Uptown Financial Advisors LLC

CIK

2066147

Location

DALLAS, TX

Portfolio Value

Micro $31,573,549

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,430 / 8,517 ▲ 500

Top Industry

Oil & Gas Midstream 26.3%

3Y Alpha vs SPY

+2.3%

Period ended 46 days ago

Filed Jul 10, 2026 · 36d

7 quarters · since Dec 2024

Clone Performance

Feb 2025–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+30.9%

SPY

+27.3%

Annualised alpha

+2.2%

Max drawdown

−13.9%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 78% of reported value on average across 7 quarters. Past performance does not predict future results.

Portfolio Concentration

29 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

37.9%

+22.7 pts

Top 5

69.7%

+16.2 pts

Top 10

83.5%

+8.1 pts

HHI

1,756

Moderately concentrated+1,001

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.4%	$14,659,538	2
Technology	23.2%	$7,340,256	7
Energy	15.5%	$4,883,169	5
Financial Services	4.9%	$1,562,833	6
Communication Services	4.0%	$1,252,141	3
Healthcare	3.0%	$947,929	2
Industrials	1.5%	$472,637	2
Consumer Cyclical	1.4%	$455,046	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	+14,000	16,232	$11,953,244
NVDA	Nvidia Corp	+3,520	15,646	$3,130,608
MSFT	Microsoft Corp	+2,032	3,922	$1,462,984
ET	Energy Transfer LP	+40	128,774	$2,462,158
META	Meta Platforms, Inc.	+16	1,273	$717,068
No positions match the current search.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
NAD	Nuveen Quality Municipal Income Fund	−8,410	21,930	$265,791
AMZN	Amazon Com Inc	−55	1,011	$240,961
SPY	Spdr S&P 500 ETF Trust	−4	3,624	$2,706,294
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
CAT	Caterpillar Inc	250	$266,225
TSLA	Tesla, Inc.	509	$214,085
IBM	International Business Machines Corp	743	$208,939
MIDD	MIDDLEBY Corp	1,200	$206,412
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
BIV	Vanguard Intermediate-Term Bond ETF	53,725	$4,146,495
VEA	Vanguard FTSE Developed Markets ETF	54,309	$3,480,120
BNDX	Vanguard Total International Bond ETF	29,948	$1,439,001
CRWV	CoreWeave, Inc.	6,900	$534,543
VIG	Vanguard Dividend Appreciation ETF	1,384	$297,643
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

29 tracked positions · $31,573,549 total · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	16,232	+14,000	$11,953,244	+827.9%	37.86%
NVDA	Nvidia Corp PUT + SHARES Technology	Added	15,646	+3,520	$3,130,608	+48.0%	9.92%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,624	-4	$2,706,294	+14.7%	8.57%
ET	Energy Transfer LP Energy	Added	128,774	+40	$2,462,158	−0.9%	7.80%
EPD	Enterprise Products Partners L.P. Energy	Held	48,051	0	$1,766,354	−2.9%	5.59%
MSFT	Microsoft Corp PUT CALL + SHARES Technology	Added	3,922	+2,032	$1,462,984	+109.1%	4.63%
CSCO	Cisco Systems, Inc. PUT + SHARES Technology	Held	7,587	0	$891,169	+51.4%	2.82%
AVGO	Broadcom Inc. PUT + SHARES Technology	Held	2,105	0	$795,163	+22.0%	2.52%
META	Meta Platforms, Inc. Communication Services	Added	1,273	+16	$717,068	−0.3%	2.27%
ABBV	AbbVie Inc. Healthcare	Held	1,913	0	$481,387	+15.7%	1.52%
JNJ	Johnson & Johnson Healthcare	Held	1,837	0	$466,542	+3.9%	1.48%
AAPL	Apple Inc. Technology	Held	1,562	0	$451,980	+14.0%	1.43%
TXN	Texas Instruments Inc Technology	Held	1,340	0	$399,413	+53.5%	1.27%
AXP	American Express Co Financial Services	Held	1,127	0	$381,207	+11.8%	1.21%
JPM	Jpmorgan Chase & Co Financial Services	Held	958	0	$313,582	+11.3%	0.99%
GOOGL	Alphabet Inc. Communication Services	Held	778	0	$278,033	+24.3%	0.88%
CAT	Caterpillar Inc Industrials	NEW	250	NEW	$266,225	NEW	0.84%
NAD	Nuveen Quality Municipal Income Fund Financial Services	Reduced	21,930	-8,410	$265,791	−23.8%	0.84%
NFLX	Netflix Inc Communication Services	Held	3,600	0	$257,040	−25.7%	0.81%
WFC	Wells Fargo & Company/Mn Financial Services	Held	2,940	0	$242,961	+3.8%	0.77%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,011	-55	$240,961	+8.5%	0.76%
BSL	Blackstone Senior Floating Rate 2027 Term Fund Financial Services	Held	17,320	0	$224,294	0.0%	0.71%
CVX	Chevron Corp Energy	Held	1,345	0	$222,947	−19.9%	0.71%
KMI	Kinder Morgan, Inc. Energy	Held	6,952	0	$222,255	−4.7%	0.70%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	509	NEW	$214,085	NEW	0.68%
XOM	ExxonMobil Holdings Corp Energy	Held	1,532	0	$209,455	−19.4%	0.66%
IBM	International Business Machines Corp Technology	NEW	743	NEW	$208,939	NEW	0.66%
MIDD	MIDDLEBY Corp Industrials	NEW	1,200	NEW	$206,412	NEW	0.65%
NEA	Nuveen AMT-Free Quality Municipal Income Fund Financial Services	Held	11,499	0	$134,998	+4.5%	0.43%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.