80,200

WELLS FARGO & COMPANY/MN

$815,130

0.17%

79,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	61,731	$632,742	77.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	9,860	$101,065	12.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,730	$79,232	9.7%	Defined
Wells Fargo Securities, LLC	204	$2,091	0.3%	Defined

Moors & Cabot, Inc.

$800,525

0.17%

78,100

TORONTO DOMINION BANK

$768,750

0.16%

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	75,000	$768,750	100.0%	Defined

TORONTO DOMINION BANK

$768,750

0.16%

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	75,000	$768,750	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$657,547

0.14%

64,151

Kingsbury Capital Investment Advisors LLC

$607,901

0.13%

83,733

Entropy Technologies, LP

$601,552

0.12%

58,688

Cambridge Investment Research Advisors, Inc.

$580,150

0.12%

56,600

PRICE T ROWE ASSOCIATES INC /MD/

$579,032

0.12%

56,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	56,491	$579,032	100.0%	Defined

Greenland Capital Management LP CRMLW

$559,767

0.12%

155,924

JANE STREET GROUP, LLC

$540,052

0.11%

52,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	52,688	$540,052	100.0%	Defined

Leonteq Securities AG

$526,327

0.11%

51,349

FORA Capital, LLC

$464,714

0.10%

45,338

GROUP ONE TRADING LLC

$458,000

0.10%

44,683

FRANKLIN RESOURCES INC

$448,242

0.09%

43,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	1,382	$14,165	3.2%	Defined
FRANKLIN ADVISERS INC	9,733	$99,763	22.3%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	32,616	$334,314	74.6%	Defined

HighTower Advisors, LLC

$446,049

0.09%

43,517

INSIGNEO ADVISORY SERVICES, LLC

$432,139

0.09%

42,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEAVIEW INVESTMENT MANAGERS LLC	1,627	$16,676	3.9%	Other
Held directly	40,533	$415,463	96.1%	Sole

MetLife Investment Management, LLC

$416,016

0.09%

40,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	40,587	$416,016	100.0%	Defined

Cerity Partners LLC

$413,023

0.09%

40,295

Cresset Asset Management, LLC

$402,855

0.08%

39,303

WOLVERINE ASSET MANAGEMENT LLC CRMLW

$396,984

0.08%

111,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	111,200	$396,984	100.0%	Defined

Next Level Private LLC

$391,713

0.08%

53,955

Invesco Ltd.

$374,565

0.08%

36,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	9,775	$100,193	26.7%	Defined
Invesco Trust Co joint	26,768	$274,372	73.3%	Defined

Rockefeller Capital Management L.P.

$369,030

0.08%

36,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	36,003	$369,030	100.0%	Defined

CITIGROUP INC

$361,076

0.08%

35,227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	35,227	$361,076	100.0%	Defined

Russell Investments Group, Ltd.

$336,148

0.07%

32,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	32,795	$336,148	100.0%	Defined

JPMORGAN CHASE & CO

$334,282

0.07%

32,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	28,147	$288,506	86.3%	Defined
J.P. Morgan Investment Management Inc.	1,801	$18,460	5.5%	Defined
J.P. Morgan Securities plc	2,665	$27,316	8.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$332,089

0.07%

32,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	32,399	$332,089	100.0%	Other

STRS OHIO

$321,850

0.07%

31,400

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$320,476

0.07%

31,266

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	31,266	$320,476	100.0%	Defined

AXQ CAPITAL, LP

$286,395

0.06%

27,941

Thrive Capital Management, LLC

$272,279

0.06%

37,504

RAYMOND JAMES FINANCIAL INC

$266,602

0.06%

26,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	19,061	$195,375	73.3%	Defined
Raymond James Financial Services Advisors, Inc.	6,949	$71,227	26.7%	Defined

Banque Cantonale Vaudoise

$266,500

0.06%

26,000

Engineers Gate Manager LP

$266,469

0.06%

25,997

Canton Hathaway, LLC

$254,100

0.05%

35,000

Penserra Capital Management LLC

$242,617

0.05%

23,670

Defiance ETFs, LLC

$242,617

0.05%

23,670

IEQ CAPITAL, LLC

$239,870

0.05%

23,402

Sound Capital Solutions LLC

$236,652

0.05%

23,088

Optimize Financial Inc

$236,652

0.05%

23,088

INTECH INVESTMENT MANAGEMENT LLC

$222,773

0.05%

21,734

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Key facts CIK 1951089 CUSIP G2662B103 13F (30d) 35 filings 35 filers Visit website Investor relations