PATHWAY WEALTH MANAGEMENT LLC

Registered adviser

CIK

2135623

Location

DALLAS, TX

Portfolio Value

Small $149,500,607

Diversification

Diversified

Filing Date

Global Rank

#7,575 / 8,827 ▲ 449 · as of Jun 2026

Top Industry

Semiconductors 64.8%

Period ended 38 days ago

Filed Oct 19, 2026 · 19d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 283774

Roster of Nov 1, 2026

Regulatory AUM

$116,022,199

Main clients

Individuals and high net worth (87% of AUM)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.9% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 61.7%; sector active share 47.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

30 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

31.0%

+2.7 pts

Top 5

67.0%

+0.6 pts

Top 10

83.8%

−0.1 pts

HHI

1,444

Diversified+123

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	77.6%	$115,975,777	16
Healthcare	7.0%	$10,499,824	3
Consumer Cyclical	5.3%	$7,865,366	3
Communication Services	3.7%	$5,471,943	1
Industrials	3.4%	$5,044,934	3
Consumer Defensive	2.2%	$3,354,602	1
Basic Materials	0.5%	$808,458	2
Financial Services	0.3%	$479,703	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	+10,136	13,473	$3,566,976
CRWV	CoreWeave, Inc.	+2,834	6,952	$605,658
AMZN	Amazon Com Inc	+2,680	26,955	$6,715,838
MU	Micron Technology Inc	+303	5,203	$5,541,767
AVGO	Broadcom Inc.	+5	44,771	$15,723,127
No positions match the current search.

Trimmed

Positions the filer reduced

7 positions

Ticker	Company	Δ Shares	Shares	Value
Q	Qnity Electronics, Inc.	−100	3,080	$387,279
GEV	GE Vernova Inc.	−60	1,445	$1,373,458
AMD	Advanced Micro Devices Inc	−45	37,565	$22,980,764
MSFT	Microsoft Corp	−20	6,355	$3,259,479
NVDA	Nvidia Corp	−20	203,177	$46,401,563
ETN	Eaton Corp plc	−15	6,478	$2,783,661
COST	Costco Wholesale Corp	−5	3,685	$3,354,602
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
MS	Morgan Stanley	1,000	$209,040
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

30 tracked positions · $149,500,607 total · filing declares 30 positions · $149,500,617 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	203,177	-20	$46,401,563	+14.1%	31.04%
AMD	Advanced Micro Devices Inc Technology	Reduced	37,565	-45	$22,980,764	+5.2%	15.37%
AVGO	Broadcom Inc. Technology	Added	44,771	+5	$15,723,127	−7.0%	10.52%
LLY	ELI LILLY & Co Healthcare	Held	7,173	0	$8,299,734	−3.5%	5.55%
AMZN	Amazon Com Inc Consumer Cyclical	Added	26,955	+2,680	$6,715,838	+16.1%	4.49%
MRVL	Marvell Technology, Inc. Technology	Held	23,825	0	$6,294,803	−11.3%	4.21%
MU	Micron Technology Inc Technology	Added	5,203	+303	$5,541,767	−2.0%	3.71%
GOOG	Alphabet Inc. Communication Services	Held	16,059	0	$5,471,943	−3.6%	3.66%
AAPL	Apple Inc. Technology	Held	12,950	0	$4,312,609	+15.1%	2.88%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	13,473	+10,136	$3,566,976	+40.1%	2.39%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	3,685	-5	$3,354,602	−2.8%	2.24%
MSFT	Microsoft Corp Technology	Reduced	6,355	-20	$3,259,479	+37.1%	2.18%
AMAT	Applied Materials Inc Technology	Held	6,000	0	$3,068,280	−29.3%	2.05%
ETN	Eaton Corp plc Industrials	Reduced	6,478	-15	$2,783,661	+0.6%	1.86%
ANET	Arista Networks, Inc. Technology	Held	10,000	0	$2,035,900	+19.8%	1.36%
TMO	Thermo Fisher Scientific Inc. Healthcare	Held	2,930	0	$1,977,896	+34.6%	1.32%
GEV	GE Vernova Inc. Industrials	Reduced	1,445	-60	$1,373,458	−22.3%	0.92%
HD	Home Depot, Inc. Consumer Cyclical	Held	3,140	0	$893,298	−19.3%	0.60%
CAT	Caterpillar Inc Industrials	Held	1,095	0	$887,815	−23.9%	0.59%
CRWV	CoreWeave, Inc. Technology	Added	6,952	+2,834	$605,658	+47.8%	0.41%
LIN	Linde PLC Basic Materials	Held	1,100	0	$522,115	−8.5%	0.35%
GLW	Corning Inc Technology	Held	3,365	0	$517,402	−39.8%	0.35%
PLTR	Palantir Technologies Inc. Technology	Held	2,600	0	$486,330	+60.3%	0.33%
JPM	Jpmorgan Chase & Co Financial Services	Held	1,450	0	$479,703	+1.1%	0.32%
SHOP	Shopify Inc. Technology	Held	2,850	0	$422,655	+29.9%	0.28%
Q	Qnity Electronics, Inc. Technology	Reduced	3,080	-100	$387,279	−25.4%	0.26%
DELL	Dell Technologies Inc. Technology	Held	690	0	$371,185	+24.7%	0.25%
NUE	Nucor Corp Basic Materials	Held	1,225	0	$286,343	+4.9%	0.19%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	3,000	0	$256,230	−7.3%	0.17%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Held	425	0	$222,194	+5.3%	0.15%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.