Canton Hathaway, LLC

CIK

1755785

Location

PROVIDENCE, RI

Portfolio Value

Small $505,836,519

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,751 / 8,827 ▼ 168 · as of Jun 2026

Top Industry

Insurance - Diversified 55.3%

Period ended 37 days ago

Filed Oct 23, 2026 · 14d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.8% of the book (60%+)

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.0 quarters (12+), a floor since 68.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 71.8%; sector active share 47.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

470 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

42.6%

+0.2 pts

Top 5

63.2%

−0.6 pts

Top 10

74.5%

+0.7 pts

HHI

1,965

Moderately concentrated+10

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	47.9%	$242,263,409	58
Unclassified	23.0%	$116,414,156	130
Technology	9.8%	$49,693,268	49
Industrials	6.9%	$34,866,238	47
Communication Services	3.8%	$19,188,128	15
Healthcare	3.0%	$14,992,673	50
Consumer Cyclical	2.5%	$12,431,856	31
Utilities	1.2%	$5,829,624	15
Energy	1.0%	$5,273,245	25
Real Estate	0.4%	$1,961,589	20
Consumer Defensive	0.3%	$1,483,285	15
Basic Materials	0.3%	$1,439,048	15

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NTIP	Network-1 Technologies, Inc.	+82,490	328,163	$525,060
CRMLW	Critical Metals Corp.	+15,000	30,000	$77,097
CRML	Critical Metals Corp.	+15,000	35,000	$254,100
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+11,765	110,825	$6,815,737
BIP	Brookfield Infrastructure Partners L.P.	+9,650	26,000	$924,300
BGC	BGC Group, Inc.	+9,200	51,375	$592,353
QNT	Quantinuum Inc.	+4,023	22,748	$1,093,268
RTX	RTX Corp	+4,000	4,278	$794,210
CRWD	CrowdStrike Holdings, Inc.	+3,000	4,000	$1,059,000
IBIT	iShares Bitcoin Trust ETF	+3,000	13,000	$615,420
HTH	Hilltop Holdings Inc.	+1,700	9,060	$341,199
LLY	ELI LILLY & Co	+1,400	2,273	$2,630,042
—		+1,250	9,961	$0
XLF	State Street Corp	+1,196	7,512	$0
—		+1,161	56,421	$0
AVGO	Broadcom Inc.	+1,000	16,210	$5,692,789
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+859	21,105	$3,554,504
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	+830	7,475	$1,178,658
—		+717	14,222	$0
O	Realty Income Corp	+500	1,150	$62,445
MSFT	Microsoft Corp	+440	23,997	$12,308,061
IYR	iShares U.S. Real Estate ETF	+389	22,821	$2,168,907
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+387	42,860	$8,389,845
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+283	40,801	$6,812,950
AMZN	Amazon Com Inc	+260	32,210	$8,025,121
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QXO	QXO, Inc.	−128,637	272,900	$3,190,201
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−81,076	1	$39
RKT	Rocket Companies, Inc.	−9,000	13,300	$153,083
HBAN	Huntington Bancshares Inc	−5,000	65,107	$993,532
DMLP	Dorchester Minerals, L.P.	−4,525	60,395	$1,693,475
TSLX	Sixth Street Specialty Lending, Inc.	−4,505	35,360	$637,187
NFLX	Netflix Inc	−3,720	3,750	$260,925
VOO	VANGUARD 500 INDEX FUND	−3,123	41,627	$29,174,699
PSTL	Postal Realty Trust, Inc.	−2,240	32,794	$749,998
WSBC	Wesbanco Inc	−2,000	13,762	$514,974
FAST	Fastenal Co	−2,000	29,150	$1,443,799
AMRZ	Amrize Ltd	−1,585	18,930	$707,792
BE	Bloom Energy Corp	−1,330	64,315	$17,813,968
AAPL	Apple Inc.	−976	19,242	$6,407,970
OWL	Blue Owl Capital Inc.	−815	33,130	$301,151
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−525	32,170	$3,569,904
GH	Guardant Health, Inc.	−480	6,300	$1,123,668
SLV	iShares Silver Trust	−322	117,915	$6,427,546
AMD	Advanced Micro Devices Inc	−265	7,344	$4,492,765
UBER	Uber Technologies, Inc	−175	26,855	$1,839,836
BRK-B	Berkshire Hathaway Inc	−160	17,285	$8,607,065
JPM	Jpmorgan Chase & Co	−130	17,959	$5,941,375
BHVN	Biohaven Ltd.	−100	22,500	$300,375
HON	Honeywell International Inc	−94	3,475	$733,016
HONA	Honeywell Aerospace Inc.	−93	3,475	$538,520
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BSX	Boston Scientific Corp	26,565	$1,159,562
PLD	Prologis, Inc.	3,700	$480,408
BHRB	Burke & Herbert Financial Services Corp.	4,446	$304,995
TQQQ	ProShares UltraPro QQQ	3,144	$245,326
IT	Gartner Inc	1,170	$218,251
SHC	Sotera Health Co	11,755	$217,349
ALOY	Realloys Inc.	15,000	$122,550
DE	Deere & Co	150	$100,732
UMAC	Unusual Machines, Inc.	3,000	$73,440
PCOR	Procore Technologies, Inc.	1,333	$68,942
NEOG	Neogen Corp	2,000	$25,600
TTAN	ServiceTitan, Inc.	387	$25,460
STIM	Neuronetics, Inc.	10,000	$23,400
ACN	Accenture plc	120	$22,004
TTEK	Tetra Tech Inc	645	$21,252
TLT	iShares 20+ Year Treasury Bond ETF	258	$20,067
SQQQ	ProShares UltraPro Short QQQ	564	$19,407
MSI	Motorola Solutions, Inc.	40	$17,838
ADSK	Autodesk, Inc.	85	$17,765
AVY	Avery Dennison Corp	102	$17,408
OKE	Oneok Inc	200	$17,054
VIXY		991	$16,787
CCI	Crown Castle Inc.	250	$16,662
CNP	Centerpoint Energy Inc	450	$16,560
CTVA	Corteva, Inc.	213	$16,539
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
CMS	Cms Energy Corp	10,000	$765,000
TJX	Tjx Companies Inc	5,000	$757,500
—		15,500	$208,010
AEC	Anfield Energy Inc.	45,000	$196,650
FIGR	Figure Technology Solutions, Inc.	6,000	$184,260
INCY	Incyte Corp	1,500	$170,040
ILMN	Illumina, Inc.	900	$158,247
NBIX	Neurocrine Biosciences Inc	900	$151,686
SSG	ProShares UltraShort Semiconductors	6,000	$68,160
MRMD	Marimed Inc.	645,100	$45,157
CYDVF	Century Lithium Corp.	195,000	$37,050
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

470 tracked positions · $505,836,519 total · filing declares 470 positions · $512,654,006 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 470 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-A	Berkshire Hathaway Inc Financial Services	Reduced	277	-6	$206,920,385	−2.4%	40.91%
VOO	VANGUARD 500 INDEX FUND	Reduced	41,627	-3,123	$29,174,699	−5.1%	5.77%
BE	Bloom Energy Corp Industrials	Reduced	64,315	-1,330	$17,813,968	−10.4%	3.52%
MSFT	Microsoft Corp Technology	Added	23,997	+440	$12,308,061	+40.1%	2.43%
EFA	iShares MSCI EAFE ETF	Held	115,649	0	$12,014,774	+0.0%	2.38%
GOOG	Alphabet Inc. Communication Services	Held	35,245	0	$12,009,381	−3.6%	2.37%
GLD	Spdr Gold Trust	Added	30,553	+79	$11,635,804	+3.7%	2.30%
NVDA	Nvidia Corp Technology	Held	38,539	0	$8,801,536	+14.1%	1.74%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	17,285	-160	$8,607,065	−1.4%	1.70%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	42,860	+387	$8,389,845	+3.7%	1.66%
AMZN	Amazon Com Inc Consumer Cyclical	Added	32,210	+260	$8,025,121	+5.4%	1.59%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	110,825	+11,765	$6,815,737	+29.6%	1.35%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	40,801	+283	$6,812,950	−9.2%	1.35%
IWM	iShares Russell 2000 ETF	Added	24,431	+20	$6,789,130	−7.4%	1.34%
SLV	iShares Silver Trust	Reduced	117,915	-322	$6,427,546	+1.7%	1.27%
AAPL	Apple Inc. Technology	Reduced	19,242	-976	$6,407,970	+9.5%	1.27%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	17,959	-130	$5,941,375	+0.3%	1.17%
V	Visa Inc. Financial Services	Held	16,276	0	$5,848,455	+4.7%	1.16%
AVGO	Broadcom Inc. Technology	Added	16,210	+1,000	$5,692,789	−0.9%	1.13%
AGG	iShares Core U.S. Aggregate Bond ETF	Held	48,700	0	$4,604,098	−4.5%	0.91%
AMD	Advanced Micro Devices Inc Technology	Reduced	7,344	-265	$4,492,765	+1.6%	0.89%
GOOGL	Alphabet Inc. Communication Services	Added	12,979	+241	$4,465,814	−1.9%	0.88%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Reduced	32,170	-525	$3,569,904	+1.9%	0.71%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	21,105	+859	$3,554,504	+10.7%	0.70%
DHR	Danaher Corp Healthcare	Held	15,950	0	$3,533,722	+16.3%	0.70%
QXO	QXO, Inc. Industrials	Reduced	272,900	-128,637	$3,190,201	−54.0%	0.63%
CEG	Constellation Energy Corp Utilities	Added	12,158	+23	$3,088,375	+2.5%	0.61%
LLY	ELI LILLY & Co Healthcare	Added	2,273	+1,400	$2,630,042	+151.2%	0.52%
EEM	iShares MSCI Emerging Markets ETF	Held	34,485	0	$2,303,253	−2.4%	0.46%
PWR	Quanta Services, Inc. Industrials	Held	3,500	0	$2,248,785	−10.8%	0.44%
ETN	Eaton Corp plc Industrials	Held	5,150	0	$2,213,006	+0.8%	0.44%
IYR	iShares U.S. Real Estate ETF	Added	22,821	+389	$2,168,907	−5.4%	0.43%
BX	Blackstone Inc. Financial Services	Held	18,102	0	$2,029,053	−4.7%	0.40%
JNJ	Johnson & Johnson Healthcare	Held	7,075	0	$1,873,035	+4.2%	0.37%
WM	Waste Management Inc Industrials	Reduced	9,143	-51	$1,864,440	−9.0%	0.37%
UBER	Uber Technologies, Inc Technology	Reduced	26,855	-175	$1,839,836	−5.7%	0.36%
FTEC	Fidelity MSCI Information Technology Index ETF	Reduced	5,915	-80	$1,774,854	+3.7%	0.35%
GBTC	Grayscale Bitcoin Trust ETF	Held	27,200	0	$1,756,848	+41.9%	0.35%
DMLP	Dorchester Minerals, L.P. Energy	Reduced	60,395	-4,525	$1,693,475	+3.3%	0.33%
NOW	ServiceNow, Inc. Technology	Added	12,165	+5	$1,630,231	+35.0%	0.32%
TMO	Thermo Fisher Scientific Inc. Healthcare	Held	2,271	0	$1,533,038	+34.6%	0.30%
FAST	Fastenal Co Industrials	Reduced	29,150	-2,000	$1,443,799	−3.5%	0.29%
NEE	Nextera Energy Inc Utilities	Held	18,363	0	$1,390,813	−13.7%	0.27%
LOW	Lowes Companies Inc Consumer Cyclical	Held	7,185	0	$1,324,123	−16.4%	0.26%
BLK	BlackRock, Inc. Financial Services	Held	1,216	0	$1,286,880	+10.1%	0.25%
MS	Morgan Stanley Financial Services	Held	6,725	0	$1,264,838	−10.0%	0.25%
TSLA	Tesla, Inc. Consumer Cyclical	Added	3,517	+6	$1,247,866	−15.5%	0.25%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Added	7,475	+830	$1,178,658	+12.1%	0.23%
SPOT	Spotify Technology S.A. Communication Services	Held	2,401	0	$1,170,199	+6.2%	0.23%
BSX	Boston Scientific Corp Healthcare	NEW	26,565	NEW	$1,159,562	NEW	0.23%

Showing the top 50 of 470 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.