McCarthy & Cox

Registered adviser

CIK

2020726

Location

MARYSVILLE, OH

Portfolio Value

Micro $8,254,842

Diversification

Diversified

Filing Date

Global Rank

#8,780 / 8,854 ▼ 4994 · as of Dec 2025

Top Industry

Insurance - Diversified 55.0%

Period ended 10 months ago

Filed Jan 23, 2026 · 10mo

8 quarters · since Mar 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 328478

Roster of Nov 1, 2026

Regulatory AUM

$112,850,000

Main clients

Registered funds and BDCs (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$112,850,000	Registered funds and BDCs (100%)
Mar 2025 to Mar 2026	$641,806,550	Individuals and high net worth (99%)
Apr 2024 to Feb 2025	$571,369,577	Individuals and high net worth (99%)
Dec 2023 to Mar 2024	$0	—

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2025, never from the firm's own description.

Style

Unknown

$8,254,842 of valued equity, under the $10,000,000 needed to band a style

Turnover

Medium turnover

30.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 5.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 94.7%; sector active share 82.0% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

18 tracked positions · as of Dec 31, 2025 · Δ vs Sep 30, 2025

Top Position

19.6%

−5.0 pts

Top 5

56.9%

−9.8 pts

Top 10

81.2%

−8.6 pts

HHI

934

Diversified−260

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2025

Sector	% Portfolio	Value	Positions
Unclassified	94.5%	$7,797,925	16
Financial Services	3.0%	$251,325	1
Technology	2.5%	$205,592	1

Last Quarter's Activity

Export CSV

Dec 31, 2025 vs Sep 30, 2025

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

17 positions

Ticker	Company	Δ Shares	Shares	Value
MFSG	MFS Active Growth ETF	−1,961,110	28,674	$811,588
TRIO	MC Trio Equity Buffered ETF	−1,607,976	26,454	$1,620,624
WCMI	First Trust WCM International Equity ETF	−1,517,138	26,464	$450,152
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−1,016,207	15,909	$608,041
FTCB	First Trust Core Investment Grade ETF	−919,975	15,937	$338,342
JCPB	JPMorgan Core Plus Bond ETF	−618,081	13,752	$651,157
GPIX	Goldman Sachs S&P 500 Premium Income ETF	−397,546	7,498	$395,894
JPIB	JPMorgan International Bond Opportunities ETF	−351,356	8,111	$395,005
JAAA	Janus Henderson AAA CLO ETF	−264,476	6,641	$335,901
GSSC	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF	−142,939	2,834	$214,335
VIG	Vanguard Specialized Funds	−98,123	2,263	$497,362
PULS	PGIM Ultra Short Bond ETF	−33,250	6,859	$340,137
TBLL	Invesco Short Term Treasury ETF	−17,938	3,617	$382,136
SPY	Spdr S&P 500 ETF Trust	−3,489	458	$312,319
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−2,591	2,667	$215,040
BRK-B	Berkshire Hathaway Inc	−1,077	500	$251,325
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−1,004	1,652	$229,892
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
AMAT	Applied Materials Inc	800	$205,592
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
JPIE	JPMorgan Income ETF	120,387	$5,587,160
JSMD	Janus Henderson Small/Mid Cap Growth Alpha ETF	66,398	$5,551,802
MYCF	State Street(R) My2026 Corporate Bond ETF	207,899	$5,224,501
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	250,047	$4,928,426
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	211,106	$4,342,450
MOAT	VanEck Morningstar Wide Moat ETF	40,947	$4,058,257
—		56,706	$3,530,515
FNOV	FT Vest U.S. Equity Buffer ETF - November	53,069	$2,806,819
SCHG	Schwab U.S. Large-Cap Growth ETF	73,453	$2,343,885
FJUN	FT Vest U.S. Equity Buffer ETF - June	29,572	$1,654,553
FJUL	FT Vest U.S. Equity Buffer ETF - July	23,308	$1,275,646
FAUG	FT Vest U.S. Equity Buffer ETF - August	23,340	$1,211,579
BUFR	FT Vest Laddered Buffer ETF	36,058	$1,205,058
UCON	First Trust Smith Unconstrained Bond ETF	45,225	$1,139,127
JPM	Jpmorgan Chase & Co	3,269	$1,031,140
FMB	First Trust Managed Municipal ETF	18,499	$937,936
FSEP	FT Vest U.S. Equity Buffer ETF - September	17,656	$892,334
FJAN	FT Vest U.S. Equity Buffer ETF - January	16,977	$851,481
FMAY	FT Vest U.S. Equity Buffer ETF - May	15,584	$814,217
JMUB	JPMorgan Municipal ETF	15,520	$783,294
FFEB	FT Vest U.S. Equity Buffer ETF - February	13,148	$725,046
SCHV	Schwab U.S. Large-Cap Value ETF	20,747	$603,945
IWM	iShares Russell 2000 ETF	2,271	$549,491
MSFT	Microsoft Corp	1,030	$533,488
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	26,497	$518,281
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

18 tracked positions · $8,254,842 total · filing declares 18 positions · $8,250,365 · as of Dec 31, 2025

All sectors Financial Services Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
TRIO	MC Trio Equity Buffered ETF	Reduced	26,454	-1,607,976	$1,620,624	−98.5%	3	unpriced	19.63%
MFSG	MFS Active Growth ETF	Reduced	28,674	-1,961,110	$811,588	−98.6%	5	unpriced	9.83%
JCPB	JPMorgan Core Plus Bond ETF	Reduced	13,752	-618,081	$651,157	−97.8%	8	before history	7.89%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	15,909	-1,016,207	$608,041	−98.4%	8	before history	7.37%
VIG	Vanguard Specialized Funds	Reduced	2,263	-98,123	$497,362	−97.7%	8	before history	6.03%
WCMI	First Trust WCM International Equity ETF	Reduced	26,464	-1,517,138	$450,152	−98.3%	2	$15.89	5.45%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Reduced	7,498	-397,546	$395,894	−98.1%	8	before history	4.80%
JPIB	JPMorgan International Bond Opportunities ETF	Reduced	8,111	-351,356	$395,005	−97.8%	8	before history	4.79%
TBLL	Invesco Short Term Treasury ETF	Reduced	3,617	-17,938	$382,136	−83.2%	8	before history	4.63%
PULS	PGIM Ultra Short Bond ETF	Reduced	6,859	-33,250	$340,137	−83.0%	8	before history	4.12%
FTCB	First Trust Core Investment Grade ETF	Reduced	15,937	-919,975	$338,342	−98.3%	3	$20.83	4.10%
JAAA	Janus Henderson AAA CLO ETF	Reduced	6,641	-264,476	$335,901	−97.6%	5	$50.76	4.07%
SPY	Spdr S&P 500 ETF Trust	Reduced	458	-3,489	$312,319	−88.1%	8	before history	3.78%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	500	-1,077	$251,325	−68.3%	8	before history	3.04%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	1,652	-1,004	$229,892	−38.2%	6	$135.20	2.78%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Reduced	2,667	-2,591	$215,040	−49.6%	8	before history	2.61%
GSSC	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF	Reduced	2,834	-142,939	$214,335	−98.0%	8	before history	2.60%
AMAT	Applied Materials Inc Technology	NEW	800	NEW	$205,592	NEW	1	$239.74	2.49%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.