SMR · NUSCALE POWER Corp · Holdings

$5.58 -0.11 (-1.93%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$2.45B

429.72M

Volume · Oct 20 31.56M Avg daily vol (3M) 34.46M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SMR: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 530

Total Value: $2,541,256,689

Total Shares: 253,654,146

Showing 1–100 of 568 holdings by value · page 1 of 6

Institutional Ownership Trend

24 quarters

Holder Concentration

Across 532 13F filers

Top Holder

11.5%

of institutional value

Top 5

38.2%

of institutional value

Top 10

59.0%

of institutional value

HHI

454

Broadly held

Who Holds SMR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 523 filers, like-for-like change +33.9%; actively managed books +17.6%; index-like books +58.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.1%	302	+37.1%	55	44
Exempt adviser	1.5%	4	-45.0%	0	3
Adviser	0.9%	8	+335.0%	1	1
Bank	8.3%	23	+41.0%	1	0
Insurer	0.0%	3	+192.3%	1	0
Broker-dealer	0.7%	3	+1.8%	0	0
Benefit plan	0.2%	4	+72.4%	0	0
Non-US	0.5%	8	-34.1%	0	1
Holding company	17.5%	10	+65.5%	0	0
Unknown	23.2%	158	+20.4%	35	22

Style	Share	Filers	Change	New	Exited
Index-like	48.0%	36	+58.2%	4	1
Systematic-like	11.4%	26	+23.1%	8	13
Concentrated	2.2%	94	+34.3%	17	16
Diversified active	37.7%	366	+15.2%	64	41
Unknown	0.7%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	43.8%	302	+43.3%	46	23
Medium turnover	25.0%	103	+21.1%	24	17
High turnover	14.7%	57	+24.0%	17	23
Unknown	16.5%	61	+42.3%	6	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.9%	81	+45.6%	18	13
Medium horizon	26.3%	103	+48.7%	24	18
Long horizon	45.2%	309	+24.4%	42	26
Unknown	10.5%	30	+26.9%	9	14
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.9%	184	+7.9%	31	34
$1B to $10B	4.0%	159	+78.8%	48	23
$10B to $100B	24.7%	116	0.0%	13	11
$100B or more	68.3%	64	+51.9%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.9%	212	+36.4%	34	29
Pooled investment vehicles	9.5%	32	+25.8%	11	14
Registered funds and BDCs	31.7%	24	+39.7%	4	0
Pension and profit sharing plans	0.0%	5	+78.2%	1	0
Insurance companies	0.1%	3	+122.0%	0	0
Governments and sovereign funds	0.8%	3	+112.1%	1	0
Corporations	0.0%	4	+49.5%	1	0
Other investment advisers	0.0%	4	+35.5%	0	0
Other	0.0%	1	new	1	0
Diversified	1.0%	14	+27.7%	2	1
Unknown	52.9%	221	+31.2%	38	27

Private funds	Share	Filers	Change	New	Exited
Hedge funds	11.8%	43	+13.2%	13	16
Private equity funds	0.3%	16	+40.3%	3	0
Venture capital funds	0.0%	1	+5.5%	0	0
Real estate funds	0.0%	5	-79.8%	0	2
Liquidity funds	0.0%	1	0.0%	0	0
Securitized asset funds	0.7%	1	+11.6%	0	0
Other private funds	0.5%	15	+64.7%	2	1
Mixed private funds	0.2%	6	+25.6%	0	2
Private funds, type not stated	13.1%	3	+44.7%	1	2
No private funds	21.9%	215	+35.7%	36	24
Unknown	51.4%	217	+36.8%	38	24

Location	Share	Filers	Change	New	Exited
United States	80.4%	456	+43.9%	81	57
Outside the US	19.6%	67	+4.4%	12	14

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC; Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

523 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.191% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.003%

Mar 31, 2026: 1

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

63.7%

of 13F shares, Herfindahl 0.053

Active holders

+17.6%

like-for-like share change of active filers

5% stakes on record

1 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 8.5 quarters

Under 1 year 25.4% 1 to 3 years 52.3% 3 years or more 22.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $1,410,000 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.20

estimated per share

Mar 31, 2026: $19.94

Quarter-end price

$10.03

implied by 13F values

Estimated gain or loss

-38.1%

price against the estimated cost

Estimated at a loss

99.9%

of costed 13F value

Estimated cost covers 64.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SMR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	OKLO Oklo Inc.	21	0.269
2	RDW Redwire Corp	8	0.204
3	LEU Centrus Energy Corp	10	0.185
4	AI C3.ai, Inc.	4	0.159
5	GME GameStop Corp.	5	0.150
6	CRML Critical Metals Corp.	3	0.146
7	ONDS Ondas Inc.	8	0.142
8	VUZI Vuzix Corp	3	0.137
9	CHPT ChargePoint Holdings, Inc.	3	0.137
10	SYM Symbotic Inc.	8	0.134

Shareholder Targets

13F filers that own its peers but not SMR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: OKLO, RDW, LEU, AI, GME, CRML, ONDS, VUZI, CHPT, SYM, IONQ, UUUU, UEC, BBAI, PL, SMCI, NNE, BMNR, PLUG, LUNR. 1,502 filers in all.

#	Filer	In peers	Of book	Largest peers
1	SOFTBANK GROUP CORP. Unknown, Concentrated	$1,790,147,774 1 held	9.85%	SYM
2	JANE STREET GROUP, LLC Unknown, Diversified active	$1,780,930,350 15 held	1.19%	SMCI, IONQ, PL
3	Alphabet Inc. Unknown, Concentrated	$1,167,795,825 1 held	1.18%	PL
4	NORGES BANK Non-US, Index-like	$1,110,647,393 10 held	0.110%	IONQ, UEC, SMCI
5	Walmart Inc. Unknown, Unknown	$674,250,000 1 held	91.6%	SYM
6	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$623,702,274 11 held	0.110%	GME, PL, SMCI
7	RENAISSANCE TECHNOLOGIES LLC Registered adviser, Diversified active	$611,748,020 12 held	0.850%	SMCI, RDW, LUNR
8	AMERICAN CENTURY COMPANIES INC Unknown, Diversified active	$585,263,766 12 held	0.260%	PL, UUUU, LEU
9	BAILLIE GIFFORD & CO Adviser, Diversified active	$551,296,848 2 held	0.500%	SYM, PL
10	Advent International, L.P. Unknown, Concentrated	$491,778,088 1 held	2.94%	LUNR

Fund Ownership of SMR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 18.44% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.56%	+0.54 pp	6,682,541	59
Index ETFs	16.88%	+4.72 pp	72,548,901	49
Active ETFs	0.03%	-0.51 pp	108,987	6
Active funds	0.62%	+0.28 pp	2,665,831	50
Unclassified	0.12%	+0.09 pp	536,653	16
All registered funds	19.21%	+5.12 pp	82,542,913	180

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 305 Exempt adviser 4 Adviser 8 Bank 23 Insurer 3 Broker-dealer 3 Benefit plan 4 Non-US 8 Holding company 10 Unknown 162

Showing 100 of 568

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VAN ECK ASSOCIATES CORP

$293,996,970

11.57%

29,311,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	9,298,799	$93,266,953	31.7%	Sole
VanEck Investments Limited	38,133	$382,473	0.1%	Sole
Held directly	19,974,830	$200,347,544	68.1%	Sole

BlackRock, Inc.

$259,348,450

10.21%

25,857,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	689,919	$6,919,887	2.7%	Sole
BlackRock Investment Management (Australia) Ltd	265	$2,657	0.0%	Sole
BlackRock Asset Management Canada Ltd	44,480	$446,134	0.2%	Sole
BlackRock Investment Management, LLC	1,042,566	$10,456,936	4.0%	Sole
BLACKROCK ADVISORS LLC	1,983,218	$19,891,676	7.7%	Sole
BlackRock Fund Advisors	12,339,262	$123,762,797	47.7%	Sole
BlackRock Institutional Trust Company, N.A.	8,740,989	$87,672,119	33.8%	Sole
BlackRock Japan Co. Ltd	9,314	$93,419	0.0%	Sole
BlackRock Fund Managers Ltd.	54,363	$545,260	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	266,634	$2,674,339	1.0%	Sole
BlackRock (Netherlands) B.V.	98,390	$986,851	0.4%	Sole
BlackRock Asset Management Ireland Ltd	384,865	$3,860,195	1.5%	Sole
BlackRock Asset Management Schweiz AG	54,637	$548,009	0.2%	Sole
Aperio Group, LLC	148,372	$1,488,171	0.6%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$151,974,188

5.98%

15,151,963

VANGUARD CAPITAL MANAGEMENT LLC

$141,212,670

5.56%

14,079,030

Marex Group plc

$127,493,134

5.02%

12,711,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	39,750	$398,692	0.3%	Defined
Marex Securities Products Inc.	12,671,430	$127,094,442	99.7%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$118,043,781

4.65%

11,769,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,404,183	$114,383,955	96.9%	Defined
Global X Investments Canada Inc. joint	364,888	$3,659,826	3.1%	Defined

TWO SIGMA INVESTMENTS, LP

$116,903,170

4.60%

11,655,351

MORGAN STANLEY

$91,660,124

3.61%

9,138,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	21,276	$213,398	0.2%	Defined
MORGAN STANLEY & CO. LLC	2,533,361	$25,409,610	27.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	5,140,824	$51,562,464	56.3%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	4,761	$47,752	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,306,937	$13,108,578	14.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	131,438	$1,318,322	1.4%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$68,506,243

2.70%

6,830,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	956,596	$9,594,657	14.0%	Defined
Held directly	5,873,538	$58,911,586	86.0%	Defined

STATE STREET CORP

$66,827,382

2.63%

6,662,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	6,662,750	$66,827,382	100.0%	Defined

JANE STREET GROUP, LLC

$55,746,740

2.19%

5,558,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	5,558,000	$55,746,740	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$42,106,943

1.66%

4,198,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,198,100	$42,106,943	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$39,609,473

1.56%

3,949,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,949,100	$39,609,473	100.0%	Other

GOLDMAN SACHS GROUP INC

$38,442,823

1.51%

3,832,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,305,408	$33,153,242	86.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	527,376	$5,289,581	13.8%	Defined

UBS Group AG

$34,749,696

1.37%

3,464,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	397,009	$3,982,000	11.5%	Defined
UBS AG	2,564,151	$25,718,434	74.0%	Defined
UBS Switzerland AG	503,416	$5,049,262	14.5%	Defined

JANE STREET GROUP, LLC

$33,268,507

1.31%

3,316,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,316,900	$33,268,507	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$32,197,684

1.27%

3,210,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,091,169	$31,004,425	96.3%	Other
G1 EXECUTION SERVICES, LLC	118,969	$1,193,259	3.7%	Other

MARSHALL WACE, LLP

$30,591,960

1.20%

3,050,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,050,046	$30,591,960	100.0%	Other

NORTHERN TRUST CORP

$26,098,951

1.03%

2,602,089

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,387,885	$23,950,486	91.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	163,687	$1,641,780	6.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	50,517	$506,685	1.9%	Other

Clear Street Group Inc.

$25,726,217

1.01%

2,564,927

CAPITAL FUND MANAGEMENT S.A.

$25,321,818

1.00%

2,524,608

CITADEL ADVISORS LLC

$23,416,038

0.92%

2,334,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,334,600	$23,416,038	100.0%	Defined

Greenhouse Funds LLLP

$21,656,906

0.85%

2,159,213

D. E. Shaw & Co., Inc.

$21,388,975

0.84%

2,132,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,132,500	$21,388,975	100.0%	Defined

Cetera Investment Advisers

$20,947,013

0.82%

2,088,436

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$20,808,749

0.82%

2,074,651

VANGUARD FIDUCIARY TRUST CO

$17,536,803

0.69%

1,748,435

Korea Investment CORP

$17,034,360

0.67%

1,698,341

Samsung C&T Corp

$15,905,614

0.63%

1,585,804

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$15,254,542

0.60%

1,520,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,387	$13,911	0.1%	Defined
UBS Asset Management Switzerland AG	357,917	$3,589,906	23.5%	Defined
UBS Asset Management (UK) Ltd.	29,041	$291,280	1.9%	Other
Held directly	1,132,547	$11,359,445	74.5%	Defined

CITADEL ADVISORS LLC

$15,026,946

0.59%

1,498,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,498,200	$15,026,946	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$14,970,457

0.59%

1,492,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	1,492,568	$14,970,457	100.0%	Defined

Trexquant Investment LP

$14,189,661

0.56%

1,414,722

RPG Investment Advisory, LLC

$14,007,496

0.55%

1,396,560

Point72 Asset Management, L.P.

$13,181,817

0.52%

1,314,239

CITIGROUP INC

$12,517,980

0.49%

1,248,054

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	46,864	$470,045	3.8%	Defined
Citigroup Financial Products Inc. joint	1,201,190	$12,047,935	96.2%	Defined

EXCHANGE TRADED CONCEPTS, LLC

$12,288,134

0.48%

1,225,138

Mirae Asset Global Investments Co., Ltd.

$12,248,465

0.48%

1,221,183

BANK OF AMERICA CORP /DE/

$11,991,274

0.47%

1,195,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	430,038	$4,313,281	36.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	474,873	$4,762,976	39.7%	Defined
BOFA SECURITIES, INC.	68,374	$685,791	5.7%	Defined
MERRILL LYNCH INTERNATIONAL	82,957	$832,058	6.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	139,299	$1,397,168	11.7%	Defined

CITADEL ADVISORS LLC

$11,729,071

0.46%

1,169,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,123,577	$11,269,477	96.1%	Defined
Held directly	45,822	$459,594	3.9%	Defined

LPL Financial LLC

$11,190,039

0.44%

1,115,657

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$10,165,164

0.40%

1,013,476

Bank of New York Mellon Corp

$10,055,695

0.40%

1,002,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	368,860	$3,699,665	36.8%	Defined
The Bank of New York Mellon	570,725	$5,724,371	56.9%	Defined
BNY Mellon, NA joint	62,976	$631,649	6.3%	Defined
Held directly	1	$10	0.0%	Defined

WELLS FARGO & COMPANY/MN

$9,851,484

0.39%

982,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	308,347	$3,092,720	31.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	151,547	$1,520,016	15.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	522,058	$5,236,241	53.2%	Defined
Wells Fargo Securities, LLC	250	$2,507	0.0%	Defined

Nuveen, LLC

$9,043,808

0.36%

901,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	48,930	$490,767	5.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	160,580	$1,610,617	17.8%	Defined
TEACHERS ADVISORS, LLC joint	692,166	$6,942,424	76.8%	Defined

IMC-Chicago, LLC

$8,920,411

0.35%

889,373

RAYMOND JAMES FINANCIAL INC

$7,799,478

0.31%

777,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	510,200	$5,117,306	65.6%	Defined
Raymond James Financial Services Advisors, Inc.	267,415	$2,682,172	34.4%	Defined

MILLENNIUM MANAGEMENT LLC

$7,291,709

0.29%

726,990

ONCE CAPITAL MANAGEMENT, LLC

$6,820,400

0.27%

680,000

ROYAL BANK OF CANADA

$6,422,768

0.25%

640,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	9,910	$99,397	1.5%	Defined
RBC Capital Markets, LLC	613,615	$6,154,558	95.8%	Defined
RBC Dominion Securities Inc.	5,921	$59,387	0.9%	Defined
RBC Private Counsel (USA) Inc.	8,255	$82,797	1.3%	Defined
Held directly	2,655	$26,629	0.4%	Sole

PEAK6 LLC

$6,318,900

0.25%

630,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	630,000	$6,318,900	100.0%	Defined

Swiss National Bank

$6,027,027

0.24%

600,900

Tidal Investments LLC

$5,804,832

0.23%

578,747

Squarepoint Ops LLC

$5,699,046

0.22%

568,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	568,200	$5,699,046	100.0%	Defined

D. E. Shaw & Co., Inc.

$5,622,988

0.22%

560,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	560,617	$5,622,988	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$5,442,468

0.21%

542,619

XTX Topco Ltd

$5,156,242

0.20%

514,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	514,082	$5,156,242	100.0%	Defined

Defiance ETFs, LLC

$5,126,483

0.20%

511,115

ExodusPoint Capital Management, LP

$4,929,203

0.19%

491,446

CAPITAL FUND MANAGEMENT S.A.

$4,661,944

0.18%

464,800

BNP PARIBAS ARBITRAGE, SA

$4,364,053

0.17%

435,100

Walleye Trading LLC

$4,350,011

0.17%

433,700

SIH Partners, LLLP

$4,270,021

0.17%

425,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Group Ltd.	425,725	$4,270,021	100.0%	Other

J. Goldman & Co LP

$3,994,949

0.16%

398,300

PRICE T ROWE ASSOCIATES INC /MD/

$3,968,229

0.16%

395,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	392,536	$3,937,136	99.2%	Defined
Held directly	3,100	$31,093	0.8%	Sole

Pacer Advisors, Inc.

$3,925,942

0.15%

391,420

Quantinno Capital Management LP

$3,900,005

0.15%

388,834

RHUMBLINE ADVISERS

$3,876,905

0.15%

386,531

Man Group plc

$3,851,640

0.15%

384,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	384,012	$3,851,640	100.0%	Defined

AE Wealth Management LLC

$3,825,521

0.15%

381,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capital A Wealth Management, LLC	171	$1,715	0.0%	Other
Hobart Private Capital, LLC	100	$1,003	0.0%	Other
Held directly	381,137	$3,822,803	99.9%	Other

GROUP ONE TRADING LLC

$3,743,516

0.15%

373,232

DEUTSCHE BANK AG\

$3,606,235

0.14%

359,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	6,145	$61,634	1.7%	Defined
DWS Investments UK Ltd	345,356	$3,463,920	96.1%	Defined
DWS International GmbH	8,044	$80,681	2.2%	Defined

OSAIC HOLDINGS, INC.

$3,552,564

0.14%

354,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	275,163	$2,759,884	77.7%	Defined
OSAIC INSTITUTIONS, INC.	10,180	$102,105	2.9%	Defined
Osaic Advisory Services, LLC	68,851	$690,575	19.4%	Defined

ALLIANCEBERNSTEIN L.P.

$3,545,705

0.14%

353,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	353,510	$3,545,705	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,455,304

0.14%

344,497

Corient Private Wealth LLC

$3,390,370

0.13%

338,023

Quadrature Capital Ltd

$3,339,819

0.13%

332,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	332,983	$3,339,819	100.0%	Other

SG Americas Securities, LLC

$3,276,169

0.13%

326,637

Empowered Funds, LLC

$3,265,115

0.13%

325,535

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	35,602	$357,088	10.9%	Other
Warren Street Wealth Advisors	887	$8,896	0.3%	Other
Held directly	289,046	$2,899,131	88.8%	Sole

Holocene Advisors, LP

$3,249,649

0.13%

323,993

BARCLAYS PLC

$3,203,490

0.13%

319,391

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	254,325	$2,550,879	79.6%	Defined
BARCLAYS CAPITAL INC.	54,044	$542,061	16.9%	Defined
BARCLAYS CAPITAL SECURITIES LTD	10,022	$100,520	3.1%	Defined
Barclays Bank (Suisse) SA	1,000	$10,030	0.3%	Defined

Baird Financial Group, Inc.

$3,032,580

0.12%

302,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	302,351	$3,032,580	100.0%	Defined

Parallax Volatility Advisers, L.P.

$2,988,940

0.12%

298,000

Crawford Fund Management, LLC

$2,978,910

0.12%

297,000

COMMONWEALTH EQUITY SERVICES, LLC

$2,896,704

0.11%

288,804

UBS Group AG

$2,753,816

0.11%

274,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	274,558	$2,753,816	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$2,695,161

0.11%

268,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	268,710	$2,695,161	100.0%	Sole

D. E. Shaw & Co., Inc.

$2,631,872

0.10%

262,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	262,400	$2,631,872	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$2,540,990

0.10%

253,339

Caption Management, LLC

$2,507,500

0.10%

250,000

Jump Financial, LLC

$2,504,269

0.10%

249,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	249,678	$2,504,269	100.0%	Defined

Brevan Howard Capital Management LP

$2,446,216

0.10%

243,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	243,890	$2,446,216	100.0%	Defined

TUDOR INVESTMENT CORP ET AL

$2,396,167

0.09%

238,900

JPMORGAN CHASE & CO

$2,355,522

0.09%

234,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	135,026	$1,354,310	57.5%	Defined
J.P. Morgan Investment Management Inc.	94,228	$945,106	40.1%	Defined
J.P. Morgan Securities LLC	5,495	$55,114	2.3%	Defined
55I, LLC	99	$992	0.0%	Other

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$2,323,339

0.09%

231,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	231,639	$2,323,339	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$2,302,888

0.09%

229,600

Balyasny Asset Management L.P.

$2,275,486

0.09%

226,868

Legal & General Group Plc

$2,225,385

0.09%

221,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	31,600	$316,948	14.2%	Defined
Legal & General Investment Management Ltd joint	190,273	$1,908,437	85.8%	Defined

ALPS ADVISORS INC

$2,220,210

0.09%

221,357

STIFEL FINANCIAL CORP

$2,198,745

0.09%

219,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	218,692	$2,193,480	99.8%	Defined
Held directly	525	$5,265	0.2%	Defined

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Key facts CIK 1822966 CUSIP 67079K100 13F (30d) 75 filings 75 filers Visit website Investor relations