Union Bancaire Privee Asset Management LLC

CIK

1775889

Location

New York, NY

Portfolio Value

Small $190,410,188

Diversification

Diversified

Filing Date

Global Rank

#4,106 / 6,038 ▼ 448 · as of Mar 2021

Top Industry

Internet Content & Information 13.2%

Period ended 5 years ago

Filed Apr 13, 2021 · 5y

5 quarters · since Mar 2020

Confidential Treatment — This manager has requested confidential treatment for one or more investments in the most recent 13F filing. The portfolio shown may be incomplete.

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 54.7%, 20.4 effective positions, active share 50.2% against the Nasdaq-100 as of 2021-03-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

5.0% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.9 quarters, but 96.7% of the book was already held when coverage starts

Closest benchmark: the Nasdaq-100 as of 2021-03-31, active share 50.2%; sector active share 35.9% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

36 tracked positions · as of Mar 31, 2021 · Δ vs Dec 31, 2020

Top Position

10.2%

+0.2 pts

Top 5

42.2%

+1.9 pts

Top 10

54.7%

+0.4 pts

HHI

491

Diversified+17

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2021

Sector	% Portfolio	Value	Positions
Technology	33.8%	$64,370,203	9
Communication Services	14.8%	$28,097,023	3
Consumer Cyclical	13.4%	$25,513,318	3
Financial Services	11.2%	$21,288,803	5
Healthcare	10.8%	$20,553,021	7
Consumer Defensive	5.1%	$9,724,566	3
Industrials	4.1%	$7,768,663	2
Real Estate	3.8%	$7,277,265	2
Basic Materials	3.1%	$5,817,326	2

Last Quarter's Activity

Export CSV

Mar 31, 2021 vs Dec 31, 2020

Added To

Positions the filer increased

3 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+16,620	43,650	$5,759,181
JPM	Jpmorgan Chase & Co	+5,159	26,630	$4,053,884
SPGI	S&P Global Inc.	+3,022	9,909	$3,496,589
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MSFT	Microsoft Corp	−17,177	82,088	$19,353,887
AAPL	Apple Inc.	−11,166	149,126	$18,215,740
PEP	Pepsico Inc	−10,047	16,239	$2,297,006
NKE	NIKE, Inc.	−8,093	29,851	$3,966,899
ZTS	Zoetis Inc.	−7,701	25,915	$4,081,094
V	Visa Inc.	−7,114	20,045	$4,244,127
JNJ	Johnson & Johnson	−6,495	16,246	$2,670,030
SBUX	Starbucks Corp	−6,169	35,388	$3,866,846
PYPL	PayPal Holdings, Inc.	−5,925	19,366	$4,702,839
HON	Honeywell International Inc	−5,728	18,789	$4,078,528
META	Meta Platforms, Inc.	−5,566	28,661	$8,441,524
CRM	Salesforce, Inc.	−4,466	19,467	$4,124,473
MA	Mastercard Inc	−4,423	13,457	$4,791,364
FIS	Fidelity National Information Services, Inc.	−4,176	18,333	$2,577,803
AMT	American Tower Corp	−3,801	17,572	$4,200,762
IFF	International Flavors & Fragrances Inc	−3,693	18,449	$2,575,664
DHR	Danaher Corp	−3,550	14,230	$3,202,888
WST	West Pharmaceutical Services Inc	−3,488	10,136	$2,856,122
ACN	Accenture plc	−3,413	9,429	$2,604,761
ADBE	Adobe Inc.	−2,761	8,727	$4,148,553
NVDA	Nvidia Corp	−2,390	7,767	$4,147,049
COST	Costco Wholesale Corp	−1,950	12,376	$4,362,292
EQIX	Equinix Inc	−1,620	4,527	$3,076,503
COO	Cooper Companies, Inc.	−1,299	6,825	$2,621,414
ICLR	Icon PLC	−1,258	11,583	$2,274,553
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
BSX	Boston Scientific Corp	73,659	$2,846,920
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
BDX	Becton Dickinson & Co	10,839	$2,712,134
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

36 tracked positions · $190,410,188 total · filing declares 37 positions · $189,047,000 · as of Mar 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MSFT	Microsoft Corp Technology	Reduced	82,088	-17,177	$19,353,887	−12.3%	5+	before history	10.16%
AAPL	Apple Inc. Technology	Reduced	149,126	-11,166	$18,215,740	−14.4%	5+	before history	9.57%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	5,714	-676	$17,679,573	−15.1%	5+	before history	9.28%
GOOGL	Alphabet Inc. Communication Services	Reduced	8,094	-726	$16,694,036	+8.0%	5+	before history	8.77%
META	Meta Platforms, Inc. Communication Services	Reduced	28,661	-5,566	$8,441,524	−9.7%	5+	before history	4.43%
APH	Amphenol Corp Technology	Added	43,650	+16,620	$5,759,181	−18.5%	5+	before history	3.02%
MA	Mastercard Inc Financial Services	Reduced	13,457	-4,423	$4,791,364	−24.9%	5+	before history	2.52%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	19,366	-5,925	$4,702,839	−20.6%	5+	before history	2.47%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	12,376	-1,950	$4,362,292	−19.2%	5+	before history	2.29%
V	Visa Inc. Financial Services	Reduced	20,045	-7,114	$4,244,127	−28.6%	5+	before history	2.23%
AMT	American Tower Corp Real Estate	Reduced	17,572	-3,801	$4,200,762	−12.4%	5+	before history	2.21%
ADBE	Adobe Inc. Technology	Reduced	8,727	-2,761	$4,148,553	−27.8%	5+	before history	2.18%
NVDA	Nvidia Corp Technology	Reduced	7,767	-2,390	$4,147,049	−21.8%	5+	before history	2.18%
CRM	Salesforce, Inc. Technology	Reduced	19,467	-4,466	$4,124,473	−22.6%	5+	before history	2.17%
ZTS	Zoetis Inc. Healthcare	Reduced	25,915	-7,701	$4,081,094	−26.6%	5+	before history	2.14%
HON	Honeywell International Inc Industrials	Reduced	18,789	-5,728	$4,078,528	−21.8%	5+	before history	2.14%
JPM	Jpmorgan Chase & Co Financial Services	Added	26,630	+5,159	$4,053,884	+48.6%	5+	before history	2.13%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	29,851	-8,093	$3,966,899	−26.1%	5+	before history	2.08%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	35,388	-6,169	$3,866,846	−13.0%	5+	before history	2.03%
CNI	Canadian National Railway Co Industrials	Reduced	31,817	-582	$3,690,135	+3.7%	5+	before history	1.94%
SPGI	S&P Global Inc. Financial Services	Added	9,909	+3,022	$3,496,589	+54.4%	2	unpriced	1.84%
NOW	ServiceNow, Inc. Technology	Reduced	6,876	-984	$3,438,756	−20.5%	5+	before history	1.81%
ECL	Ecolab Inc. Basic Materials	Reduced	15,143	-1,237	$3,241,662	−8.5%	5+	before history	1.70%
DHR	Danaher Corp Healthcare	Reduced	14,230	-3,550	$3,202,888	−18.9%	5+	before history	1.68%
EQIX	Equinix Inc Real Estate	Reduced	4,527	-1,620	$3,076,503	−29.9%	5+	before history	1.62%
EL	Estee Lauder Companies Inc Consumer Defensive	Reduced	10,539	-193	$3,065,268	+7.3%	5+	before history	1.61%
NFLX	Netflix Inc Communication Services	Reduced	5,677	-613	$2,961,463	−12.9%	5+	before history	1.56%
WST	West Pharmaceutical Services Inc Healthcare	Reduced	10,136	-3,488	$2,856,122	−26.0%	5+	before history	1.50%
BSX	Boston Scientific Corp Healthcare	NEW	73,659	NEW	$2,846,920	NEW	1	$37.85	1.50%
JNJ	Johnson & Johnson Healthcare	Reduced	16,246	-6,495	$2,670,030	−25.4%	5+	before history	1.40%
COO	Cooper Companies, Inc. Healthcare	Reduced	6,825	-1,299	$2,621,414	−11.2%	5+	before history	1.38%
ACN	Accenture plc Technology	Reduced	9,429	-3,413	$2,604,761	−22.3%	5+	before history	1.37%
FIS	Fidelity National Information Services, Inc. Technology	Reduced	18,333	-4,176	$2,577,803	−19.0%	5+	before history	1.35%
IFF	International Flavors & Fragrances Inc Basic Materials	Reduced	18,449	-3,693	$2,575,664	+6.9%	5+	before history	1.35%
PEP	Pepsico Inc Consumer Defensive	Reduced	16,239	-10,047	$2,297,006	−41.1%	5+	before history	1.21%
ICLR	Icon PLC Healthcare	Reduced	11,583	-1,258	$2,274,553	−9.2%	5+	before history	1.19%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.