Balanced Rock Investment Advisors LLC

Registered adviser

CIK

2011851

Location

ROSLINDALE, MA

Portfolio Value

Small $158,590,913

Diversification

Diversified

Filing Date

Global Rank

#7,202 / 8,816 ▲ 65

Top Industry

Banks - Diversified 15.6%

Period ended 4 months ago

Filed Aug 17, 2026 · 2mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 157424

Roster of Oct 1, 2026

Regulatory AUM

$193,233,075

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$193,233,075	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$156,138,283	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$137,642,490	Individuals and high net worth (98%)
Aug 2023 to Mar 2024	$119,402,911	Individuals and high net worth (98%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.3% of the book (60%+)

Turnover

Low turnover

9.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 85.4%; sector active share 77.0% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

102 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

27.5%

−0.1 pts

Top 5

58.2%

−1.6 pts

Top 10

74.3%

+0.7 pts

HHI

1,172

Diversified−30

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.5%	$141,955,374	70
Technology	2.7%	$4,292,469	7
Financial Services	2.6%	$4,130,394	6
Healthcare	1.6%	$2,464,699	7
Communication Services	1.5%	$2,344,570	4
Consumer Cyclical	1.0%	$1,610,809	4
Consumer Defensive	0.5%	$753,136	1
Utilities	0.3%	$483,784	1
Industrials	0.2%	$303,881	1
Energy	0.2%	$251,797	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	+51,043	85,607	$4,723,794
VO	VANGUARD MID-CAP INDEX FUND	+17,702	23,854	$1,921,916
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+15,410	19,462	$1,710,904
EVTR	Eaton Vance Total Return Bond ETF	+15,101	169,176	$8,578,914
LTPZ	PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	+13,491	74,537	$3,775,299
CRTO	Criteo S.A.	+9,175	32,372	$591,760
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	+7,497	69,050	$2,848,657
DFSI	Dimensional International Sustainability Core 1 ETF	+6,939	220,624	$9,950,142
HYXF	iShares ESG Advanced High Yield Corporate Bond ETF	+6,920	80,019	$3,738,167
PAGS	PagSeguro Digital Ltd.	+6,596	66,904	$605,481
JCPI	JPMorgan Inflation Managed Bond ETF	+6,482	59,890	$2,865,736
VUG	VANGUARD GROWTH INDEX FUND	+5,871	7,049	$607,200
CMCSA	Comcast Corp	+4,342	17,636	$432,963
RAFE	PIMCO RAFI ESG U.S. ETF	+3,671	152,855	$7,316,251
BNDX	Vanguard Total International Bond ETF	+3,077	55,534	$2,689,511
VGSR	Vert Global Sustainable Real Estate ETF	+2,839	258,929	$2,947,906
DFSU	Dimensional US Sustainability Core 1 ETF	+2,728	33,229	$1,549,468
FPEI	First Trust Institutional Preferred Securities and Income ETF	+2,349	31,277	$603,333
EUSB	iShares ESG Advanced Universal USD Bond ETF	+2,283	70,839	$3,077,954
AAPL	Apple Inc.	+2,040	5,128	$1,483,838
JPIB	JPMorgan International Bond Opportunities ETF	+1,960	30,284	$1,464,231
PFXF	VanEck Preferred Securities ex Financials ETF	+1,897	32,395	$577,926
JSMD	Janus Henderson Small/Mid Cap Growth Alpha ETF	+1,459	9,181	$929,475
CGW	Invesco Ltd.	+1,102	12,634	$830,432
NVDA	Nvidia Corp	+1,001	4,073	$814,966
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHO	Schwab Short-Term U.S. Treasury ETF	−28,010	43,116	$1,040,820
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	−26,577	8,324	$559,705
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	−21,910	25,138	$1,262,681
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	−7,219	81,686	$3,992,811
USXF	iShares ESG Advanced MSCI USA ETF	−6,714	97,385	$6,763,388
XJH	iShares ESG Select Screened S&P Mid-Cap ETF	−6,170	29,570	$1,542,075
ICLN	iShares Global Clean Energy ETF	−6,051	39,972	$819,026
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−5,225	9,925	$728,594
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	−3,457	15,928	$890,853
NULV	Nuveen ESG Large-Cap Value ETF	−3,129	54,965	$2,747,700
EMXF	iShares ESG Advanced MSCI EM ETF	−2,326	41,421	$2,400,139
NUSC	Nuveen ESG Small-Cap ETF	−2,014	6,577	$342,793
TD	Toronto Dominion Bank	−2,000	11,776	$1,429,959
LIND	Lindblad Expeditions Holdings, Inc.	−1,967	10,614	$299,739
ESGE	iShares Trust	−1,798	25,159	$0
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	−1,600	43,732	$3,600,892
ESGD	iShares ESG Aware MSCI EAFE ETF	−1,111	43,951	$4,518,602
XJR	iShares ESG Select Screened S&P Small-Cap ETF	−1,089	8,019	$422,970
SUB	iShares Short-Term National Muni Bond ETF	−982	2,078	$221,244
IDEV	iShares Core MSCI International Developed Markets ETF	−944	5,638	$501,838
SPHQ	Invesco S&P 500 Quality ETF	−931	67,413	$6,073,911
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	−920	53,828	$2,551,985
WDS	Woodside Energy Group Ltd	−902	13,033	$251,797
DFAE	Dimensional Emerging Core Equity Market ETF	−834	18,172	$730,696
ESGV	VANGUARD ESG U.S. STOCK ETF	−720	10,696	$1,414,439
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
IMCG	iShares Morningstar Mid-Cap Growth ETF	29,812	$2,930,519
VEEV	Veeva Systems Inc	1,605	$284,839
VOO	VANGUARD 500 INDEX FUND	322	$221,152
DFAU	Dimensional US Core Equity Market ETF	4,254	$219,889
ABBV	AbbVie Inc.	872	$219,430
AMD	Advanced Micro Devices Inc	377	$219,003
PNFP	Pinnacle Financial Partners, Inc.	2,080	$209,830
SCHV	Schwab U.S. Large-Cap Value ETF	5,887	$204,926
USHY	iShares Broad USD High Yield Corporate Bond ETF	5,427	$200,907
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
FLTR	VanEck IG Floating Rate ETF	19,013	$484,451
T	At&T Inc.	8,097	$234,732
BLK	BlackRock, Inc.	214	$205,805
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

102 tracked positions · $158,590,913 total · filing declares 102 positions · $160,321,056 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 102 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
DFSI	Dimensional International Sustainability Core 1 ETF	Added	220,624	+6,939	$9,950,142	+9.8%	7	$34.72	6.27%
EVTR	Eaton Vance Total Return Bond ETF	Added	169,176	+15,101	$8,578,914	+9.7%	5	$50.58	5.41%
RAFE	PIMCO RAFI ESG U.S. ETF	Added	152,855	+3,671	$7,316,251	+17.9%	11	before history	4.61%
USXF	iShares ESG Advanced MSCI USA ETF	Reduced	97,385	-6,714	$6,763,388	+17.7%	11	before history	4.26%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	67,413	-931	$6,073,911	+18.2%	5	$68.30	3.83%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	35,948	-43	$5,883,609	+15.6%	11	before history	3.71%
DMXF	iShares ESG Advanced MSCI EAFE ETF	Added	62,987	+656	$5,328,700	+13.3%	11	before history	3.36%
DFGR	Dimensional Global Real Estate ETF	Reduced	175,340	-429	$5,079,599	+8.7%	7	$26.99	3.20%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Added	85,607	+51,043	$4,723,794	+146.9%	11	before history	2.98%
ESGD	iShares ESG Aware MSCI EAFE ETF	Reduced	43,951	-1,111	$4,518,602	+4.9%	11	before history	2.85%
DFSE	Dimensional Emerging Markets Sustainability Core 1 ETF	Reduced	81,686	-7,219	$3,992,811	+6.0%	7	$34.58	2.52%
LTPZ	PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	Added	74,537	+13,491	$3,775,299	+21.2%	10	$53.29	2.38%
HYXF	iShares ESG Advanced High Yield Corporate Bond ETF	Added	80,019	+6,920	$3,738,167	+10.4%	11	before history	2.36%
VCRM	Vanguard Municipal Bond Funds	Added	48,515	+742	$3,706,546	+3.2%	5	$73.75	2.34%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Reduced	43,732	-1,600	$3,600,892	—	11	before history	2.27%
EUSB	iShares ESG Advanced Universal USD Bond ETF	Added	70,839	+2,283	$3,077,954	+3.2%	11	before history	1.94%
VGSR	Vert Global Sustainable Real Estate ETF	Added	258,929	+2,839	$2,947,906	+11.4%	11	before history	1.86%
IMCG	iShares Morningstar Mid-Cap Growth ETF	NEW	29,812	NEW	$2,930,519	NEW	1	unpriced	1.85%
JCPI	JPMorgan Inflation Managed Bond ETF	Added	59,890	+6,482	$2,865,736	+10.9%	5	$47.93	1.81%
DFIP	Dimensional Inflation-Protected Securities Portfolio ETF	Added	69,050	+7,497	$2,848,657	+10.9%	5	$41.67	1.80%
NULV	Nuveen ESG Large-Cap Value ETF	Reduced	54,965	-3,129	$2,747,700	+4.0%	11	before history	1.73%
BNDX	Vanguard Total International Bond ETF	Added	55,534	+3,077	$2,689,511	+6.7%	11	before history	1.70%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	7,579	-383	$2,606,493	+9.5%	11	before history	1.64%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Reduced	53,828	-920	$2,551,985	−2.0%	11	before history	1.61%
EMXF	iShares ESG Advanced MSCI EM ETF	Reduced	41,421	-2,326	$2,400,139	+14.7%	11	before history	1.51%
VEA	Vanguard FTSE Developed Markets ETF	Added	31,060	+110	$2,213,025	+11.6%	11	before history	1.40%
VO	VANGUARD MID-CAP INDEX FUND	Added	23,854	+17,702	$1,921,916	+8.8%	5	unpriced	1.21%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	19,462	+15,410	$1,710,904	—	10	unpriced	1.08%
DFSU	Dimensional US Sustainability Core 1 ETF	Added	33,229	+2,728	$1,549,468	+23.6%	7	$39.52	0.98%
XJH	iShares ESG Select Screened S&P Mid-Cap ETF	Reduced	29,570	-6,170	$1,542,075	−4.9%	11	before history	0.97%
AAPL	Apple Inc. Technology	Added	5,128	+2,040	$1,483,838	+89.3%	11	before history	0.94%
JPIB	JPMorgan International Bond Opportunities ETF	Added	30,284	+1,960	$1,464,231	+8.1%	5	$48.11	0.92%
TD	Toronto Dominion Bank Financial Services	Reduced	11,776	-2,000	$1,429,959	+11.2%	11	before history	0.90%
ESGV	VANGUARD ESG U.S. STOCK ETF	Reduced	10,696	-720	$1,414,439	—	11	before history	0.89%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Reduced	25,138	-21,910	$1,262,681	−46.3%	11	before history	0.80%
DFAI	Dimensional International Core Equity Market ETF	Added	29,590	+266	$1,220,587	+6.8%	7	$31.91	0.77%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	43,116	-28,010	$1,040,820	−39.7%	11	before history	0.66%
JSMD	Janus Henderson Small/Mid Cap Growth Alpha ETF	Added	9,181	+1,459	$929,475	+51.7%	5	$76.92	0.59%
GOOGL	Alphabet Inc. Communication Services	Added	2,576	+124	$920,585	+30.6%	11	before history	0.58%
ESML	iShares ESG Aware MSCI USA Small-Cap ETF	Reduced	15,928	-3,457	$890,853	−2.3%	11	before history	0.56%
VTV	VANGUARD VALUE INDEX FUND	Reduced	4,072	-48	$887,410	+9.8%	11	before history	0.56%
CGW	Invesco Ltd. Financial Services	Added	12,634	+1,102	$830,432	+12.6%	11	before history	0.52%
ICLN	iShares Global Clean Energy ETF	Reduced	39,972	-6,051	$819,026	−2.7%	11	before history	0.52%
NVDA	Nvidia Corp Technology	Added	4,073	+1,001	$814,966	+52.1%	5	$168.31	0.51%
C	Citigroup Inc Financial Services	Reduced	5,410	-454	$757,183	+13.9%	11	before history	0.48%
BUD	Anheuser-Busch InBev SA Consumer Defensive	Added	9,140	+14	$753,136	+19.0%	11	before history	0.47%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	18,172	-834	$730,696	+13.5%	7	$26.69	0.46%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	9,925	-5,225	$728,594	−34.7%	11	before history	0.46%
GM	General Motors Co Consumer Cyclical	Reduced	9,025	-133	$695,647	+2.0%	11	before history	0.44%
VB	Vanguard Index Funds	Reduced	2,107	-92	$638,673	+10.9%	11	before history	0.40%

Showing the top 50 of 102 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.