Defined Financial Planning LLC

CIK

2056559

Location

SAN RAFAEL, CA

Portfolio Value

Small $119,444,721

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,351 / 8,113 ▲ 14 · as of Sep 2025

Top Industry

Semiconductors 20.0%

Period ended 1 year ago

Filed Oct 15, 2025 · 1y

4 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2025, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.6 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 80.1%; sector active share 68.7% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

64 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

39.3%

−1.2 pts

Top 5

72.6%

−0.3 pts

Top 10

86.3%

+1.3 pts

HHI

1,892

Moderately concentrated−63

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	81.0%	$96,773,473	28
Technology	10.2%	$12,178,013	9
Communication Services	2.5%	$2,935,010	6
Consumer Cyclical	2.0%	$2,427,026	4
Financial Services	1.5%	$1,791,351	6
Consumer Defensive	1.0%	$1,147,674	4
Healthcare	0.9%	$1,037,228	3
Industrials	0.5%	$580,641	2
Energy	0.2%	$293,713	1
Utilities	0.2%	$280,592	1

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DDWM	WisdomTree Dynamic International Equity Fund	+159,796	164,875	$6,891,775
SCHG	Schwab U.S. Large-Cap Growth ETF	+44,566	436,270	$13,921,375
DON	WisdomTree U.S. Midcap Dividend Fund	+16,218	81,593	$4,267,313
MTGP	WisdomTree Mortgage Plus Bond Fund	+15,677	84,968	$3,785,749
AGGY	WisdomTree Trust	+14,066	152,014	$6,729,659
EES	WisdomTree U.S. SmallCap Fund	+12,676	51,262	$2,864,007
JBND	JPMorgan Active Bond ETF	+11,632	74,543	$4,037,248
MARM	FT Vest U.S. Equity Max Buffer ETF - March	+9,363	35,053	$1,142,727
DECM	FT Vest U.S. Equity Max Buffer ETF - December	+7,797	29,595	$954,734
BIV	Vanguard Bond Index Funds	+7,235	36,330	$2,837,009
—		+5,866	147,399	$2,094,539
BUFD	FT Vest Laddered Deep Buffer ETF	+5,285	20,872	$576,902
EPI	WisdomTree India Earnings Fund	+3,572	44,468	$1,965,485
QHY	WisdomTree U.S. High Yield Corporate Bond Fund	+3,549	35,259	$1,641,306
OCTM	FT Vest U.S. Equity Max Buffer ETF - October	+3,479	11,858	$381,590
SEPM	FT Vest U.S. Equity Max Buffer ETF - September	+3,232	12,116	$380,805
JUNM	FT Vest U.S. Equity Max Buffer ETF - June	+3,060	11,253	$380,576
GLD	Spdr Gold Trust	+615	2,393	$850,639
MCD	Mcdonalds Corp	+292	1,722	$523,298
LLY	ELI LILLY & Co	+206	570	$434,910
GOOGL	Alphabet Inc.	+192	4,419	$1,074,258
JPM	Jpmorgan Chase & Co	+99	1,518	$478,822
CSCO	Cisco Systems, Inc.	+95	3,920	$268,206
EXC	Exelon Corp	+81	6,234	$280,592
JNJ	Johnson & Johnson	+57	1,926	$357,118
No positions match the current search.

Trimmed

Positions the filer reduced

23 positions

Ticker	Company	Δ Shares	Shares	Value
USMF	WisdomTree U.S. Multifactor Fund	−25,050	80,252	$4,194,772
SHEN	Shenandoah Telecommunications Co	−19,849	10,958	$147,056
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−18,721	105,749	$9,407,431
—		−13,568	102,705	$6,472,469
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−7,071	136,181	$5,166,707
JVAL	JPMorgan U.S. Value Factor ETF	−6,165	155,620	$7,391,950
IBIT	iShares Bitcoin Trust ETF	−5,839	4,005	$260,325
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−3,196	138,870	$5,942,247
WMT	Walmart Inc.	−767	2,745	$282,899
GOOG	Alphabet Inc.	−620	2,386	$581,110
LRCX	Lam Research Corp	−534	1,697	$227,228
AMZN	Amazon Com Inc	−363	5,636	$1,237,496
NVDA	Nvidia Corp	−286	18,502	$3,452,103
XOM	ExxonMobil Holdings Corp	−229	2,605	$293,713
MSFT	Microsoft Corp	−219	5,912	$3,062,120
AVGO	Broadcom Inc.	−217	3,261	$1,075,836
AXP	American Express Co	−128	793	$263,402
KO	Coca Cola Co	−126	4,218	$279,737
PG	PROCTER & GAMBLE Co	−67	2,416	$371,218
V	Visa Inc.	−63	839	$286,417
IBM	International Business Machines Corp	−52	1,511	$426,343
COST	Costco Wholesale Corp	−41	231	$213,820
ORCL	Oracle Corp	−13	872	$245,241
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
THIR	Thor Financial Technologies Trust	27,389	$859,987
SPY	Spdr S&P 500 ETF Trust	1,241	$826,729
SSO	ProShares Ultra S&P500	4,882	$547,418
ABBV	AbbVie Inc.	1,059	$245,200
TJX	Tjx Companies Inc	1,511	$218,399
CAT	Caterpillar Inc	420	$200,403
—		10,082	$196,901
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
HEDJ	WisdomTree Europe Hedged Equity Fund	77,100	$3,710,052
DXJ	WisdomTree Japan Hedged Equity Fund	23,812	$2,720,997
BAR	GraniteShares Gold Trust	41,930	$1,368,595
TQQQ	ProShares UltraPro QQQ	10,304	$855,232
TXN	Texas Instruments Inc	1,955	$405,897
VUG	VANGUARD GROWTH INDEX FUND	687	$301,180
IVV	iShares Core S&P 500 ETF	480	$298,032
IJH	iShares Core S&P Mid-Cap ETF	4,762	$295,339
USMV	iShares MSCI USA Min Vol Factor ETF	3,127	$293,531
USDU	WisdomTree Bloomberg U.S. Dollar Bullish Fund	9,381	$241,748
MAGS	Roundhill Magnificent Seven ETF	4,169	$231,254
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

64 tracked positions · $119,444,721 total · filing declares 65 positions · $120,553,737 · as of Sep 30, 2025

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 64 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	436,270	+44,566	$13,921,375	+21.7%	4	before history	11.66%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Reduced	105,749	-18,721	$9,407,431	−9.7%	4	before history	7.88%
JVAL	JPMorgan U.S. Value Factor ETF	Reduced	155,620	-6,165	$7,391,950	+3.3%	4	before history	6.19%
DDWM	WisdomTree Dynamic International Equity Fund	Added	164,875	+159,796	$6,891,775	+3321.4%	2	unpriced	5.77%
AGGY	WisdomTree Trust	Added	152,014	+14,066	$6,729,659	+11.8%	4	before history	5.63%
		Reduced	102,705	-13,568	$6,472,469	−4.1%	4	before history	5.42%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	138,870	-3,196	$5,942,247	+3.3%	4	before history	4.97%
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	Reduced	136,181	-7,071	$5,166,707	+4.6%	4	before history	4.33%
DON	WisdomTree U.S. Midcap Dividend Fund	Added	81,593	+16,218	$4,267,313	+30.2%	4	before history	3.57%
USMF	WisdomTree U.S. Multifactor Fund	Reduced	80,252	-25,050	$4,194,772	−22.3%	4	before history	3.51%
JBND	JPMorgan Active Bond ETF	Added	74,543	+11,632	$4,037,248	+19.7%	2	$53.06	3.38%
MTGP	WisdomTree Mortgage Plus Bond Fund	Added	84,968	+15,677	$3,785,749	+23.0%	4	before history	3.17%
NVDA	Nvidia Corp Technology	Reduced	18,502	-286	$3,452,103	+16.3%	4	before history	2.89%
AAPL	Apple Inc. Technology	Added	12,552	+12	$3,196,115	+24.2%	4	before history	2.68%
MSFT	Microsoft Corp Technology	Reduced	5,912	-219	$3,062,120	+0.4%	4	before history	2.56%
EES	WisdomTree U.S. SmallCap Fund	Added	51,262	+12,676	$2,864,007	+45.7%	4	before history	2.40%
BIV	Vanguard Bond Index Funds	Added	36,330	+7,235	$2,837,009	+26.1%	2	$76.41	2.38%
		Added	147,399	+5,866	$2,094,539	+5.4%	4	before history	1.75%
EPI	WisdomTree India Earnings Fund	Added	44,468	+3,572	$1,965,485	+1.2%	3	unpriced	1.65%
QHY	WisdomTree U.S. High Yield Corporate Bond Fund	Added	35,259	+3,549	$1,641,306	+12.3%	4	before history	1.37%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	5,636	-363	$1,237,496	−6.0%	4	before history	1.04%
MARM	FT Vest U.S. Equity Max Buffer ETF - March	Added	35,053	+9,363	$1,142,727	+38.5%	2	unpriced	0.96%
AVGO	Broadcom Inc. Technology	Reduced	3,261	-217	$1,075,836	+12.2%	4	before history	0.90%
GOOGL	Alphabet Inc. Communication Services	Added	4,419	+192	$1,074,258	+44.2%	4	before history	0.90%
DECM	FT Vest U.S. Equity Max Buffer ETF - December	Added	29,595	+7,797	$954,734	+38.9%	2	unpriced	0.80%
THIR	Thor Financial Technologies Trust	NEW	27,389	NEW	$859,987	NEW	1	$30.14	0.72%
GLD	Spdr Gold Trust	Added	2,393	+615	$850,639	+56.9%	4	before history	0.71%
SPY	Spdr S&P 500 ETF Trust	NEW	1,241	NEW	$826,729	NEW	1	$641.03	0.69%
META	Meta Platforms, Inc. Communication Services	Added	817	+50	$599,988	+6.0%	3	$651.24	0.50%
GOOG	Alphabet Inc. Communication Services	Reduced	2,386	-620	$581,110	+9.0%	4	before history	0.49%
BUFD	FT Vest Laddered Deep Buffer ETF	Added	20,872	+5,285	$576,902	+39.4%	2	unpriced	0.48%
SSO	ProShares Ultra S&P500	NEW	4,882	NEW	$547,418	NEW	1	unpriced	0.46%
MCD	Mcdonalds Corp Consumer Cyclical	Added	1,722	+292	$523,298	+25.2%	4	before history	0.44%
JPM	Jpmorgan Chase & Co Financial Services	Added	1,518	+99	$478,822	+16.4%	4	before history	0.40%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,007	+54	$447,833	+47.9%	4	before history	0.37%
LLY	ELI LILLY & Co Healthcare	Added	570	+206	$434,910	+53.3%	4	before history	0.36%
IBM	International Business Machines Corp Technology	Reduced	1,511	-52	$426,343	−7.5%	4	before history	0.36%
OCTM	FT Vest U.S. Equity Max Buffer ETF - October	Added	11,858	+3,479	$381,590	+44.9%	2	unpriced	0.32%
SEPM	FT Vest U.S. Equity Max Buffer ETF - September	Added	12,116	+3,232	$380,805	+39.2%	2	unpriced	0.32%
JUNM	FT Vest U.S. Equity Max Buffer ETF - June	Added	11,253	+3,060	$380,576	+39.6%	2	unpriced	0.32%
ETN	Eaton Corp plc Industrials	Added	1,016	+1	$380,238	+4.9%	4	before history	0.32%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,416	-67	$371,218	−6.2%	4	before history	0.31%
JNJ	Johnson & Johnson Healthcare	Added	1,926	+57	$357,118	+25.1%	4	before history	0.30%
NFLX	Netflix Inc Communication Services	Added	280	+40	$335,697	+4.5%	2	$1,143.50	0.28%
XOM	ExxonMobil Holdings Corp Energy	Reduced	2,605	-229	$293,713	−3.9%	4	before history	0.25%
V	Visa Inc. Financial Services	Reduced	839	-63	$286,417	−10.6%	4	before history	0.24%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	566	+33	$284,550	+9.9%	3	$486.05	0.24%
WMT	Walmart Inc. Consumer Defensive	Reduced	2,745	-767	$282,899	−17.6%	4	before history	0.24%
EXC	Exelon Corp Utilities	Added	6,234	+81	$280,592	+5.0%	4	before history	0.23%
KO	Coca Cola Co Consumer Defensive	Reduced	4,218	-126	$279,737	−9.0%	4	before history	0.23%

Showing the top 50 of 64 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.