WALLER FINANCIAL PLANNING GROUP, INC

Registered adviser

CIK

1736079

Location

COLUMBUS, OH

Portfolio Value

Small $292,421,285

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,772 / 8,811 ▲ 819 · as of Jun 2026

Top Industry

Consumer Electronics 28.9%

Period ended 21 days ago

Filed Oct 7, 2026 · 14d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159564

Roster of Oct 1, 2026

Regulatory AUM

$747,766,625

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$747,766,625	Individuals and high net worth (100%)
Mar 2025 to Mar 2026	$635,334,614	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$578,727,332	Individuals and high net worth (99%)
May 2023 to Mar 2024	$507,157,214	Individuals and high net worth (99%)
Feb 2023 to Apr 2023	$507,157,214	Individuals and high net worth (99%)
Mar 2022 to Jan 2023	$593,231,125	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.3% of the book (60%+)

Turnover

Medium turnover

34.8% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 23.8 quarters (12+), a floor since 80.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 91.3%; sector active share 86.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

78 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

43.3%

+5.6 pts

Top 5

81.8%

−2.2 pts

Top 10

92.6%

−1.7 pts

HHI

2,491

Moderately concentrated+182

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.6%	$267,945,684	48
Technology	3.9%	$11,408,707	7
Financial Services	1.2%	$3,483,897	5
Consumer Cyclical	0.8%	$2,362,900	3
Consumer Defensive	0.8%	$2,329,500	5
Communication Services	0.7%	$1,918,376	4
Industrials	0.6%	$1,663,769	2
Healthcare	0.2%	$701,062	3
Energy	0.2%	$607,390	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+36,059	613,847	$37,524,467
EFV	iShares MSCI EAFE Value ETF	+29,315	549,236	$0
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+21,381	374,184	$46,054,566
EFG	iShares MSCI EAFE Growth ETF	+13,916	233,873	$0
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+7,471	154,175	$35,619,050
IVV	iShares Core S&P 500 ETF	+3,507	112,983	$0
AAPL	Apple Inc.	+2,062	21,248	$7,076,008
NVDA	Nvidia Corp	+1,662	7,804	$1,782,277
MUB	iShares National Muni Bond ETF	+1,479	28,710	$0
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+948	44,545	$1,215,187
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+798	4,944	$284,576
BRK-B	Berkshire Hathaway Inc	+532	1,015	$505,419
NFLX	Netflix Inc	+261	6,001	$417,549
VV	VANGUARD LARGE-CAP INDEX FUND	+174	943	$331,794
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+167	17,485	$905,023
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+63	2,594	$409,462
AMZN	Amazon Com Inc	+56	7,271	$1,811,569
MRSH	Marsh & Mclennan Companies, Inc.	+17	3,307	$564,604
TSLA	Tesla, Inc.	+5	939	$333,166
XOM	ExxonMobil Holdings Corp	+1	3,728	$606,732
GOOG	Alphabet Inc.	+1	897	$305,643
VB	Vanguard Index Funds	+1	29,962	$8,523,889
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−30,904	929,817	$22,650,342
IGEB	iShares Investment Grade Systematic Bond ETF	−21,008	603,278	$0
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	−12,411	45,493	$1,861,118
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	−10,157	141,256	$8,904,778
—		−8,488	201,879	$0
SCHD	Schwab U.S. Dividend Equity ETF	−6,397	635,884	$20,685,306
BIV	Vanguard Bond Index Funds	−6,140	28,587	$2,082,848
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	−4,033	178,004	$12,408,658
VO	VANGUARD MID-CAP INDEX FUND	−3,716	80,544	$6,316,260
FLOT	iShares Floating Rate Bond ETF	−2,307	37,520	$0
ANF	Abercrombie & Fitch Co /De/	−1,094	1,617	$217,793
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−750	276,043	$13,860,119
SUB	iShares Short-Term National Muni Bond ETF	−709	3,443	$0
VNQ	VANGUARD REAL ESTATE INDEX FUND	−664	16,724	$1,498,972
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−639	18,574	$1,941,540
BNDX	Vanguard Total International Bond ETF	−635	8,885	$416,439
VEA	Vanguard FTSE Developed Markets ETF	−605	156,500	$11,050,465
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−354	14,925	$1,373,846
ADSK	Autodesk, Inc.	−216	989	$206,701
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−163	17,645	$1,348,078
VEU	Vanguard International Equity Index Funds	−162	5,257	$436,173
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	−159	24,981	$2,551,809
MSFT	Microsoft Corp	−148	1,976	$1,013,490
VIG	Vanguard Specialized Funds	−120	29,436	$6,867,713
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−71	1,799	$351,758
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
JNJ	Johnson & Johnson	768	$203,320
OEF	iShares S&P 100 ETF	540	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
VRT	Vertiv Holdings Co	705	$236,048
FDX	Fedex Corp	696	$217,938
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

78 tracked positions · $292,421,285 total · filing declares 80 positions · $492,636,905 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 78 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	374,184	+21,381	$46,054,566	+9.7%	15.75%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	613,847	+36,059	$37,524,467	+6.8%	12.83%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	154,175	+7,471	$35,619,050	−0.1%	12.18%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	929,817	-30,904	$22,650,342	−7.6%	7.75%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	635,884	-6,397	$20,685,306	+1.6%	7.07%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	276,043	-750	$13,860,119	−0.6%	4.74%
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	Reduced	178,004	-4,033	$12,408,658	−0.5%	4.24%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	156,500	-605	$11,050,465	−1.3%	3.78%
VOO	VANGUARD 500 INDEX FUND	Reduced	13,877	-61	$9,725,834	+1.6%	3.33%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	141,256	-10,157	$8,904,778	−12.9%	3.05%
VB	Vanguard Index Funds	Added	29,962	+1	$8,523,889	−6.1%	2.91%
AAPL	Apple Inc. Technology	Added	21,248	+2,062	$7,076,008	+27.5%	2.42%
VIG	Vanguard Specialized Funds	Reduced	29,436	-120	$6,867,713	−1.8%	2.35%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	80,544	-3,716	$6,316,260	−7.0%	2.16%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Reduced	24,981	-159	$2,551,809	−7.0%	0.87%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Reduced	21,559	-67	$2,306,166	−10.5%	0.79%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Held	24,656	0	$2,182,302	−6.7%	0.75%
BIV	Vanguard Bond Index Funds	Reduced	28,587	-6,140	$2,082,848	−21.8%	0.71%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	18,574	-639	$1,941,540	−9.8%	0.66%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Reduced	45,493	-12,411	$1,861,118	−27.0%	0.64%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,271	+56	$1,811,569	+5.3%	0.62%
NVDA	Nvidia Corp Technology	Added	7,804	+1,662	$1,782,277	+45.0%	0.61%
VUG	VANGUARD GROWTH INDEX FUND	Held	17,775	0	$1,601,705	+4.6%	0.55%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	16,724	-664	$1,498,972	−10.6%	0.51%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	14,925	-354	$1,373,846	−1.0%	0.47%
UPS	United Parcel Service Inc Industrials	Held	14,665	0	$1,370,297	−13.1%	0.47%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	17,645	-163	$1,348,078	−2.8%	0.46%
GAM	General American Investors Co Inc Financial Services	Held	19,563	0	$1,241,076	−0.5%	0.42%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	44,545	+948	$1,215,187	−1.8%	0.42%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,516	-2	$1,121,491	+0.3%	0.38%
MSFT	Microsoft Corp Technology	Reduced	1,976	-148	$1,013,490	+27.9%	0.35%
PG	PROCTER & GAMBLE Co Consumer Defensive	Held	6,675	0	$969,744	−0.9%	0.33%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,898	-44	$958,745	−0.4%	0.33%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	15,403	0	$913,551	−0.6%	0.31%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	17,485	+167	$905,023	+0.9%	0.31%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	2,956	-69	$863,447	−6.8%	0.30%
VTV	VANGUARD VALUE INDEX FUND	Held	2,931	0	$633,330	−0.8%	0.22%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,817	-10	$625,193	−4.2%	0.21%
XOM	ExxonMobil Holdings Corp CALL + SHARES Energy	Added	3,828	+101	$607,390	+19.2%	0.21%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Held	1,786	0	$603,364	−7.6%	0.21%
AVGO	Broadcom Inc. Technology	Reduced	1,707	-8	$599,481	−7.5%	0.21%
META	Meta Platforms, Inc. Communication Services	Reduced	786	-24	$569,991	+24.9%	0.19%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Added	3,307	+17	$564,604	+3.0%	0.19%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,015	+532	$505,419	+109.1%	0.17%
PM	Philip Morris International Inc. Consumer Defensive	Held	2,296	0	$438,122	+5.5%	0.15%
VEU	Vanguard International Equity Index Funds	Reduced	5,257	-162	$436,173	−3.9%	0.15%
NFLX	Netflix Inc Communication Services	Added	6,001	+261	$417,549	+1.9%	0.14%
BNDX	Vanguard Total International Bond ETF	Reduced	8,885	-635	$416,439	−9.7%	0.14%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	2,594	+63	$409,462	+3.1%	0.14%
INTC	Intel Corp Technology	Reduced	3,161	-20	$380,047	−14.4%	0.13%

Showing the top 50 of 78 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.