VAUGHAN & Co SECURITIES, INC.
Broker-DealerFiling Date
Global Rank
#7,192
/ 8,232
▲ 301
Top Industry
Drug Manufacturers - General
12.9%
3Y Alpha vs SPY
-2.6%
Period ended 2 months ago
Filed Apr 27, 2026 · 48d
25 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+65.3%
SPY
+76.3%
Annualised alpha
-2.6%
Max drawdown
−15.6%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
36 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
10.4%
+1.2 pts
Top 5
30.7%
+3.5 pts
Top 10
47.0%
+2.6 pts
HHI
399
Diversified+35
Portfolio Trend
25 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Energy | 14.0% | $3,548,979 |
| Healthcare | 13.8% | $3,511,410 |
| Financial Services | 11.8% | $3,006,527 |
| Utilities | 11.6% | $2,941,447 |
| Unclassified | 11.5% | $2,933,433 |
| Technology | 11.4% | $2,891,091 |
| Communication Services | 6.7% | $1,696,890 |
| Basic Materials | 6.6% | $1,685,080 |
| Industrials | 6.1% | $1,544,825 |
| Consumer Defensive | 3.0% | $770,319 |
| Real Estate | 2.5% | $640,517 |
| Consumer Cyclical | 0.9% | $232,221 |
Last Quarter's Activity
Export CSVTrimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VLY | Valley National Bancorp | −1,616 | 55,065 | $676,198 | |
| DOW | Dow Inc. | −1,035 | 10,086 | $420,081 | |
| GSK | GSK plc | −784 | 16,873 | $931,220 | |
| TU | Telus Corp | −693 | 21,780 | $279,437 | |
| BMY | Bristol Myers Squibb Co | −593 | 15,650 | $949,172 | |
| PPL | PPL Corp | −472 | 16,768 | $640,537 | |
| UPS | United Parcel Service Inc | −465 | 8,388 | $825,211 | |
| PFE | Pfizer Inc | −433 | 15,411 | $432,740 | |
| RCI | Rogers Communications Inc | −374 | 15,837 | $608,932 | |
| CVS | CVS HEALTH Corp | −344 | 8,384 | $602,138 | |
| BIPC | Brookfield Infrastructure Corp | −337 | 8,214 | $324,617 | |
| EMN | Eastman Chemical Co | −318 | 10,458 | $798,154 | |
| VZ | Verizon Communications Inc | −315 | 16,106 | $808,521 | |
| NWE | NorthWestern Energy Group, Inc. | −307 | 9,389 | $619,110 | |
| LYB | LyondellBasell Industries N.V. | −233 | 5,795 | $466,845 | |
| OKE | Oneok Inc /New/ | −229 | 8,736 | $789,647 | |
| VLO | Valero Energy Corp/Tx | −178 | 4,578 | $1,131,132 | |
| PM | Philip Morris International Inc. | −171 | 4,659 | $770,319 | |
| VICI | Vici Properties Inc. | −164 | 23,445 | $640,517 | |
| BMO | Bank Of Montreal /Can/ | −163 | 5,248 | $710,264 | |
| CM | Canadian Imperial Bank Of Commerce /Can/ | −157 | 4,170 | $395,107 | |
| MMM | 3M Co | −156 | 4,955 | $719,614 | |
| MTB | M&T Bank Corp | −115 | 2,510 | $518,867 | |
| IBM | International Business Machines Corp | −106 | 3,035 | $735,653 | |
| CHRD | Chord Energy Corp | −106 | 3,498 | $497,345 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
1 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XOM | Exxon Mobil Corp | 1,335 | $226,496 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exitedNo qualifying positions this quarter.
36 positions ·
$25,402,739 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 4,050 | $2,633,877 | 10.37% | |
| AAPL |
Apple Inc.
Technology
|
Added | 8,493 | $2,155,438 | 8.49% | |
| VLO |
Valero Energy Corp/Tx
Energy
|
Reduced | 4,578 | $1,131,132 | 4.45% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 15,650 | $949,172 | 3.74% | |
| GSK |
GSK plc
Healthcare
|
Reduced | 16,873 | $931,220 | 3.67% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 4,371 | $904,359 | 3.56% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 8,388 | $825,211 | 3.25% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 16,106 | $808,521 | 3.18% | |
| EMN |
Eastman Chemical Co
Basic Materials
|
Reduced | 10,458 | $798,154 | 3.14% | |
| OKE |
Oneok Inc /New/
Energy
|
Reduced | 8,736 | $789,647 | 3.11% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 4,659 | $770,319 | 3.03% | |
| OGE |
Oge Energy Corp.
Utilities
|
Reduced | 16,009 | $767,791 | 3.02% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 3,035 | $735,653 | 2.90% | |
| MMM |
3M Co
Industrials
|
Reduced | 4,955 | $719,614 | 2.83% | |
| BMO |
Bank Of Montreal /Can/
Financial Services
|
Reduced | 5,248 | $710,264 | 2.80% | |
| VLY |
Valley National Bancorp
Financial Services
|
Reduced | 55,065 | $676,198 | 2.66% | |
| PPL |
PPL Corp
Utilities
|
Reduced | 16,768 | $640,537 | 2.52% | |
| VICI |
Vici Properties Inc.
Real Estate
|
Reduced | 23,445 | $640,517 | 2.52% | |
| NWE |
NorthWestern Energy Group, Inc.
Utilities
|
Reduced | 9,389 | $619,110 | 2.44% | |
| RCI |
Rogers Communications Inc
Communication Services
|
Reduced | 15,837 | $608,932 | 2.40% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Reduced | 8,384 | $602,138 | 2.37% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 2,741 | $596,140 | 2.35% | |
| CNP |
Centerpoint Energy Inc
Utilities
|
Reduced | 13,656 | $589,392 | 2.32% | |
| MTB |
M&T Bank Corp
Financial Services
|
Reduced | 2,510 | $518,867 | 2.04% | |
| CHRD |
Chord Energy Corp
Energy
|
Reduced | 3,498 | $497,345 | 1.96% | |
| LYB |
LyondellBasell Industries N.V.
Basic Materials
|
Reduced | 5,795 | $466,845 | 1.84% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 15,411 | $432,740 | 1.70% | |
| DOW |
Dow Inc.
Basic Materials
|
Reduced | 10,086 | $420,081 | 1.65% | |
| CM |
Canadian Imperial Bank Of Commerce /Can/
Financial Services
|
Reduced | 4,170 | $395,107 | 1.56% | |
| APO |
Apollo Global Management, Inc.
Financial Services
|
Reduced | 3,238 | $360,777 | 1.42% | |
| BX |
Blackstone Inc.
Financial Services
|
Reduced | 3,003 | $345,314 | 1.36% | |
| BIPC |
Brookfield Infrastructure Corp
Utilities
|
Reduced | 8,214 | $324,617 | 1.28% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Held | 519 | $299,556 | 1.18% | |
| TU |
Telus Corp
Communication Services
|
Reduced | 21,780 | $279,437 | 1.10% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Held | 1,115 | $232,221 | 0.91% | |
| XOM |
Exxon Mobil Corp
Energy
|
NEW | 1,335 | $226,496 | 0.89% |