GGM Financial LLC

Registered adviser

CIK

2021722

Location

COLUMBUS, OH

Portfolio Value

Small $260,598,004

Diversification

Diversified

Filing Date

Global Rank

#6,181 / 8,827 ▼ 274 · as of Jun 2026

Top Industry

Semiconductors 12.8%

Period ended 38 days ago

Filed Nov 5, 2026 · 2d

10 quarters · since Jun 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 327008

Roster of Nov 1, 2026

Regulatory AUM

$512,964,815

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$512,964,815	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$425,718,539	Individuals and high net worth (94%)
Apr 2024 to Mar 2025	$370,860,672	Individuals and high net worth (94%)
Dec 2023 to Mar 2024	$332,145,617	Individuals and high net worth (96%)
Sep 2023 to Nov 2023	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 82.7% of the book (60%+)

Turnover

Low turnover

25.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 82.8%; sector active share 76.2% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

285 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

26.7%

−6.0 pts

Top 5

70.8%

−2.7 pts

Top 10

83.1%

+0.4 pts

HHI

1,294

Diversified−347

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.1%	$232,288,007	156
Technology	3.7%	$9,637,857	22
Financial Services	1.5%	$4,024,116	26
Consumer Defensive	1.4%	$3,651,737	10
Healthcare	1.4%	$3,580,213	17
Industrials	1.3%	$3,402,243	18
Consumer Cyclical	0.6%	$1,693,447	10
Communication Services	0.4%	$947,618	8
Utilities	0.3%	$658,131	8
Energy	0.2%	$576,311	4
Basic Materials	0.1%	$138,324	6

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TMB	Thornburg Multi Sector Bond ETF	+130,517	549,667	$13,506,967
PYLD		+84,406	100,150	$2,542,808
MMIT	NYLIM ETF Trust	+44,638	330,670	$0
BKDV	BNY Mellon Dynamic Value ETF	+26,752	116,943	$3,940,979
JBND	JPMorgan Active Bond ETF	+6,228	58,874	$3,009,638
IEFA	iShares Core MSCI EAFE ETF	+5,569	75,847	$7,348,057
PG	PROCTER & GAMBLE Co	+5,122	13,032	$1,893,288
JMSI	JPMorgan Sustainable Municipal Income ETF	+4,526	9,118	$430,369
BALT		+4,523	5,537	$193,518
GMUB	Goldman Sachs Municipal Income ETF	+3,974	48,706	$2,376,852
IWF	iShares Russell 1000 Growth ETF	+3,484	31,510	$3,946,942
JMST	JPMorgan Ultra-Short Municipal Income ETF	+3,366	5,967	$301,691
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	+3,189	532,469	$30,872,552
GSC	Goldman Sachs Small Cap Equity ETF	+3,133	34,392	$2,128,727
USXF	iShares ESG Advanced MSCI USA ETF	+3,032	13,660	$929,699
AAPL	Apple Inc.	+3,030	9,977	$3,322,540
HIMU		+2,778	38,140	$1,742,235
EFAX	State Street(R) SPDR(R) MSCI EAFE Fossil Fuel Reserves Free ETF	+2,643	13,879	$743,498
XJR	iShares ESG Select Screened S&P Small-Cap ETF	+2,073	4,075	$196,724
IDMO	Invesco Ltd.	+1,710	3,676	$0
AAAU	Goldman Sachs Physical Gold ETF	+1,635	2,217	$90,808
DMXF	iShares ESG Advanced MSCI EAFE ETF	+1,605	2,719	$230,163
BAC	Bank Of America Corp	+1,204	4,793	$260,882
GEM	Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF	+958	2,653	$135,568
UBER	Uber Technologies, Inc	+946	3,980	$272,669
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HMOP	Hartford Municipal Opportunities ETF	−62,997	185,508	$6,835,969
JGRO	JPMorgan Active Growth ETF	−17,296	592,848	$57,257,259
JMHI	JPMorgan High Yield Municipal ETF	−11,090	49,764	$2,335,922
IGV	iShares Expanded Tech-Software Sector ETF	−9,561	107,407	$11,436,697
OKLO	Oklo Inc.	−3,633	886	$32,799
WMT	Walmart Inc.	−2,750	1,520	$157,958
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−2,529	56,050	$2,785,124
IJH	iShares Core S&P Mid-Cap ETF	−2,267	21,373	$1,537,787
DUK	Duke Energy CORP	−1,752	918	$104,661
JAVA	JPMorgan Active Value ETF	−1,586	63,901	$5,094,187
TJX	Tjx Companies Inc	−1,403	283	$37,443
JMUB	JPMorgan Municipal ETF	−1,180	8,163	$388,395
SCHD	Schwab U.S. Dividend Equity ETF	−718	12,176	$396,085
FRME	First Merchants Corp	−451	1,288	$51,236
D	Dominion Energy, Inc	−427	1,425	$86,241
JPIE	JPMorgan Income ETF	−309	977	$43,857
EFG	iShares MSCI EAFE Growth ETF	−228	7,618	$912,864
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−197	20,913	$1,278,411
XSW	State Street(R) SPDR(R) S&P(R) Software & Services ETF	−185	874	$170,027
AZO	Autozone Inc	−130	1	$2,830
AVGO	Broadcom Inc.	−123	2,065	$725,207
HONA	Honeywell Aerospace Inc.	−123	635	$98,405
VZ	Verizon Communications Inc	−115	225	$10,320
FTCS	First Trust Capital Strength ETF	−92	513	$48,145
HD	Home Depot, Inc.	−79	163	$46,371
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BOND	PIMCO Active Bond Exchange-Traded Fund	266,060	$23,144,559
BKGI	BNY Mellon Global Infrastructure Income ETF	258,942	$10,857,438
BMOP		84,786	$1,996,286
EVIM	Eaton Vance Intermediate Municipal Income ETF	33,440	$1,679,356
HFSI	Hartford Strategic Income ETF	44,484	$1,493,772
SGOV	iShares 0-3 Month Treasury Bond ETF	10,353	$1,042,340
PM	Philip Morris International Inc.	5,237	$999,324
SPCX	Space Exploration Technologies Corp	3,577	$539,626
FITB	Fifth Third Bancorp	7,607	$384,762
MO	Altria Group, Inc.	4,879	$328,551
MU	Micron Technology Inc	140	$149,115
VST	Vistra Corp.	509	$70,420
KEY	Keycorp	2,656	$53,305
GBND	Goldman Sachs Core Bond ETF	930	$44,751
AOM	iShares Core 40/60 Moderate Allocation ETF	807	$39,333
BCE	Bce Inc	1,669	$33,947
SIVR	abrdn Silver ETF Trust	479	$27,451
IBIT	iShares Bitcoin Trust ETF	529	$25,042
RY	Royal Bank Of Canada	53	$10,419
KMB	Kimberly Clark Corp	100	$9,743
ZBH	Zimmer Biomet Holdings, Inc.	104	$9,238
MBGL	Mobility Global Inc.	514	$8,815
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	65	$4,531
TMFC	Motley Fool 100 Index ETF	55	$4,404
IMSR	Terrestrial Energy Inc.	1,000	$3,890
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
WM	Waste Management Inc	1,124	$250,517
SUSC	iShares ESG Aware USD Corporate Bond ETF	4,060	$93,993
JPST	JPMorgan Ultra-Short Income ETF	1,186	$59,976
LOW	Lowes Companies Inc	117	$25,797
DLN	WisdomTree U.S. LargeCap Dividend Fund	235	$22,635
NI	Nisource Inc.	355	$16,880
RTX	RTX Corp	83	$15,747
FNDC	Schwab Fundamental International Small Equity ETF	234	$11,363
MRP	Millrose Properties, Inc.	229	$6,881
CARR	CARRIER GLOBAL Corp	78	$5,721
IRD	Opus Genetics, Inc.	1,005	$4,130
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	30	$1,272
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

285 tracked positions · $260,598,004 total · filing declares 288 positions · $310,689,720 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 285 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JGRO	JPMorgan Active Growth ETF	Reduced	592,848	-17,296	$57,257,259	−4.8%	21.97%
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	Added	532,469	+3,189	$30,872,552	−1.7%	11.85%
BOND	PIMCO Active Bond Exchange-Traded Fund	NEW	266,060	NEW	$23,144,559	NEW	8.88%
TMB	Thornburg Multi Sector Bond ETF	Added	549,667	+130,517	$13,506,967	+27.1%	5.18%
IGV	iShares Expanded Tech-Software Sector ETF	Reduced	107,407	-9,561	$11,436,697	+7.9%	4.39%
BKGI	BNY Mellon Global Infrastructure Income ETF	NEW	258,942	NEW	$10,857,438	NEW	4.17%
IEFA	iShares Core MSCI EAFE ETF	Added	75,847	+5,569	$7,348,057	+8.3%	2.82%
HMOP	Hartford Municipal Opportunities ETF	Reduced	185,508	-62,997	$6,835,969	−29.7%	2.62%
JAVA	JPMorgan Active Value ETF	Reduced	63,901	-1,586	$5,094,187	−2.0%	1.95%
IWF	iShares Russell 1000 Growth ETF	Added	31,510	+3,484	$3,946,942	+13.4%	1.51%
BKDV	BNY Mellon Dynamic Value ETF	Added	116,943	+26,752	$3,940,979	+30.5%	1.51%
QQQ	Invesco Qqq Trust, Series 1	Added	4,702	+35	$3,478,398	+1.2%	1.33%
AAPL	Apple Inc. Technology	Added	9,977	+3,030	$3,322,540	+65.3%	1.27%
JBND	JPMorgan Active Bond ETF	Added	58,874	+6,228	$3,009,638	+6.9%	1.15%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	29,785	+80	$2,902,250	+1.3%	1.11%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	56,050	-2,529	$2,785,124	−9.6%	1.07%
PYLD		Added	100,150	+84,406	$2,542,808	+509.0%	0.98%
NVDA	Nvidia Corp Technology	Reduced	10,969	-25	$2,505,100	+13.9%	0.96%
GMUB	Goldman Sachs Municipal Income ETF	Added	48,706	+3,974	$2,376,852	+3.3%	0.91%
JMHI	JPMorgan High Yield Municipal ETF	Reduced	49,764	-11,090	$2,335,922	−24.2%	0.90%
GSC	Goldman Sachs Small Cap Equity ETF	Added	34,392	+3,133	$2,128,727	−1.6%	0.82%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	21,288	+49	$2,070,045	+1.9%	0.79%
BMOP		NEW	84,786	NEW	$1,996,286	NEW	0.77%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	13,032	+5,122	$1,893,288	+63.2%	0.73%
IWR	iShares Russell Mid-Cap ETF	Added	17,596	+47	$1,877,669	−3.0%	0.72%
EFV	iShares MSCI EAFE Value ETF	Reduced	22,700	-67	$1,796,478	+3.1%	0.69%
HIMU		Added	38,140	+2,778	$1,742,235	−1.1%	0.67%
EVIM	Eaton Vance Intermediate Municipal Income ETF	NEW	33,440	NEW	$1,679,356	NEW	0.64%
JPM	Jpmorgan Chase & Co Financial Services	Added	4,767	+468	$1,577,066	+12.1%	0.61%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	21,373	-2,267	$1,537,787	−15.6%	0.59%
HFSI	Hartford Strategic Income ETF	NEW	44,484	NEW	$1,493,772	NEW	0.57%
ABBV	AbbVie Inc. Healthcare	Added	5,544	+16	$1,450,254	+4.3%	0.56%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	10,468	+83	$1,288,401	+4.3%	0.49%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	20,913	-197	$1,278,411	−0.4%	0.49%
MSFT	Microsoft Corp Technology	Added	2,489	+3	$1,276,608	+37.7%	0.49%
GLD	Spdr Gold Trust	Added	3,110	+140	$1,184,412	+8.3%	0.45%
FVD	First Trust Value Line Dividend Index Fund	Added	24,773	+71	$1,162,101	−2.4%	0.45%
SGOV	iShares 0-3 Month Treasury Bond ETF	NEW	10,353	NEW	$1,042,340	NEW	0.40%
PM	Philip Morris International Inc. Consumer Defensive	NEW	5,237	NEW	$999,324	NEW	0.38%
USXF	iShares ESG Advanced MSCI USA ETF	Added	13,660	+3,032	$929,699	+26.0%	0.36%
EFG	iShares MSCI EAFE Growth ETF	Reduced	7,618	-228	$912,864	−6.5%	0.35%
GOOGL	Alphabet Inc. Communication Services	Added	2,405	+243	$827,512	+7.1%	0.32%
IVV	iShares Core S&P 500 ETF	Added	1,044	+3	$799,547	+2.6%	0.31%
IJR	iShares Core S&P Small-Cap ETF	Added	5,705	+152	$776,108	−5.8%	0.30%
LLY	ELI LILLY & Co Healthcare	Held	656	0	$759,044	−3.5%	0.29%
EFAX	State Street(R) SPDR(R) MSCI EAFE Fossil Fuel Reserves Free ETF	Added	13,879	+2,643	$743,498	+22.3%	0.29%
AVGO	Broadcom Inc. Technology	Reduced	2,065	-123	$725,207	−12.3%	0.28%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	1,915	+4	$716,669	+1.3%	0.28%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,550	+160	$635,332	+11.5%	0.24%
FDX	Fedex Corp Industrials	Added	2,190	+8	$624,347	−8.6%	0.24%

Showing the top 50 of 285 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.