Serenity Investment Advisors

Registered adviser

CIK

2105389

Location

CHICAGO, IL

Portfolio Value

Small $226,269,716

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,059 / 8,827 ▲ 196 · as of Jun 2026

Top Industry

Aerospace & Defense 16.0%

Period ended 38 days ago

Filed Oct 30, 2026 · 8d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 307924

Roster of Nov 1, 2026

Regulatory AUM

$513,621,644

Main clients

Pension and profit sharing plans (50% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$513,621,644	Pension and profit sharing plans (50%)
Apr 2025 to Feb 2026	$375,958,274	Pension and profit sharing plans (54%)
Feb 2024 to Mar 2025	$296,884,000	Pension and profit sharing plans (60%)
May 2023 to Jan 2024	$234,722,952	Other (62%)
Apr 2023	$234,722,952	Other (62%)
May 2022 to Mar 2023	$159,258,000	Pension and profit sharing plans (55%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 87.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 82.8%; sector active share 76.4% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

70 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

43.8%

+1.1 pts

Top 5

77.2%

+0.6 pts

Top 10

88.2%

+0.5 pts

HHI

2,366

Moderately concentrated+92

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	89.3%	$202,137,891	43
Technology	3.2%	$7,343,082	6
Industrials	1.7%	$3,871,369	1
Healthcare	1.7%	$3,818,691	6
Financial Services	1.7%	$3,798,816	5
Communication Services	0.9%	$1,975,948	3
Consumer Cyclical	0.8%	$1,770,553	2
Consumer Defensive	0.6%	$1,312,008	3
Energy	0.1%	$241,358	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	+28,907	64,215	$2,088,913
FAD	First Trust Multi Cap Growth AlphaDEX Fund	+8,524	9,634	$1,746,451
VUG	VANGUARD GROWTH INDEX FUND	+8,287	34,669	$3,124,023
VEU	Vanguard International Equity Index Funds	+6,306	14,172	$1,175,850
IJR	iShares Core S&P Small-Cap ETF	+2,266	7,125	$969,285
SCHZ	Schwab U.S. Aggregate Bond ETF	+1,858	113,008	$2,497,476
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+1,464	128,763	$2,908,756
VXUS	Vanguard Total International Stock ETF	+1,203	78,321	$6,654,152
VO	VANGUARD MID-CAP INDEX FUND	+1,202	237,272	$18,606,870
RDVY	First Trust Rising Dividend Achievers ETF	+1,131	29,135	$2,280,979
FMDE	Fidelity Enhanced Mid Cap Core ETF	+739	308,707	$12,465,588
SCHA	Schwab U.S. Small-Cap ETF	+700	76,601	$2,499,490
GRAB	Grab Holdings Ltd	+503	12,721	$39,562
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+298	2,138	$800,125
SOXL	Direxion Daily Semiconductor Bull 3X Shares	+201	2,627	$388,428
IEMG	iShares Trust	+123	25,172	$0
QQQ	Invesco Qqq Trust, Series 1	+117	2,466	$1,824,272
GOOGL	Alphabet Inc.	+76	3,442	$1,184,323
IJT	iShares S&P Small-Cap 600 Growth ETF	+63	17,427	$2,794,070
VOO	VANGUARD 500 INDEX FUND	+41	2,241	$1,570,627
MRK	Merck & Co., Inc.	+30	1,911	$277,687
SPY	Spdr S&P 500 ETF Trust	+8	991	$755,766
IJH	iShares Core S&P Mid-Cap ETF	+6	7,457	$536,531
VEA	Vanguard FTSE Developed Markets ETF	+3	10,112	$714,008
OEF	iShares S&P 100 ETF	+2	953	$364,122
No positions match the current search.

Trimmed

Positions the filer reduced

24 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−13,897	1,083,698	$38,937,269
SCHV	Schwab U.S. Large-Cap Value ETF	−5,433	973,939	$32,441,908
SCHF	Schwab International Equity ETF	−5,184	704,927	$19,364,344
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−5,000	7,605	$360,172
SPCX	Space Exploration Technologies Corp	−3,145	25,662	$3,871,369
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−1,697	4,041	$591,925
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−1,255	207,320	$12,296,149
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	−660	19,246	$6,501,876
AMZN	Amazon Com Inc	−655	6,243	$1,555,443
IJS	iShares S&P Small-Cap 600 Value ETF	−486	5,651	$723,893
AAPL	Apple Inc.	−429	8,714	$2,901,936
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−416	32,059	$7,406,590
WMT	Walmart Inc.	−299	6,044	$628,092
NVDA	Nvidia Corp	−276	8,621	$1,968,863
SCHM	Schwab U.S. Mid-Cap ETF	−220	40,246	$1,369,168
GOOG	Alphabet Inc.	−200	1,257	$428,310
DFIV	Dimensional International Value ETF	−149	134,180	$7,495,294
MSFT	Microsoft Corp	−104	3,298	$1,691,544
META	Meta Platforms, Inc.	−104	501	$363,315
LLY	ELI LILLY & Co	−50	180	$208,274
EEM	iShares MSCI Emerging Markets ETF	−37	10,633	$710,178
BRK-B	Berkshire Hathaway Inc	−27	603	$300,263
VTV	VANGUARD VALUE INDEX FUND	−26	12,990	$2,806,879
COST	Costco Wholesale Corp	−4	222	$202,095
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
AMD	Advanced Micro Devices Inc	363	$222,068
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
CAT	Caterpillar Inc	272	$289,652
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	3,500	$272,685
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	1,389	$220,378
SBUX	Starbucks Corp	2,136	$218,277
SF	Stifel Financial Corp	2,789	$194,588
BX	Blackstone Inc.	1,600	$188,272
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	3,420	$181,636
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

70 tracked positions · $226,269,716 total · filing declares 70 positions · $230,394,139 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 70 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	1,083,698	-13,897	$38,937,269	+4.8%	17.21%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	973,939	-5,433	$32,441,908	−4.8%	14.34%
SCHF	Schwab International Equity ETF	Reduced	704,927	-5,184	$19,364,344	−1.6%	8.56%
VO	VANGUARD MID-CAP INDEX FUND	Added	237,272	+1,202	$18,606,870	−2.2%	8.22%
FMDE	Fidelity Enhanced Mid Cap Core ETF	Added	308,707	+739	$12,465,588	−0.3%	5.51%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	207,320	-1,255	$12,296,149	−1.2%	5.43%
DFIV	Dimensional International Value ETF	Reduced	134,180	-149	$7,495,294	+3.3%	3.31%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	32,059	-416	$7,406,590	−6.1%	3.27%
VXUS	Vanguard Total International Stock ETF	Added	78,321	+1,203	$6,654,152	+0.9%	2.94%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	19,246	-660	$6,501,876	−10.7%	2.87%
SPCX	Space Exploration Technologies Corp Industrials	Reduced	25,662	-3,145	$3,871,369	−21.3%	1.71%
VUG	VANGUARD GROWTH INDEX FUND	Added	34,669	+8,287	$3,124,023	+37.5%	1.38%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	128,763	+1,464	$2,908,756	−2.5%	1.29%
AAPL	Apple Inc. Technology	Reduced	8,714	-429	$2,901,936	+9.7%	1.28%
VTV	VANGUARD VALUE INDEX FUND	Reduced	12,990	-26	$2,806,879	−1.0%	1.24%
IJT	iShares S&P Small-Cap 600 Growth ETF	Added	17,427	+63	$2,794,070	−9.9%	1.23%
EFA	iShares MSCI EAFE ETF	Held	26,410	0	$2,743,734	+0.0%	1.21%
JPM	Jpmorgan Chase & Co Financial Services	Held	8,008	0	$2,649,286	+1.1%	1.17%
SCHA	Schwab U.S. Small-Cap ETF	Added	76,601	+700	$2,499,490	−8.9%	1.10%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	113,008	+1,858	$2,497,476	−2.9%	1.10%
RDVY	First Trust Rising Dividend Achievers ETF	Added	29,135	+1,131	$2,280,979	+0.5%	1.01%
SCHD	Schwab U.S. Dividend Equity ETF	Added	64,215	+28,907	$2,088,913	+86.6%	0.92%
NVDA	Nvidia Corp Technology	Reduced	8,621	-276	$1,968,863	+10.6%	0.87%
ABBV	AbbVie Inc. Healthcare	Held	7,468	0	$1,953,554	+4.0%	0.86%
QQQ	Invesco Qqq Trust, Series 1	Added	2,466	+117	$1,824,272	+5.5%	0.81%
FAD	First Trust Multi Cap Growth AlphaDEX Fund	Added	9,634	+8,524	$1,746,451	+686.8%	0.77%
MSFT	Microsoft Corp Technology	Reduced	3,298	-104	$1,691,544	+33.3%	0.75%
VOO	VANGUARD 500 INDEX FUND	Added	2,241	+41	$1,570,627	+3.9%	0.69%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	6,243	-655	$1,555,443	−5.4%	0.69%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	40,246	-220	$1,369,168	−8.2%	0.61%
GOOGL	Alphabet Inc. Communication Services	Added	3,442	+76	$1,184,323	−1.5%	0.52%
VEU	Vanguard International Equity Index Funds	Added	14,172	+6,306	$1,175,850	+78.5%	0.52%
IJR	iShares Core S&P Small-Cap ETF	Added	7,125	+2,266	$969,285	+34.5%	0.43%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	2,138	+298	$800,125	+17.5%	0.35%
SPY	Spdr S&P 500 ETF Trust	Added	991	+8	$755,766	+3.0%	0.33%
IJS	iShares S&P Small-Cap 600 Value ETF	Reduced	5,651	-486	$723,893	−13.7%	0.32%
VEA	Vanguard FTSE Developed Markets ETF	Added	10,112	+3	$714,008	−0.9%	0.32%
EEM	iShares MSCI Emerging Markets ETF	Reduced	10,633	-37	$710,178	−2.7%	0.31%
GILD	Gilead Sciences, Inc. Healthcare	Held	4,730	0	$705,006	+18.0%	0.31%
WMT	Walmart Inc. Consumer Defensive	Reduced	6,044	-299	$628,092	−12.6%	0.28%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	4,041	-1,697	$591,925	−32.2%	0.26%
IJH	iShares Core S&P Mid-Cap ETF	Added	7,457	+6	$536,531	−6.6%	0.24%
MSI	Motorola Solutions, Inc. Technology	Held	1,164	0	$519,109	+7.4%	0.23%
TGT	Target Corp Consumer Defensive	Held	3,075	0	$481,821	+20.0%	0.21%
IVV	iShares Core S&P 500 ETF	Held	580	0	$444,193	+2.3%	0.20%
GOOG	Alphabet Inc. Communication Services	Reduced	1,257	-200	$428,310	−16.8%	0.19%
SHYM		Held	19,995	0	$427,393	−4.8%	0.19%
SOXL	Direxion Daily Semiconductor Bull 3X Shares	Added	2,627	+201	$388,428	−40.0%	0.17%
JNJ	Johnson & Johnson Healthcare	Held	1,390	0	$367,988	+4.2%	0.16%
OEF	iShares S&P 100 ETF	Added	953	+2	$364,122	+4.7%	0.16%

Showing the top 50 of 70 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.