NWE · NorthWestern Energy Group, Inc. · Holdings

$77.59 +0.46 (+0.60%) At close · Oct 23

S&P 400 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.77B

61.52M

Volume · Oct 23 558.76K Avg daily vol (3M) 462.83K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NWE: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 376

Total Value: $4,214,614,118

Total Shares: 58,877,631

Showing 1–100 of 378 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding NWE

All superinvestors →

Mario Gabelli $19,147,607 Ray Dalio $3,574,912

Holder Concentration

Across 377 13F filers

Top Holder

15.4%

of institutional value

Top 5

33.3%

of institutional value

Top 10

44.5%

of institutional value

HHI

401

Broadly held

Who Holds NWE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 376 filers, like-for-like change -2.8%; actively managed books -6.3%; index-like books +3.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.3%	200	-1.6%	21	20
Exempt adviser	0.9%	6	-40.0%	0	0
Adviser	6.1%	10	-10.7%	0	1
Bank	12.0%	17	-0.5%	0	1
Insurer	0.4%	2	+5.5%	0	0
Broker-dealer	0.1%	1	+11.6%	0	0
Benefit plan	0.7%	8	-11.5%	0	0
Non-US	1.8%	11	-52.5%	0	0
Holding company	22.5%	8	+5.7%	1	0
Unknown	9.2%	113	-12.3%	11	8

Style	Share	Filers	Change	New	Exited
Index-like	38.2%	40	+3.8%	3	0
Systematic-like	5.6%	22	-11.0%	3	2
Concentrated	1.8%	65	+10.2%	10	7
Diversified active	54.5%	249	-6.2%	17	21
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.7%	236	+1.7%	16	16
Medium turnover	14.6%	66	-22.2%	4	3
High turnover	11.1%	47	+3.8%	8	6
Unknown	14.6%	27	-0.3%	5	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.8%	49	-3.4%	7	6
Medium horizon	19.0%	59	+7.2%	8	7
Long horizon	56.0%	245	-7.1%	13	14
Unknown	7.3%	23	+11.7%	5	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.7%	81	-12.3%	13	11
$1B to $10B	9.6%	112	-5.5%	8	7
$10B to $100B	18.9%	114	-0.8%	10	9
$100B or more	69.8%	69	-2.6%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.4%	103	-4.8%	12	16
Pooled investment vehicles	13.0%	35	+8.9%	5	3
Registered funds and BDCs	22.5%	28	-2.9%	0	0
Pension and profit sharing plans	0.1%	2	-46.6%	0	0
Insurance companies	0.8%	6	+1.5%	0	0
Charitable organizations	0.0%	3	+26.7%	1	0
Governments and sovereign funds	0.5%	4	+32.9%	2	0
Corporations	0.2%	1	-0.4%	0	0
Other investment advisers	0.1%	5	-7.7%	0	0
Other	0.0%	1	-89.9%	0	1
Diversified	6.8%	12	-10.9%	1	0
Banks and thrifts	0.0%	0	—	0	0
Unknown	53.7%	176	-3.8%	12	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	16.3%	50	+1.1%	6	3
Private equity funds	0.7%	9	-56.4%	0	2
Venture capital funds	0.1%	3	-38.2%	0	0
Real estate funds	0.0%	5	+102.2%	2	0
Liquidity funds	0.0%	1	0.0%	0	0
Securitized asset funds	0.3%	2	+0.5%	0	0
Other private funds	4.3%	15	-5.6%	1	2
Mixed private funds	1.8%	1	+30.0%	0	0
Private funds, type not stated	1.9%	9	-20.0%	0	1
No private funds	21.9%	111	-1.3%	12	12
Unknown	52.8%	170	-2.8%	12	10

Location	Share	Filers	Change	New	Exited
United States	92.7%	317	-0.4%	29	30
Outside the US	7.3%	59	-29.0%	4	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

376 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.798% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.006%

Mar 31, 2026: 2

Crowding

24.9%

of shares outstanding, 71st percentile

Mar 31, 2026: 26.4%

Private-fund advisers

24.2%

of shares outstanding

Institutional ownership

95.7%

96.6% of the estimated free float

Top 10 holders

44.5%

of 13F shares, Herfindahl 0.040

Active holders

-6.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.9 quarters

Under 1 year 20.0% 1 to 3 years 29.3% 3 years or more 50.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$62.02

estimated per share

Mar 31, 2026: $60.83

Quarter-end price

$71.62

implied by 13F values

Estimated gain or loss

+15.5%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 25.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NWE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TXNM Txnm Energy Inc	14	0.313
2	IMXI International Money Express, Inc.	8	0.258
3	BHF Brighthouse Financial, Inc.	11	0.240
4	RMAX RE/MAX Holdings, Inc.	4	0.219
5	IHS IHS Holding Ltd	5	0.212
6	PEN Penumbra Inc	11	0.206
7	QRVO Qorvo, Inc.	9	0.205
8	SLAB Silicon Laboratories Inc.	8	0.203
9	WBS Webster Financial Corp	11	0.194
10	JHG Janus Henderson Group Ltd.	8	0.190

Shareholder Targets

13F filers that own its peers but not NWE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TXNM, IMXI, BHF, RMAX, IHS, PEN, QRVO, SLAB, WBS, JHG, RAMP, DBRHP, NATL, GSAT, STEL, OGN, YCY, TWOD, KFII, ARCL. 1,097 filers in all.

#	Filer	In peers	Of book	Largest peers
1	TRIAN FUND MANAGEMENT, L.P. Registered adviser, Concentrated	$1,332,745,144 1 held	33.6%	JHG
2	HBK INVESTMENTS L P Registered adviser, Concentrated	$1,094,109,815 4 held	15.9%	PEN, JHG, SLAB
3	Pentwater Capital Management LP Registered adviser, Concentrated	$1,073,559,616 5 held	8.60%	TXNM, OGN, DBRHP
4	FIL Ltd Non-US, Diversified active	$681,142,079 5 held	0.490%	QRVO, JHG, RAMP
5	GLAZER CAPITAL, LLC Registered adviser, Diversified active	$563,843,468 15 held	18.6%	JHG, WBS, PEN
6	Blackstone Inc. Adviser, Concentrated	$541,890,431 10 held	1.51%	TXNM, WBS, JHG
7	Starboard Value LP Registered adviser, Concentrated	$523,387,030 1 held	11.6%	QRVO
8	ALPINE ASSOCIATES MANAGEMENT INC. Registered adviser, Diversified active	$521,242,389 15 held	36.4%	QRVO, SLAB, PEN
9	Wendel SE Unknown, Unknown	$518,917,263 1 held	100.0%	IHS
10	TIG Advisors, LLC Registered adviser, Concentrated	$393,952,059 11 held	19.4%	JHG, PEN, QRVO

Fund Ownership of NWE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 28.45% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.53%	+0.62 pp	2,789,570	96
Index ETFs	23.92%	-0.12 pp	14,713,589	95
Active ETFs	0.82%	-0.07 pp	503,379	14
Active funds	15.25%	+0.36 pp	9,383,246	128
Unclassified	1.24%	+0.49 pp	764,273	16
All registered funds	45.77%	+1.27 pp	28,154,057	349

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 200 Exempt adviser 6 Adviser 10 Bank 18 Insurer 2 Broker-dealer 1 Benefit plan 8 Non-US 11 Holding company 8 Unknown 112

Showing 100 of 378

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$649,647,252

15.41%

9,070,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	161,961	$11,599,646	1.8%	Sole
BlackRock Investment Management (Australia) Ltd	27,929	$2,000,274	0.3%	Sole
BlackRock Asset Management Canada Ltd	52,839	$3,784,329	0.6%	Sole
BlackRock Investment Management, LLC	325,660	$23,323,769	3.6%	Sole
BLACKROCK ADVISORS LLC	356,549	$25,536,039	3.9%	Sole
BlackRock Fund Advisors	5,245,673	$375,695,100	57.8%	Sole
BlackRock Institutional Trust Company, N.A.	2,453,912	$175,749,177	27.1%	Sole
BlackRock Japan Co. Ltd	4,313	$308,897	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	19,417	$1,390,645	0.2%	Sole
BlackRock (Netherlands) B.V.	891	$63,813	0.0%	Sole
BlackRock Asset Management Ireland Ltd	94,869	$6,794,517	1.0%	Sole
BlackRock Life Ltd	1,876	$134,359	0.0%	Sole
Aperio Group, LLC	324,828	$23,264,181	3.6%	Sole
SpiderRock Advisors, LLC	35	$2,506	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$254,157,679

6.03%

3,548,697

VANGUARD CAPITAL MANAGEMENT LLC

$199,829,540

4.74%

2,790,136

STATE STREET CORP

$174,147,324

4.13%

2,431,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	2,431,546	$174,147,324	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$128,121,017

3.04%

1,788,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	307,023	$21,988,987	17.2%	Defined
Held directly	1,481,877	$106,132,030	82.8%	Defined

FRANKLIN RESOURCES INC

$113,268,818

2.69%

1,581,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	145,535	$10,423,216	9.2%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	4	$286	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	302	$21,629	0.0%	Defined
FRANKLIN ADVISERS INC	1,431,097	$102,495,167	90.5%	Defined
FRANKLIN ADVISORY SERVICES LLC	4,221	$302,308	0.3%	Defined
PUTNAM ADVISORY CO LLC	366	$26,212	0.0%	Defined

NEUBERGER BERMAN GROUP LLC

$97,223,147

2.31%

1,357,486

Balyasny Asset Management L.P.

$92,095,943

2.19%

1,285,897

AMERICAN CENTURY COMPANIES INC

$88,684,754

2.10%

1,238,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,238,268	$88,684,754	100.0%	Defined

SYSTEMATIC FINANCIAL MANAGEMENT LP

$80,354,488

1.91%

1,121,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AFFILIATED MANAGERS GROUP, INC.	1,090,426	$78,096,310	97.2%	Defined
MORGAN STANLEY	31,530	$2,258,178	2.8%	Other

AQR Arbitrage LLC

$78,411,867

1.86%

1,094,832

MILLENNIUM MANAGEMENT LLC

$76,212,202

1.81%

1,064,119

ALLIANCEBERNSTEIN L.P.

$76,017,969

1.80%

1,061,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,061,407	$76,017,969	100.0%	Defined

GOLDMAN SACHS GROUP INC

$75,299,978

1.79%

1,051,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	885,131	$63,393,082	84.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	159,117	$11,395,959	15.1%	Defined
Goldman Sachs Trust Company, N.A.	7,134	$510,937	0.7%	Defined

DIMENSIONAL FUND ADVISORS LP

$74,172,033

1.76%

1,035,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,990	$357,383	0.5%	Defined
DFA Australia Ltd.	39,734	$2,845,749	3.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	287	$20,554	0.0%	Defined
Dimensional Ireland Ltd	35,139	$2,516,655	3.4%	Defined
Held directly	955,483	$68,431,692	92.3%	Sole

CITIGROUP INC

$73,321,689

1.74%

1,023,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	4,877	$349,290	0.5%	Defined
Citigroup Financial Products Inc. joint	1,018,883	$72,972,399	99.5%	Defined

Hudson Bay Capital Management LP

$64,674,722

1.53%

903,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	903,026	$64,674,722	100.0%	Defined

FMR LLC

$61,673,843

1.46%

861,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	857,659	$61,425,537	99.6%	Defined
STRATEGIC ADVISERS LLC	3,467	$248,306	0.4%	Defined

NORTHERN TRUST CORP

$59,053,696

1.40%

824,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	769,922	$55,141,813	93.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	16,318	$1,168,695	2.0%	Defined
MASON STREET ADVISORS, LLC joint	28,574	$2,046,469	3.5%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	9,728	$696,719	1.2%	Other

MORGAN STANLEY

$58,852,011

1.40%

821,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	588	$42,112	0.1%	Defined
MORGAN STANLEY & CO. LLC	30,586	$2,190,569	3.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	395,388	$28,317,688	48.1%	Defined
MORGAN STANLEY AIP GP LP	15,583	$1,116,054	1.9%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,390	$1,173,851	2.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	84,067	$6,020,878	10.2%	Defined
Parametric Sas	76,345	$5,467,828	9.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	202,779	$14,523,031	24.7%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$57,762,102

1.37%

806,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	806,508	$57,762,102	100.0%	Defined

River Road Asset Management, LLC

$57,077,057

1.35%

796,943

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$56,314,018

1.34%

786,289

NORGES BANK

$55,903,778

1.33%

780,561

BANK OF AMERICA CORP /DE/

$54,323,838

1.29%

758,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	114,126	$8,173,704	15.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	286,743	$20,536,533	37.8%	Defined
BOFA SECURITIES, INC.	66,969	$4,796,319	8.8%	Defined
MERRILL LYNCH INTERNATIONAL	6,904	$494,464	0.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	278,484	$19,945,023	36.7%	Defined
BofA Securities Europe SA	5,275	$377,795	0.7%	Defined

Bank of New York Mellon Corp

$53,280,978

1.26%

743,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	265	$18,979	0.0%	Defined
Mellon Investments Corporation joint	493,587	$35,350,699	66.3%	Other
BNY Mellon Investment Adviser, Inc.	22,537	$1,614,099	3.0%	Defined
The Bank of New York Mellon	188,063	$13,469,072	25.3%	Defined
BNY Mellon, NA joint	39,300	$2,814,665	5.3%	Defined
BNY Mellon Advisors, Inc.	186	$13,321	0.0%	Defined
Held directly	2	$143	0.0%	Defined

UBS Group AG

$52,975,952

1.26%

739,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	25,406	$1,819,577	3.4%	Defined
UBS AG	711,875	$50,984,487	96.2%	Defined
UBS Switzerland AG	2,400	$171,888	0.3%	Defined

Grantham, Mayo, Van Otterloo & Co. LLC

$44,627,281

1.06%

623,112

GW&K Investment Management, LLC

$40,961,912

0.97%

571,934

FIRST TRUST ADVISORS LP

$40,297,279

0.96%

562,654

GABELLI FUNDS LLC

$38,617,504

0.92%

539,200

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$36,794,273

0.87%

513,743

Nuveen, LLC

$36,302,314

0.86%

506,874

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	37,071	$2,655,024	7.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	119,778	$8,578,500	23.6%	Defined
TEACHERS ADVISORS, LLC joint	350,025	$25,068,790	69.1%	Defined

Schonfeld Strategic Advisors LLC

$35,735,515

0.85%

498,960

ProShare Advisors LLC

$35,131,543

0.83%

490,527

FULLER & THALER ASSET MANAGEMENT, INC.

$33,455,707

0.79%

467,128

RAYMOND JAMES FINANCIAL INC

$29,797,714

0.71%

416,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	352,896	$25,274,411	84.8%	Defined
Raymond James Financial Services Advisors, Inc.	3,117	$223,239	0.7%	Defined
ClariVest Asset Management LLC joint	9	$644	0.0%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	54,139	$3,877,435	13.0%	Defined
RAYMOND JAMES TRUST N.A.	5,892	$421,985	1.4%	Defined

VANGUARD FIDUCIARY TRUST CO

$29,411,970

0.70%

410,667

Qube Research & Technologies Ltd

$26,308,461

0.62%

367,334

HIGHBRIDGE CAPITAL MANAGEMENT LLC

$25,654,069

0.61%

358,197

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$24,098,124

0.57%

336,472

Invesco Ltd.

$23,193,705

0.55%

323,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	40,050	$2,868,380	12.4%	Defined
Invesco Trust Co joint	24,975	$1,788,709	7.7%	Defined
Invesco Capital Management LLC	258,819	$18,536,616	79.9%	Defined

Fort Baker Capital Management LP

$22,781,892

0.54%

318,094

CAXTON ASSOCIATES LLP

$22,357,758

0.53%

312,172

MetLife Investment Management, LLC

$22,140,964

0.53%

309,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	309,145	$22,140,964	100.0%	Defined

JPMORGAN CHASE & CO

$21,849,540

0.52%

305,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	80,817	$5,788,113	26.5%	Defined
J.P. Morgan Investment Management Inc.	122,095	$8,744,443	40.0%	Defined
J.P. Morgan Securities LLC	58,647	$4,200,297	19.2%	Defined
J.P. Morgan Securities plc	50	$3,581	0.0%	Defined
JPMorgan Asset Management (Taiwan) Ltd	20,399	$1,460,976	6.7%	Defined
J.P. Morgan SE	126	$9,024	0.0%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	22,942	$1,643,106	7.5%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$20,526,721

0.49%

286,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	286,606	$20,526,721	100.0%	Defined

Verition Fund Management LLC

$20,101,155

0.48%

280,664

Squarepoint Ops LLC

$19,877,772

0.47%

277,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	277,545	$19,877,772	100.0%	Defined

GAMCO INVESTORS, INC. ET AL

$19,147,607

0.45%

267,350

Legal & General Group Plc

$17,790,765

0.42%

248,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	81,170	$5,813,395	32.7%	Defined
Legal & General Investment Management Ltd	167,235	$11,977,370	67.3%	Defined

PRINCIPAL FINANCIAL GROUP INC

$17,021,996

0.40%

237,671

AQR CAPITAL MANAGEMENT LLC

$16,650,643

0.40%

232,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	43	$3,079	0.0%	Other
KEB ASSET MANAGEMENT, LLC	3	$214	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	27	$1,933	0.0%	Other
Compound Planning, Inc.	23	$1,647	0.0%	Other
DOPKINS WEALTH MANAGEMENT, LLC	18	$1,289	0.0%	Other
Arax Advisory Partners	5,515	$394,984	2.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,197	$157,349	0.9%	Other
Stokes Family Office, LLC	78	$5,586	0.0%	Other
Held directly	224,582	$16,084,562	96.6%	Defined

Man Group plc

$15,117,907

0.36%

211,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG Partners LP	211,085	$15,117,907	100.0%	Defined

Magnetar Financial LLC

$14,815,026

0.35%

206,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	47,159	$3,377,527	22.8%	Sole
Held directly	159,697	$11,437,499	77.2%	Sole

RHUMBLINE ADVISERS

$14,644,929

0.35%

204,481

STATE OF WISCONSIN INVESTMENT BOARD

$13,644,254

0.32%

190,509

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$13,127,874

0.31%

183,299

D. E. Shaw & Co., Inc.

$10,437,110

0.25%

145,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	145,729	$10,437,110	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$9,911,702

0.24%

138,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	5,153	$369,057	3.7%	Defined
UBS Asset Management Switzerland AG	103,099	$7,383,950	74.5%	Other
UBS Asset Management (UK) Ltd.	3,997	$286,264	2.9%	Other
Held directly	26,144	$1,872,431	18.9%	Defined

Russell Investments Group, Ltd.

$9,339,961

0.22%

130,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	94,911	$6,797,525	72.8%	Defined
Russell Investments Canada Limited	165	$11,817	0.1%	Defined
Russell Investments Capital, LLC	17,300	$1,239,026	13.3%	Defined
Russell Investments France SAS	4,722	$338,189	3.6%	Defined
Russell Investments Limited joint	1,958	$140,231	1.5%	Defined
Russell Investments Trust Company	11,354	$813,173	8.7%	Defined

New York Life Investment Management LLC

$9,189,490

0.22%

128,309

ADAGE CAPITAL PARTNERS GP, L.L.C.

$9,093,949

0.22%

126,975

Swiss National Bank

$8,836,690

0.21%

123,383

Polar Asset Management Partners Inc.

$8,797,371

0.21%

122,834

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS

$8,337,642

0.20%

116,415

Yaupon Capital Management LP

$7,887,582

0.19%

110,131

MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC

$7,744,103

0.18%

113,251

LMR Partners LLP

$7,416,393

0.18%

103,552

AMERIPRISE FINANCIAL INC

$7,150,182

0.17%

99,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	97,634	$6,992,547	97.8%	Defined
Ameriprise Financial Services, LLC	2,201	$157,635	2.2%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$7,028,930

0.17%

98,142

Ancora Advisors LLC

$7,003,361

0.17%

97,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	4,000	$286,480	4.1%	Sole
Held directly	93,785	$6,716,881	95.9%	Sole

First PREMIER Bank

$6,742,267

0.16%

98,600

South Dakota Investment Council

$6,598,851

0.16%

92,137

Kintayl Capital LP

$6,398,674

0.15%

89,342

Weiss Asset Management LP

$6,268,039

0.15%

87,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	87,518	$6,268,039	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$6,048,237

0.14%

84,449

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	84,449	$6,048,237	100.0%	Defined

CANADA LIFE ASSURANCE Co

$6,015,148

0.14%

83,987

BW Gestao de Investimentos Ltda.

$6,006,196

0.14%

83,862

Cerity Partners LLC

$5,748,506

0.14%

80,264

DEUTSCHE BANK AG\

$5,619,805

0.13%

78,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	14,479	$1,036,985	18.5%	Defined
DWS Investments UK Ltd	63,988	$4,582,820	81.5%	Defined

CONNING INC.

$5,520,183

0.13%

77,076

FIRST MANHATTAN CO. LLC.

$5,513,450

0.13%

76,982

Jupiter Topco LLC

$5,450,568

0.13%

76,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	76,104	$5,450,568	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$5,135,512

0.12%

71,705

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,037,679

0.12%

70,339

Public Sector Pension Investment Board

$5,026,005

0.12%

70,176

Magellan Asset Management Ltd

$4,820,384

0.11%

67,305

WELLS FARGO & COMPANY/MN

$4,692,397

0.11%

65,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	55,453	$3,971,543	84.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,678	$191,798	4.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,365	$527,481	11.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	22	$1,575	0.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$4,628,915

0.11%

67,694

Retirement Systems of Alabama

$4,556,249

0.11%

63,617

WEDGE CAPITAL MANAGEMENT L L P/NC

$4,549,731

0.11%

66,536

DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC

$4,339,813

0.10%

60,595

FIFTH THIRD BANCORP

$4,260,315

0.10%

59,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	59,485	$4,260,315	100.0%	Defined

Maryland State Retirement & Pension System

$4,157,182

0.10%

58,045

ENVESTNET ASSET MANAGEMENT INC

$4,140,065

0.10%

57,806

Mathes Company, Inc.

$4,014,659

0.10%

56,055

Oliver Luxxe Assets LLC

$4,008,914

0.10%

58,627

HEARTLAND ADVISORS INC

$3,845,062

0.09%

53,687

Mint Tower Capital Management B.V.

$3,754,463

0.09%

52,422

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Key facts CIK 1993004 CUSIP 668074305 13F (30d) 58 filings 58 filers Visit website Investor relations