CERTIOR FINANCIAL GROUP, LLC

Registered adviser

CIK

2055620

Location

KING OF PRUSSIA, PA

Portfolio Value

Small $172,517,862

Diversification

Diversified

Filing Date

Global Rank

#6,800 / 8,827 ▲ 118 · as of Jun 2026

Top Industry

Software - Infrastructure 14.4%

Period ended 37 days ago

Filed Oct 19, 2026 · 18d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 285502

Roster of Nov 1, 2026

Regulatory AUM

$452,278,597

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$452,278,597	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$387,975,052	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$363,862,446	Individuals and high net worth (99%)
May 2023 to Mar 2024	$240,401,702	Individuals and high net worth (96%)
Apr 2023	$240,401,702	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$232,752,205	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 53.0%, 17.9 effective positions, active share 80.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

36.3% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 80.4%; sector active share 64.0% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

142 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.6%

+1.4 pts

Top 5

40.5%

−0.4 pts

Top 10

53.1%

+0.2 pts

HHI

606

Diversified+46

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	75.0%	$129,326,738	69
Technology	10.1%	$17,429,495	18
Financial Services	4.3%	$7,386,868	12
Healthcare	2.1%	$3,590,201	8
Industrials	2.0%	$3,534,544	8
Energy	1.3%	$2,314,020	3
Utilities	1.2%	$2,145,089	6
Consumer Cyclical	1.1%	$1,981,777	6
Real Estate	0.9%	$1,550,541	4
Consumer Defensive	0.8%	$1,438,896	5
Basic Materials	0.6%	$1,032,840	2
Communication Services	0.5%	$786,853	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLJP	Franklin FTSE Japan ETF	+56,888	131,531	$5,445,383
GLDM	World Gold Trust	+21,367	46,768	$3,843,394
CBUS	Cibus, Inc.	+12,270	349,980	$563,467
SCHG	Schwab U.S. Large-Cap Growth ETF	+7,592	407,825	$14,653,152
SCHD	Schwab U.S. Dividend Equity ETF	+5,417	369,749	$12,027,934
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+2,938	52,402	$3,107,962
BENJ	Horizon Funds	+2,195	33,181	$1,768,543
GOVT	iShares U.S. Treasury Bond ETF	+2,183	45,648	$998,321
HCKT	Hackett Group, Inc.	+820	14,316	$143,875
CGIC	Capital Group International Core Equity ETF	+704	30,522	$1,098,181
CGGR	Capital Group Growth ETF	+662	16,148	$765,899
XOM	ExxonMobil Holdings Corp	+659	8,348	$1,358,637
MSFT	Microsoft Corp	+634	9,490	$4,867,421
VEA	Vanguard FTSE Developed Markets ETF	+589	43,313	$3,058,330
CRWD	CrowdStrike Holdings, Inc.	+501	789	$208,887
FPAG	Investment Managers Series Trust III	+393	23,806	$973,189
MKC	Mccormick & Co Inc	+387	6,893	$319,835
SCHI	Schwab 5-10 Year Corporate Bond ETF	+345	79,176	$1,697,533
FEGE	First Eagle Global Equity ETF	+315	10,363	$520,118
STIP	iShares 0-5 Year TIPS Bond ETF	+309	12,626	$1,258,812
INTC	Intel Corp	+251	4,569	$549,330
MRK	Merck & Co., Inc.	+249	3,588	$521,372
MDT	Medtronic plc	+235	4,376	$377,605
SONY	Sony Group Corp	+234	15,547	$365,820
NWG	NatWest Group plc	+233	21,136	$383,618
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FSCO	FS Credit Opportunities Corp.	−101,813	248,087	$1,280,128
HGER	Harbor Commodity All-Weather Strategy ETF	−74,921	25,590	$902,303
FSK	FS KKR Capital Corp	−35,772	55,414	$608,999
FSSL	FS Specialty Lending Fund	−29,705	77,536	$901,743
—		−18,437	96,121	$0
ARCC	Ares Capital Corp	−5,783	95,033	$1,815,130
GBTC	Grayscale Bitcoin Trust ETF	−4,936	22,037	$1,423,369
SDCI	USCF ETF Trust	−4,704	25,450	$794,040
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−2,978	39,440	$3,540,134
BITB	Bitwise Bitcoin ETF	−2,007	6,294	$285,495
QQQ	Invesco Qqq Trust, Series 1	−2,005	433	$320,320
RYLD	Global X Russell 2000 Covered Call ETF	−1,904	21,125	$326,803
SCHF	Schwab International Equity ETF	−1,712	16,332	$448,640
HBTA	Horizon Expedition Plus ETF	−1,571	20,775	$683,123
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−1,565	102,433	$4,851,226
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−1,518	50,447	$2,506,711
CEFS	Saba Opportunistically Hedged Closed-End Funds ETF	−1,246	14,096	$345,591
QYLG	Global X Nasdaq 100 Covered Call & Growth ETF	−1,088	11,177	$339,993
HYD	VanEck High Yield Muni ETF	−944	59,590	$2,862,107
SCHV	Schwab U.S. Large-Cap Value ETF	−705	11,902	$396,455
SCHX	Schwab U.S. Large-Cap ETF	−668	11,470	$344,100
AMZN	Amazon Com Inc	−539	1,789	$445,729
SUB	iShares Short-Term National Muni Bond ETF	−523	24,872	$2,600,118
JEPI	JPMorgan Equity Premium Income ETF	−471	18,772	$1,055,361
YMM	Full Truck Alliance Co. Ltd.	−456	48,271	$399,201
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
USFR	WisdomTree Floating Rate Treasury Fund	66,565	$3,354,210
BFEW	FT Vest Laddered U.S. Equity Equal Weight Buffer ETF	13,705	$291,800
BUFY	FT Vest Laddered International Moderate Buffer ETF	11,574	$274,651
SHOP	Shopify Inc.	1,540	$228,382
COIN	Coinbase Global, Inc.	1,204	$224,437
BUFS	FT Vest Laddered Small Cap Moderate Buffer ETF	8,663	$213,889
MSM	Msc Industrial Direct Co Inc	1,656	$204,880
UMH	Umh Properties, Inc.	11,446	$176,268
OCGN	Ocugen, Inc.	110,378	$113,689
—		3,832	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	12,335	$1,935,978
IBM	International Business Machines Corp	2,551	$717,366
HSMV	First Trust Horizon Managed Volatility Small/Mid ETF	7,544	$288,739
GOOG	Alphabet Inc.	769	$271,710
PDI	PIMCO Dynamic Income Fund	15,757	$263,141
AVGO	Broadcom Inc.	634	$239,493
IAU	Ishares Gold Trust	3,118	$235,440
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	1,913	$227,895
SCHE	Schwab Emerging Markets Equity ETF	6,161	$223,397
IGM	iShares Expanded Tech Sector ETF	1,299	$212,490
CHAT	Roundhill Generative AI & Technology ETF	2,126	$209,793
EPR	Epr Properties	3,579	$207,617
YYY	Amplify CEF High Income ETF	12,233	$141,046
RGP	Resources Connection, Inc.	23,442	$99,628
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

142 tracked positions · $172,517,862 total · filing declares 143 positions · $184,482,557 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 142 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	407,825	+7,592	$14,653,152	+8.2%	8.49%
SCHD	Schwab U.S. Dividend Equity ETF	Added	369,749	+5,417	$12,027,934	+4.1%	6.97%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	255,916	-82	$10,817,569	+2.8%	6.27%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	47,016	+165	$5,908,500	+5.5%	3.42%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	180,834	-230	$5,900,613	−9.8%	3.42%
FLJP	Franklin FTSE Japan ETF	Added	131,531	+56,888	$5,445,383	+83.5%	3.16%
MSFT	Microsoft Corp Technology	Added	9,490	+634	$4,867,421	+47.3%	2.82%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	102,433	-1,565	$4,851,226	−7.8%	2.81%
CGDV	Capital Group Dividend Value ETF	Added	87,644	+230	$4,281,409	−0.6%	2.48%
IVV	iShares Core S&P 500 ETF	Reduced	5,345	-132	$4,093,468	−0.2%	2.37%
AAPL	Apple Inc. Technology	Reduced	12,057	-62	$4,015,222	+14.5%	2.33%
GLDM	World Gold Trust	Added	46,768	+21,367	$3,843,394	+90.5%	2.23%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	39,440	-2,978	$3,540,134	−5.0%	2.05%
USFR	WisdomTree Floating Rate Treasury Fund	NEW	66,565	NEW	$3,354,210	NEW	1.94%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	52,402	+2,938	$3,107,962	+5.3%	1.80%
VEA	Vanguard FTSE Developed Markets ETF	Added	43,313	+589	$3,058,330	+0.5%	1.77%
HYD	VanEck High Yield Muni ETF	Reduced	59,590	-944	$2,862,107	−8.2%	1.66%
IEF	iShares 7-10 Year Treasury Bond ETF	Reduced	30,434	-105	$2,718,060	−5.9%	1.58%
SUB	iShares Short-Term National Muni Bond ETF	Reduced	24,872	-523	$2,600,118	−3.8%	1.51%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	50,447	-1,518	$2,506,711	−8.3%	1.45%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	30,236	+51	$2,310,030	−1.8%	1.34%
VXUS	Vanguard Total International Stock ETF	Reduced	22,315	-186	$1,895,882	−1.4%	1.10%
ARCC	Ares Capital Corp Financial Services	Reduced	95,033	-5,783	$1,815,130	−2.8%	1.05%
BENJ	Horizon Funds	Added	33,181	+2,195	$1,768,543	+8.2%	1.03%
SCHI	Schwab 5-10 Year Corporate Bond ETF	Added	79,176	+345	$1,697,533	−4.9%	0.98%
MSTR	Strategy Inc Technology	Added	10,491	+6	$1,606,067	+76.2%	0.93%
GBTC	Grayscale Bitcoin Trust ETF	Reduced	22,037	-4,936	$1,423,369	+15.9%	0.83%
ARKB	Ark 21Shares Bitcoin ETF	Held	50,368	0	$1,394,689	+42.3%	0.81%
XOM	ExxonMobil Holdings Corp Energy	Added	8,348	+659	$1,358,637	+29.2%	0.79%
FSCO	FS Credit Opportunities Corp. Financial Services	Reduced	248,087	-101,813	$1,280,128	−26.7%	0.74%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	12,626	+309	$1,258,812	+0.0%	0.73%
CGBL	Capital Group Core Balanced ETF	Reduced	32,816	-19	$1,205,988	−3.2%	0.70%
PLTR	Palantir Technologies Inc. Technology	Reduced	6,054	-147	$1,132,400	+56.5%	0.66%
CGIC	Capital Group International Core Equity ETF	Added	30,522	+704	$1,098,181	+1.2%	0.64%
SPYI	NEOS S&P 500(R) High Income ETF	Held	20,450	0	$1,087,326	+0.2%	0.63%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Held	23,186	0	$1,077,917	+1.7%	0.62%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	18,772	-471	$1,055,361	−2.9%	0.61%
CGUS	Capital Group Core Equity ETF	Reduced	23,467	-56	$1,044,281	−0.2%	0.61%
GOVT	iShares U.S. Treasury Bond ETF	Added	45,648	+2,183	$998,321	+0.8%	0.58%
FPAG	Investment Managers Series Trust III	Added	23,806	+393	$973,189	+3.5%	0.56%
CGGO	Capital Group Global Growth Equity ETF	Added	22,766	+41	$905,631	−5.9%	0.52%
HGER	Harbor Commodity All-Weather Strategy ETF	Reduced	25,590	-74,921	$902,303	−69.4%	0.52%
FSSL	FS Specialty Lending Fund Financial Services	Reduced	77,536	-29,705	$901,743	−24.6%	0.52%
LMT	Lockheed Martin Corp Industrials	Reduced	1,746	-10	$889,150	−0.6%	0.52%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	7,001	-95	$824,507	−6.9%	0.48%
PECO	Phillips Edison & Company, Inc. Real Estate	Reduced	21,341	-359	$796,872	−11.8%	0.46%
SDCI	USCF ETF Trust	Reduced	25,450	-4,704	$794,040	−0.4%	0.46%
CGCP	Capital Group Core Plus Income ETF	Added	37,253	+154	$788,646	−4.6%	0.46%
VZ	Verizon Communications Inc Communication Services	Reduced	17,154	-205	$786,853	+7.1%	0.46%
CGGR	Capital Group Growth ETF	Added	16,148	+662	$765,899	+4.8%	0.44%

Showing the top 50 of 142 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.