USAR · USA Rare Earth, Inc. · Holdings

$10.19 -0.22 (-2.07%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$2.47B

244.72M

Volume · Oct 28 5.94M Avg daily vol (3M) 13.26M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of USAR: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 411

Total Value: $3,515,789,097

Total Shares: 164,059,587

Showing 1–100 of 446 holdings by value · page 1 of 5

Institutional Ownership Trend

13 quarters

Superinvestors Holding USAR

All superinvestors →

Ray Dalio $4,034,381 George Soros $673,749

Holder Concentration

Across 409 13F filers

Top Holder

9.5%

of institutional value

Top 5

35.5%

of institutional value

Top 10

57.1%

of institutional value

HHI

406

Broadly held

Who Holds USAR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 396 filers, like-for-like change +10.6%; actively managed books +10.1%; index-like books +11.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	49.8%	206	+3.8%	60	23
Exempt adviser	0.6%	3	-2.9%	1	0
Adviser	3.5%	10	+3.0%	5	0
Bank	21.8%	21	+37.7%	2	1
Insurer	0.0%	2	+20.7%	0	0
Broker-dealer	0.6%	2	+49.8%	0	1
Benefit plan	0.2%	4	+75.0%	1	0
Non-US	0.4%	7	+53.6%	1	0
Holding company	13.8%	10	+8.1%	3	1
Unknown	9.3%	131	+2.6%	43	17

Style	Share	Filers	Change	New	Exited
Index-like	37.2%	30	+11.4%	4	1
Systematic-like	10.1%	10	-27.3%	2	9
Concentrated	5.7%	88	-56.2%	26	12
Diversified active	47.0%	267	+56.4%	84	21
Unknown	0.0%	1	+1275.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	48.9%	225	+28.1%	57	13
Medium turnover	21.0%	86	+35.0%	31	8
High turnover	14.5%	43	-20.3%	17	19
Unknown	15.6%	42	-15.8%	11	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	16.9%	61	-17.9%	22	9
Medium horizon	17.3%	86	+18.0%	26	11
Long horizon	53.0%	231	+44.9%	61	13
Unknown	12.8%	18	-31.2%	7	10
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.5%	129	-58.2%	42	17
$1B to $10B	7.3%	105	-7.2%	38	18
$10B to $100B	21.6%	99	+2.7%	31	7
$100B or more	65.6%	63	+34.9%	5	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.1%	135	+25.8%	37	10
Pooled investment vehicles	16.2%	27	-20.7%	9	13
Registered funds and BDCs	24.1%	13	+43.5%	4	0
Pension and profit sharing plans	0.0%	2	+29.0%	0	0
Insurance companies	0.2%	3	+51.1%	0	0
Governments and sovereign funds	0.2%	5	+41.1%	3	0
Corporations	0.0%	1	new	1	0
Other investment advisers	0.0%	4	+1287.4%	2	0
Other	0.0%	1	-7.1%	0	0
Diversified	6.0%	15	-25.6%	4	0
Unknown	50.2%	190	+18.3%	56	20

Private funds	Share	Filers	Change	New	Exited
Hedge funds	21.4%	42	-23.0%	15	10
Private equity funds	3.0%	12	-10.1%	4	1
Venture capital funds	0.0%	1	+78.3%	0	0
Real estate funds	0.3%	8	+11.0%	3	0
Securitized asset funds	0.2%	1	+103.2%	0	0
Other private funds	7.0%	11	+159.4%	3	0
Mixed private funds	1.0%	2	-23.4%	0	2
Private funds, type not stated	0.5%	1	-3.2%	0	1
No private funds	17.0%	131	+35.9%	36	9
Unknown	49.6%	187	+18.6%	55	20

Location	Share	Filers	Change	New	Exited
United States	88.2%	338	+4.4%	94	37
Outside the US	11.8%	58	+98.0%	22	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

396 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.01% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.003%

Mar 31, 2026: 3

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

61.7%

of 13F shares, Herfindahl 0.049

Active holders

+10.1%

like-for-like share change of active filers

5% stakes on record

2 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 3.8 quarters

Under 1 year 43.2% 1 to 3 years 56.8% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $5,984,407 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$19.39

estimated per share

Mar 31, 2026: $18.16

Quarter-end price

$21.58

implied by 13F values

Estimated gain or loss

+11.3%

price against the estimated cost

Estimated at a loss

8.26%

of costed 13F value

Estimated cost covers 85.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies USAR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MP MP Materials Corp.	18	0.198
2	QUBT Quantum Computing Inc.	5	0.149
3	EROC ERock, Inc.	5	0.142
4	UUUU Energy Fuels Inc	7	0.141
5	ONDS Ondas Inc.	8	0.139
6	AMPX Amprius Technologies, Inc.	5	0.136
7	LEU Centrus Energy Corp	7	0.128
8	RCAT Red Cat Holdings, Inc.	5	0.122
9	CRML Critical Metals Corp.	3	0.121
10	PL Planet Labs PBC	8	0.117

Shareholder Targets

13F filers that own its peers but not USAR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MP, QUBT, EROC, UUUU, ONDS, AMPX, LEU, RCAT, CRML, PL, BKV, ALOY, KRMN, SMR, XE, IONQ, AVEX, RKLB, BW, APLD. 1,713 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$2,113,607,696 13 held	1.29%	PL, SMR, UUUU
2	NORGES BANK Non-US, Index-like	$1,264,935,003 9 held	0.130%	RKLB, IONQ, PL
3	AMAZON COM INC Unknown, Concentrated	$1,208,766,365 1 held	27.3%	XE
4	Alphabet Inc. Unknown, Concentrated	$1,167,795,825 1 held	1.18%	PL
5	BAILLIE GIFFORD & CO Adviser, Diversified active	$1,075,648,307 3 held	0.980%	RKLB, MP, PL
6	Hancock Prospecting Pty Ltd Unknown, Concentrated	$832,376,484 1 held	14.6%	MP
7	TWO SIGMA INVESTMENTS, LP Registered adviser, Systematic-like	$794,186,477 15 held	0.620%	APLD, SMR, PL
8	Situational Awareness LP Registered adviser, Concentrated	$602,433,235 2 held	2.97%	APLD, BW
9	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$523,318,011 9 held	0.090%	MP, PL, RKLB
10	JANE STREET GROUP, LLC Unknown, Diversified active	$521,193,484 15 held	0.330%	RKLB, IONQ, PL

Fund Ownership of USAR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.23% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.59%	+1.17 pp	6,347,171	59
Index ETFs	12.64%	+2.75 pp	30,924,520	41
Active ETFs	0.31%	+0.26 pp	752,792	9
Active funds	6.21%	+3.59 pp	15,194,373	79
Unclassified	0.10%	+0.08 pp	238,277	8
All registered funds	21.84%	+7.85 pp	53,457,133	196

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 213 Exempt adviser 2 Adviser 9 Bank 21 Insurer 2 Broker-dealer 3 Benefit plan 4 Non-US 7 Holding company 11 Unknown 139

Showing 100 of 446

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$335,794,568

9.55%

15,560,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	187,249	$4,040,833	1.2%	Sole
BlackRock Investment Management (Australia) Ltd	307	$6,625	0.0%	Sole
BlackRock Asset Management Canada Ltd	317,444	$6,850,441	2.0%	Sole
BlackRock Investment Management, LLC	535,137	$11,548,256	3.4%	Sole
BLACKROCK ADVISORS LLC	589,310	$12,717,309	3.8%	Sole
BlackRock Fund Advisors	7,817,421	$168,699,945	50.2%	Sole
BlackRock Institutional Trust Company, N.A.	5,598,940	$120,825,125	36.0%	Sole
BlackRock Japan Co. Ltd	1,994	$43,030	0.0%	Sole
BlackRock Fund Managers Ltd.	64,656	$1,395,276	0.4%	Sole
BlackRock Investment Management (UK) Ltd.	52,789	$1,139,186	0.3%	Sole
BlackRock (Netherlands) B.V.	5,270	$113,726	0.0%	Sole
BlackRock Asset Management Ireland Ltd	196,617	$4,242,994	1.3%	Sole
BlackRock (Luxembourg) S.A.	9,375	$202,312	0.1%	Sole
BlackRock Life Ltd	669	$14,437	0.0%	Sole
BlackRock Asset Management Schweiz AG	31,099	$671,116	0.2%	Sole
Aperio Group, LLC	151,895	$3,277,894	1.0%	Sole
SpiderRock Advisors, LLC	281	$6,063	0.0%	Sole

STATE STREET CORP

$291,809,637

8.30%

13,522,226

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	13,522,226	$291,809,637	100.0%	Defined

Alyeska Investment Group, L.P.

$243,645,127

6.93%

11,290,321

UBS Group AG

$192,360,752

5.47%

8,913,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	119,433	$2,577,364	1.3%	Defined
UBS AG	8,614,091	$185,892,083	96.6%	Defined
UBS Switzerland AG	180,320	$3,891,305	2.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$192,352,897

5.47%

8,913,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	305,103	$6,584,122	3.4%	Defined
T. Rowe Price Australia Limited	6,620	$142,859	0.1%	Defined
Held directly	8,601,757	$185,625,916	96.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$177,832,320

5.06%

8,240,608

VANGUARD PORTFOLIO MANAGEMENT LLC

$118,591,746

3.37%

5,495,447

GEODE CAPITAL MANAGEMENT, LLC

$104,840,019

2.98%

4,858,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	675,281	$14,572,563	13.9%	Defined
Held directly	4,182,922	$90,267,456	86.1%	Defined

JANE STREET GROUP, LLC

$103,251,668

2.94%

4,784,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,784,600	$103,251,668	100.0%	Defined

Bayshore Capital Advisors, LLC

$95,788,980

2.72%

4,438,785

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$91,771,108

2.61%

4,252,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,252,600	$91,771,108	100.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$85,264,738

2.43%

3,951,100

Hood River Capital Management LLC

$79,605,339

2.26%

3,688,848

JANE STREET GROUP, LLC

$78,009,542

2.22%

3,614,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,614,900	$78,009,542	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$63,790,480

1.81%

2,956,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,956,000	$63,790,480	100.0%	Other

CITADEL ADVISORS LLC

$46,409,948

1.32%

2,150,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,150,600	$46,409,948	100.0%	Defined

Marex Group plc

$46,232,321

1.31%

2,142,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	7,208	$155,548	0.3%	Defined
Marex Securities Products Inc.	2,135,124	$46,075,975	99.7%	Defined
Held directly	37	$798	0.0%	Defined

REAVES W H & CO INC

$43,160,000

1.23%

2,000,000

JPMORGAN CHASE & CO

$42,806,776

1.22%

1,983,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	83,980	$1,812,288	4.2%	Defined
J.P. Morgan Investment Management Inc.	94,709	$2,043,820	4.8%	Defined
J.P. Morgan Securities LLC	1,802,768	$38,903,733	90.9%	Defined
J.P. Morgan Securities plc	1,710	$36,901	0.1%	Defined
55I, LLC	465	$10,034	0.0%	Other

CITADEL ADVISORS LLC

$37,865,347

1.08%

1,754,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,754,650	$37,865,347	100.0%	Defined

CITADEL ADVISORS LLC

$36,720,528

1.04%

1,701,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,701,600	$36,720,528	100.0%	Defined

NORTHERN TRUST CORP

$34,306,868

0.98%

1,589,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,530,421	$33,026,485	96.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	29,191	$629,941	1.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	30,141	$650,442	1.9%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$32,765,388

0.93%

1,518,322

BANK OF AMERICA CORP /DE/

$32,761,568

0.93%

1,518,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,318,035	$28,443,195	86.8%	Defined
BOFA SECURITIES, INC.	200,110	$4,318,373	13.2%	Defined

Capital World Investors

$32,375,179

0.92%

1,500,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	1,500,240	$32,375,179	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$29,365,416

0.84%

1,360,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,360,770	$29,365,416	100.0%	Defined

MORGAN STANLEY

$27,827,320

0.79%

1,289,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,728	$58,870	0.2%	Defined
MORGAN STANLEY & CO. LLC	364,705	$7,870,333	28.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	211,389	$4,561,774	16.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	628,261	$13,557,872	48.7%	Defined
Morgan Stanley Bank, N.A.	224	$4,833	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	82,189	$1,773,638	6.4%	Defined

VANGUARD FIDUCIARY TRUST CO

$27,802,441

0.79%

1,288,343

CITIGROUP INC

$26,784,254

0.76%

1,241,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,241,161	$26,784,254	100.0%	Defined

Zimmer Partners, LP

$24,433,307

0.69%

1,132,220

Artisan Partners Limited Partnership

$20,581,342

0.59%

953,723

Driehaus Capital Management LLC

$20,334,704

0.58%

942,294

FMR LLC

$20,320,655

0.58%

941,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	941,006	$20,306,909	99.9%	Defined
STRATEGIC ADVISERS LLC	637	$13,746	0.1%	Defined

D. E. Shaw & Co., Inc.

$18,235,100

0.52%

845,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	845,000	$18,235,100	100.0%	Defined

Korea Investment CORP

$18,108,339

0.52%

839,126

GOLDMAN SACHS GROUP INC

$17,947,006

0.51%

831,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	567,500	$12,246,650	68.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	253,310	$5,466,429	30.5%	Defined
GOLDMAN SACHS INTERNATIONAL	10,840	$233,927	1.3%	Defined

ALTFEST L J & CO INC

$17,748,192

0.50%

1,260,525

PEAK6 LLC

$17,434,482

0.50%

807,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	807,900	$17,434,482	100.0%	Defined

Point72 Asset Management, L.P.

$16,992,092

0.48%

787,400

LMR Partners LLP

$16,264,328

0.46%

753,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	753,676	$16,264,328	100.0%	Sole

Yaupon Capital Management LP

$15,106,000

0.43%

700,000

Walleye Trading LLC

$14,790,932

0.42%

685,400

Bank of New York Mellon Corp

$13,509,854

0.38%

626,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	640	$13,811	0.1%	Defined
Mellon Investments Corporation joint	246,103	$5,310,902	39.3%	Defined
The Bank of New York Mellon	349,711	$7,546,763	55.9%	Defined
BNY Mellon, NA joint	29,317	$632,660	4.7%	Defined
BNY Mellon Advisors, Inc. joint	263	$5,675	0.0%	Other
Held directly	2	$43	0.0%	Defined

NOMURA ASSET MANAGEMENT CO LTD

$13,309,831

0.38%

616,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Taiwan Ltd.	616,767	$13,309,831	100.0%	Sole

Nuveen, LLC

$13,181,752

0.37%

610,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	61,881	$1,335,391	10.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	138,620	$2,991,419	22.7%	Defined
TEACHERS ADVISORS, LLC joint	410,331	$8,854,942	67.2%	Defined

LPL Financial LLC

$12,497,215

0.36%

579,111

Squarepoint Ops LLC

$11,786,046

0.34%

546,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	546,156	$11,786,046	100.0%	Defined

T. Rowe Price Investment Management, Inc.

$11,186,813

0.32%

518,388

Ghisallo Capital Management LLC

$10,790,000

0.31%

500,000

TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA

$10,640,968

0.30%

493,094

Parallax Volatility Advisers, L.P.

$10,319,556

0.29%

478,200

Invesco Ltd.

$10,194,756

0.29%

472,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	29,998	$647,355	6.3%	Defined
Invesco Trust Co joint	77,135	$1,664,573	16.3%	Defined
Invesco Capital Management LLC	365,284	$7,882,828	77.3%	Defined

WELLS FARGO & COMPANY/MN

$9,458,685

0.27%

438,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	180,372	$3,892,427	41.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	83,823	$1,808,900	19.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	174,113	$3,757,358	39.7%	Defined

Walleye Trading LLC

$9,320,402

0.27%

431,900

MILLENNIUM MANAGEMENT LLC

$9,013,297

0.26%

417,669

HOHIMER WEALTH MANAGEMENT, LLC

$8,608,262

0.24%

398,900

NEW YORK STATE COMMON RETIREMENT FUND

$7,722,489

0.22%

357,854

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,667,676

0.22%

355,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	288,976	$6,236,102	81.3%	Other
G1 EXECUTION SERVICES, LLC	66,338	$1,431,574	18.7%	Other

Swiss National Bank

$7,550,842

0.21%

349,900

CITIGROUP INC

$7,524,946

0.21%

348,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	348,700	$7,524,946	100.0%	Defined

Rokos Capital Management LLP

$7,466,356

0.21%

345,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Rokos Capital Management (US) LP	345,985	$7,466,356	100.0%	Other

Clear Street Group Inc.

$7,466,140

0.21%

345,975

Sovran Advisors, LLC

$7,318,490

0.21%

339,133

AMERICAN CENTURY COMPANIES INC

$7,043,647

0.20%

326,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	326,397	$7,043,647	100.0%	Defined

UNICOM Systems, Inc.

$6,467,985

0.18%

459,374

AMERIPRISE FINANCIAL INC

$6,233,403

0.18%

288,851

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,305	$28,161	0.5%	Defined
Ameriprise Financial Services, LLC	286,746	$6,187,978	99.3%	Defined
Ameriprise Bank, FSB	800	$17,264	0.3%	Defined

Weiss Asset Management LP

$5,815,378

0.17%

269,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	269,480	$5,815,378	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,575,901

0.16%

258,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,014	$21,882	0.4%	Defined
UBS Asset Management Switzerland AG	215,781	$4,656,553	83.5%	Sole
UBS Asset Management (UK) Ltd.	13,896	$299,874	5.4%	Defined
Held directly	27,692	$597,592	10.7%	Defined

SIR Capital Management, L.P.

$5,403,934

0.15%

250,414

Sound Capital Solutions LLC

$5,395,000

0.15%

250,000

Texas Yale Capital Corp.

$5,294,653

0.15%

245,350

RHUMBLINE ADVISERS

$5,256,175

0.15%

243,567

DEUTSCHE BANK AG\

$5,215,842

0.15%

241,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	7,745	$167,137	3.2%	Defined
DWS Investments UK Ltd	233,953	$5,048,705	96.8%	Defined

ALPS ADVISORS INC

$5,029,585

0.14%

233,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sprott Inc.	157,549	$3,399,907	67.6%	Other
Held directly	75,518	$1,629,678	32.4%	Defined

HIMENSION CAPITAL (SINGAPORE) PTE. LTD.

$4,673,407

0.13%

216,562

Sender Co & Partners, Inc.

$4,663,869

0.13%

216,120

Caption Management, LLC

$4,499,430

0.13%

208,500

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$4,336,177

0.12%

200,935

D. E. Shaw & Co., Inc.

$4,330,976

0.12%

200,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	200,694	$4,330,976	100.0%	Defined

CITIGROUP INC

$4,316,000

0.12%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	200,000	$4,316,000	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$4,153,307

0.12%

192,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	136,634	$2,948,561	71.0%	Defined
Raymond James Financial Services Advisors, Inc.	55,827	$1,204,746	29.0%	Defined

SEI INVESTMENTS CO

$4,142,884

0.12%

191,978

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	385	$8,308	0.2%	Sole
SEI TRUST CO	191,593	$4,134,576	99.8%	Sole

TUDOR INVESTMENT CORP ET AL

$4,095,884

0.12%

189,800

Verition Fund Management LLC

$4,091,568

0.12%

189,600

SIMPLEX TRADING, LLC

$4,044,350

0.12%

187,412

Bridgewater Associates, LP

$4,034,381

0.11%

186,950

IMC-Chicago, LLC

$3,980,020

0.11%

184,431

GROUP ONE TRADING LLC

$3,962,843

0.11%

183,635

PFG Investments, LLC

$3,691,194

0.10%

171,047

JENNISON ASSOCIATES LLC

$3,512,943

0.10%

162,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	162,787	$3,512,943	100.0%	Defined

Jupiter Topco LLC

$3,498,851

0.10%

162,134

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	78,677	$1,697,849	48.5%	Defined
JANUS HENDERSON INVESTORS US LLC	83,457	$1,801,002	51.5%	Defined

Verition Fund Management LLC

$3,418,487

0.10%

158,410

ArrowMark Colorado Holdings LLC

$3,401,741

0.10%

157,634

BANK OF MONTREAL /CAN/

$3,237,000

0.09%

150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO CAPITAL MARKETS CORP.	150,000	$3,237,000	100.0%	Defined

Legal & General Group Plc

$3,157,282

0.09%

146,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	18,861	$407,020	12.9%	Defined
Legal & General Investment Management Ltd joint	127,445	$2,750,262	87.1%	Defined

Overbrook Management Corp

$3,144,824

0.09%

223,354

BLAIR WILLIAM & CO/IL

$2,964,293

0.08%

137,363

PEAK6 LLC

$2,712,606

0.08%

125,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	125,700	$2,712,606	100.0%	Defined

Longaeva Partners L.P.

$2,690,745

0.08%

124,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Balyasny Asset Management L.P.	124,687	$2,690,745	100.0%	Other

VANGUARD ASSET MANAGEMENT, Ltd

$2,633,644

0.07%

122,041

Showing the top 100 of 446 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1970622 CUSIP 91733P107 13F (30d) 89 filings 89 filers Visit website Investor relations