VAUGHAN & Co SECURITIES, INC.

Broker-Dealer

CIK

805870

Location

Ridgewood, NJ

Portfolio Value

Micro $1,685,080

Diversification

Diversified

Filing Date

Global Rank

#7,192 / 8,232 ▲ 301

Top Industry

Drug Manufacturers - General 12.9%

3Y Alpha vs SPY

-2.6%

Period ended 2 months ago

Filed Apr 27, 2026 · 48d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+65.3%

SPY

+76.3%

Annualised alpha

-2.6%

Max drawdown

−15.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

36 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

10.4%

+1.2 pts

Top 5

30.7%

+3.5 pts

Top 10

47.0%

+2.6 pts

HHI

399

Diversified+35

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Energy	14.0%	$3,548,979	5
Healthcare	13.8%	$3,511,410	5
Financial Services	11.8%	$3,006,527	6
Utilities	11.6%	$2,941,447	5
Unclassified	11.5%	$2,933,433	2
Technology	11.4%	$2,891,091	2
Communication Services	6.7%	$1,696,890	3
Basic Materials	6.6%	$1,685,080	3
Industrials	6.1%	$1,544,825	2
Consumer Defensive	3.0%	$770,319	1
Real Estate	2.5%	$640,517	1
Consumer Cyclical	0.9%	$232,221	1

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	+1,900	4,050	$2,633,877
AAPL	Apple Inc.	+761	8,493	$2,155,438
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VLY	Valley National Bancorp	−1,616	55,065	$676,198
DOW	Dow Inc.	−1,035	10,086	$420,081
GSK	GSK plc	−784	16,873	$931,220
TU	Telus Corp	−693	21,780	$279,437
BMY	Bristol Myers Squibb Co	−593	15,650	$949,172
PPL	PPL Corp	−472	16,768	$640,537
UPS	United Parcel Service Inc	−465	8,388	$825,211
PFE	Pfizer Inc	−433	15,411	$432,740
RCI	Rogers Communications Inc	−374	15,837	$608,932
CVS	CVS HEALTH Corp	−344	8,384	$602,138
BIPC	Brookfield Infrastructure Corp	−337	8,214	$324,617
EMN	Eastman Chemical Co	−318	10,458	$798,154
VZ	Verizon Communications Inc	−315	16,106	$808,521
NWE	NorthWestern Energy Group, Inc.	−307	9,389	$619,110
LYB	LyondellBasell Industries N.V.	−233	5,795	$466,845
OKE	Oneok Inc /New/	−229	8,736	$789,647
VLO	Valero Energy Corp/Tx	−178	4,578	$1,131,132
PM	Philip Morris International Inc.	−171	4,659	$770,319
VICI	Vici Properties Inc.	−164	23,445	$640,517
BMO	Bank Of Montreal /Can/	−163	5,248	$710,264
CM	Canadian Imperial Bank Of Commerce /Can/	−157	4,170	$395,107
MMM	3M Co	−156	4,955	$719,614
MTB	M&T Bank Corp	−115	2,510	$518,867
IBM	International Business Machines Corp	−106	3,035	$735,653
CHRD	Chord Energy Corp	−106	3,498	$497,345
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
XOM	Exxon Mobil Corp	1,335	$226,496
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

3 positions · $1,685,080 total · Basic Materials only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
EMN	Eastman Chemical Co Basic Materials	Reduced	10,458	-318	$798,154	+16.0%	47.37%
LYB	LyondellBasell Industries N.V. Basic Materials	Reduced	5,795	-233	$466,845	+78.9%	27.70%
DOW	Dow Inc. Basic Materials	Reduced	10,086	-1,035	$420,081	+61.6%	24.93%