FOCUS Wealth Advisors, LLC

Registered adviser

CIK

1845643

Location

HOUSTON, TX

Portfolio Value

Small $160,136,813

Diversification

Diversified

Filing Date

Global Rank

#6,136 / 8,814 ▲ 190 · as of Jun 2026

Top Industry

Semiconductors 15.8%

Period ended 22 days ago

Filed Oct 14, 2026 · 8d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 165425

Roster of Oct 1, 2026

Regulatory AUM

$247,601,728

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$247,601,728	Individuals and high net worth (95%)
Mar 2025 to Mar 2026	$273,817,922	Individuals and high net worth (96%)
Apr 2024 to Feb 2025	$247,753,249	Individuals and high net worth (100%)
May 2023 to Mar 2024	$191,214,680	Individuals and high net worth (97%)
Apr 2023	$191,214,680	Individuals and high net worth (97%)
Mar 2022 to Mar 2023	$220,538,214	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.3% of the book (60%+)

Turnover

Low turnover

18.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.4 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 84.4%; sector active share 66.7% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

62 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.1%

+4.0 pts

Top 5

54.0%

+1.1 pts

Top 10

73.2%

+0.9 pts

HHI

838

Diversified+44

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	73.1%	$117,029,264	36
Technology	13.2%	$21,186,040	8
Financial Services	6.8%	$10,876,973	7
Industrials	4.3%	$6,947,902	5
Energy	1.5%	$2,332,204	2
Consumer Cyclical	0.6%	$949,383	2
Communication Services	0.5%	$815,047	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+2,724	219,472	$15,395,960
PFF	iShares Preferred and Income Securities ETF	+910	73,899	$0
FALN	iShares Fallen Angels USD Bond ETF	+692	75,889	$0
XOM	ExxonMobil Holdings Corp	+600	13,976	$2,274,594
EMHY	iShares J.P. Morgan EM High Yield Bond ETF	+451	52,955	$2,051,476
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+221	28,177	$0
HWC	Hancock Whitney Corp	+72	10,997	$792,223
PLTR	Palantir Technologies Inc.	+28	14,070	$2,631,793
HD	Home Depot, Inc.	+12	2,189	$622,748
VOO	VANGUARD 500 INDEX FUND	+9	4,921	$3,448,932
IVE	iShares S&P 500 Value ETF	+4	934	$0
AVGO	Broadcom Inc.	+2	4,412	$1,549,450
JPM	Jpmorgan Chase & Co	+2	1,154	$381,777
GOOG	Alphabet Inc.	+1	1,413	$481,465
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ITM	VanEck Intermediate Muni ETF	−16,596	167,761	$7,381,484
FMAY	FT Vest U.S. Equity Buffer ETF - May	−10,542	478,282	$27,439,038
MLN	VanEck Long Muni ETF	−5,900	55,635	$908,519
PZA	Invesco National AMT-Free Municipal Bond ETF	−4,480	42,051	$899,470
PWZ	Invesco Ltd.	−4,282	39,199	$0
RVNU	Xtrackers Municipal Infrastructure Revenue Bond ETF	−4,201	39,796	$927,246
BUFR	FT Vest Laddered Buffer ETF	−3,273	168,832	$6,326,135
ONEQ	Fidelity Nasdaq Composite Index ETF	−3,055	111,023	$11,750,674
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−2,409	89,682	$5,515,443
—		−2,271	20,949	$0
FTLS	First Trust Long/Short Equity ETF	−1,523	89,672	$6,876,945
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	−1,207	63,658	$6,592,422
DVY	iShares Select Dividend ETF	−734	38,365	$0
ITA	iShares U.S. Aerospace & Defense ETF	−597	33,070	$0
DIA	Spdr Dow Jones Industrial Average ETF Trust	−544	23,833	$12,120,272
QQQM	Invesco Ltd.	−321	21,152	$0
—		−317	28,653	$0
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−267	28,661	$2,899,919
NVDA	Nvidia Corp	−265	22,134	$5,054,962
AAPL	Apple Inc.	−256	14,302	$4,762,852
GE	General Electric Co	−187	11,584	$3,617,567
V	Visa Inc.	−151	7,245	$2,603,345
CSCO	Cisco Systems, Inc.	−139	15,487	$1,666,865
AXP	American Express Co	−137	8,815	$2,680,641
AMAT	Applied Materials Inc	−73	3,906	$1,997,450
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
PB	Prosperity Bancshares Inc	66,742	$4,418,987
ITW	Illinois Tool Works Inc	1,167	$300,245
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
—		151,926	$5,973,730
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

62 tracked positions · $160,136,813 total · filing declares 62 positions · $208,667,679 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Industrials Technology

Showing 1–50 of 62 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FMAY	FT Vest U.S. Equity Buffer ETF - May	Reduced	478,282	-10,542	$27,439,038	−0.1%	17.13%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	219,472	+2,724	$15,395,960	−3.2%	9.61%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	23,833	-544	$12,120,272	−4.8%	7.57%
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	111,023	-3,055	$11,750,674	−0.2%	7.34%
ITM	VanEck Intermediate Muni ETF	Reduced	167,761	-16,596	$7,381,484	−14.8%	4.61%
FTLS	First Trust Long/Short Equity ETF	Reduced	89,672	-1,523	$6,876,945	+2.2%	4.29%
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	Reduced	63,658	-1,207	$6,592,422	−5.0%	4.12%
BUFR	FT Vest Laddered Buffer ETF	Reduced	168,832	-3,273	$6,326,135	+0.6%	3.95%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	89,682	-2,409	$5,515,443	+12.8%	3.44%
NVDA	Nvidia Corp Technology	Reduced	22,134	-265	$5,054,962	+12.8%	3.16%
AAPL	Apple Inc. Technology	Reduced	14,302	-256	$4,762,852	+13.1%	2.97%
PB	Prosperity Bancshares Inc Financial Services	NEW	66,742	NEW	$4,418,987	NEW	2.76%
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	Reduced	7,448	-58	$3,944,609	−15.7%	2.46%
GE	General Electric Co Industrials	Reduced	11,584	-187	$3,617,567	−17.8%	2.26%
VOO	VANGUARD 500 INDEX FUND	Added	4,921	+9	$3,448,932	+2.2%	2.15%
MSFT	Microsoft Corp Technology	Reduced	6,459	-61	$3,312,821	+36.2%	2.07%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	28,661	-267	$2,899,919	−7.0%	1.81%
AXP	American Express Co Financial Services	Reduced	8,815	-137	$2,680,641	−11.5%	1.67%
PLTR	Palantir Technologies Inc. Technology	Added	14,070	+28	$2,631,793	+60.6%	1.64%
V	Visa Inc. Financial Services	Reduced	7,245	-151	$2,603,345	+2.6%	1.63%
XOM	ExxonMobil Holdings Corp Energy	Added	13,976	+600	$2,274,594	+24.4%	1.42%
EMHY	iShares J.P. Morgan EM High Yield Bond ETF	Added	52,955	+451	$2,051,476	−3.9%	1.28%
AMAT	Applied Materials Inc Technology	Reduced	3,906	-73	$1,997,450	−30.6%	1.25%
CAT	Caterpillar Inc Industrials	Reduced	2,187	-24	$1,773,197	−24.7%	1.11%
CSCO	Cisco Systems, Inc. Technology	Reduced	15,487	-139	$1,666,865	−9.2%	1.04%
AVGO	Broadcom Inc. Technology	Added	4,412	+2	$1,549,450	−7.0%	0.97%
GEV	GE Vernova Inc. Industrials	Reduced	1,058	-11	$1,005,618	−19.9%	0.63%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	6,108	0	$947,961	−1.8%	0.59%
RVNU	Xtrackers Municipal Infrastructure Revenue Bond ETF	Reduced	39,796	-4,201	$927,246	−16.7%	0.58%
MLN	VanEck Long Muni ETF	Reduced	55,635	-5,900	$908,519	−17.0%	0.57%
PZA	Invesco National AMT-Free Municipal Bond ETF	Reduced	42,051	-4,480	$899,470	−17.8%	0.56%
HWC	Hancock Whitney Corp Financial Services	Added	10,997	+72	$792,223	−3.0%	0.49%
HD	Home Depot, Inc. Consumer Cyclical	Added	2,189	+12	$622,748	−18.9%	0.39%
VUG	VANGUARD GROWTH INDEX FUND	Held	5,623	0	$506,688	+4.6%	0.32%
GOOG	Alphabet Inc. Communication Services	Added	1,413	+1	$481,465	−3.5%	0.30%
QQQ	Invesco Qqq Trust, Series 1	Held	615	0	$454,958	+0.5%	0.28%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Held	4,009	0	$405,430	+3.0%	0.25%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,154	+2	$381,777	+1.2%	0.24%
META	Meta Platforms, Inc. Communication Services	Held	460	0	$333,582	+28.7%	0.21%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,311	0	$326,635	+4.5%	0.20%
ITW	Illinois Tool Works Inc Industrials	NEW	1,167	NEW	$300,245	NEW	0.19%
PH	Parker-Hannifin Corp Industrials	Held	263	0	$251,275	−2.3%	0.16%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	1,204	0	$235,683	+2.7%	0.15%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	460	0	$209,847	−4.5%	0.13%
PROP	Prairie Operating Co. Energy	Held	140,000	0	$57,610	−43.0%	0.04%
XLG	Victory Portfolios II	Held	10,920	0	$0	−100.0%	0.00%
		Reduced	20,949	-2,271	$0	−100.0%	0.00%
PWZ	Invesco Ltd. Financial Services	Reduced	39,199	-4,282	$0	−100.0%	0.00%
QQQM	Invesco Ltd. Financial Services	Reduced	21,152	-321	$0	−100.0%	0.00%
		Reduced	28,653	-317	$0	−100.0%	0.00%

Showing the top 50 of 62 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.