STRATEGIC WEALTH MANAGEMENT INC

CIK

849854

Location

KIRKLAND, WA

Portfolio Value

Small $187,247,345

Diversification

Diversified

Reports for

Smart Portfolios, LLC

Filing Date

Global Rank

#4,965 / 6,919 ▼ 294 · as of Dec 2021

Top Industry

Semiconductors 25.8%

Period ended 4 years ago

Filed Feb 7, 2022 · 4y

8 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.8%, 22.1 effective positions, active share 90.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.9% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.1 quarters, but 13.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 90.2%; sector active share 33.5% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

68 tracked positions · as of Dec 31, 2021 · Δ vs Sep 30, 2021

Top Position

12.4%

−0.8 pts

Top 5

38.3%

−0.7 pts

Top 10

52.8%

−1.6 pts

HHI

453

Diversified−8

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2021

Sector	% Portfolio	Value	Positions
Unclassified	61.2%	$114,673,923	30
Technology	15.8%	$29,668,989	12
Financial Services	8.7%	$16,212,633	4
Industrials	4.2%	$7,847,340	6
Basic Materials	2.6%	$4,775,243	2
Real Estate	2.2%	$4,173,881	3
Consumer Cyclical	2.0%	$3,806,543	2
Energy	1.6%	$3,004,608	1
Healthcare	1.1%	$2,151,283	2
Communication Services	0.5%	$916,477	2
Consumer Defensive	0.0%	$16,425	4

Last Quarter's Activity

Export CSV

Dec 31, 2021 vs Sep 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FDN	First Trust Dow Jones Internet Index Fund	+10,490	24,335	$5,502,873
TAN	Invesco Ltd.	+8,250	44,625	$3,434,786
CRSP	CRISPR Therapeutics AG	+7,000	14,360	$1,088,200
PBW	Victory Portfolios II	+7,000	44,398	$3,170,905
—		+5,800	40,450	$1,652,382
GLW	Corning Inc	+5,500	41,480	$1,544,300
T	At&T Inc.	+5,250	36,632	$901,149
WCLD	WisdomTree Cloud Computing Fund	+5,000	57,563	$2,985,217
FINX	Global X FinTech ETF	+4,800	41,386	$1,656,681
PDI	PIMCO Dynamic Income Fund	+4,350	200,185	$5,186,793
—		+3,300	13,977	$0
NLY	Annaly Capital Management Inc	+2,700	453,975	$3,550,084
BAH	Booz Allen Hamilton Holding Corp	+2,600	10,089	$855,446
IEP	Icahn Enterprises L.P.	+2,000	60,589	$3,004,608
OGIG	ALPS \| OShares Global Internet Giants ETF	+1,952	88,984	$4,380,682
WSC	WillScot Holdings Corp	+1,550	61,546	$2,513,538
CLOU	Global X Cloud Computing ETF	+1,346	171,195	$4,540,091
ACM	Aecom	+1,200	16,925	$1,309,148
CMI	Cummins Inc	+900	4,369	$953,053
PWR	Quanta Services, Inc.	+500	7,791	$893,316
MU	Micron Technology Inc	+400	29,972	$2,791,891
SWKS	Skyworks Solutions, Inc.	+300	11,359	$1,762,235
ROK	Rockwell Automation, Inc	+295	3,792	$1,322,839
CGNX	Cognex Corp	+250	19,795	$1,539,259
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+250	22,267	$2,678,942
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
FTSM	First Trust Enhanced Short Maturity ETF	−99,208	69,562	$4,159,807
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	−12,308	20,372	$2,280,849
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−4,099	57,043	$11,661,870
RIO	Rio Tinto PLC	−2,500	49,780	$3,332,273
GLD	Spdr Gold Trust	−325	32,132	$5,493,286
AGZ	iShares Agency Bond ETF	−300	5,449	$638,459
NUE	Nucor Corp	−100	12,641	$1,442,970
VZ	Verizon Communications Inc	−40	295	$15,328
VRTX	Vertex Pharmaceuticals Inc	−40	4,841	$1,063,083
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
IWS	iShares Russell Mid-Cap Value ETF	34,823	$4,261,638
—		28,210	$2,556,108
BKCH	Global X Blockchain ETF	76,157	$1,660,222
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
—		261,921	$3,337,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

68 tracked positions · $187,247,345 total · filing declares 75 positions · $202,303,000 · as of Dec 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 68 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHO	Schwab Short-Term U.S. Treasury ETF	Held	457,418	0	$23,259,705	−0.7%	7	unpriced	12.42%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Reduced	57,043	-4,099	$11,661,870	+6.3%	8+	before history	6.23%
FSK	FS KKR Capital Corp Financial Services	Added	310,430	+125	$6,500,404	−5.0%	7	unpriced	3.47%
FXG	First Trust Consumer Staples AlphaDEX Fund	Held	89,927	0	$5,567,380	+10.0%	8+	before history	2.97%
FDN	First Trust Dow Jones Internet Index Fund	Added	24,335	+10,490	$5,502,873	+68.5%	8+	before history	2.94%
GLD	Spdr Gold Trust	Reduced	32,132	-325	$5,493,286	+3.1%	5	$175.51	2.93%
QQQ	Invesco Qqq Trust, Series 1	Held	13,466	0	$5,357,448	+11.1%	7	$265.46	2.86%
PDI	PIMCO Dynamic Income Fund Financial Services	Added	200,185	+4,350	$5,186,793	−0.4%	7	$24.28	2.77%
CLOU	Global X Cloud Computing ETF	Added	171,195	+1,346	$4,540,091	−8.7%	6	unpriced	2.42%
OGIG	ALPS \| OShares Global Internet Giants ETF	Added	88,984	+1,952	$4,380,682	−5.0%	6	unpriced	2.34%
IWS	iShares Russell Mid-Cap Value ETF	NEW	34,823	NEW	$4,261,638	NEW	1	unpriced	2.28%
IHI	iShares U.S. Medical Devices ETF	Held	64,207	0	$4,228,030	+4.9%	6	unpriced	2.26%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	69,562	-99,208	$4,159,807	−58.9%	7	$59.94	2.22%
AMD	Advanced Micro Devices Inc Technology	Held	28,617	0	$4,117,986	+39.8%	6	$82.17	2.20%
NVDA	Nvidia Corp Technology	Held	13,060	0	$3,841,076	+42.0%	7	unpriced	2.05%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Held	25,780	0	$3,632,143	+10.7%	7	unpriced	1.94%
NLY	Annaly Capital Management Inc Real Estate	Added	453,975	+2,700	$3,550,084	−6.6%	7	$7.42	1.90%
DVY	iShares Select Dividend ETF	Held	28,560	0	$3,501,170	+6.9%	4	unpriced	1.87%
AVGO	Broadcom Inc. Technology	Added	5,256	+50	$3,497,394	+38.5%	6	$355.77	1.87%
TAN	Invesco Ltd. Financial Services	Added	44,625	+8,250	$3,434,786	+18.1%	6	$59.15	1.83%
RIO	Rio Tinto PLC Basic Materials	Reduced	49,780	-2,500	$3,332,273	−4.6%	6	$65.85	1.78%
PBW	Victory Portfolios II	Added	44,398	+7,000	$3,170,905	+9.8%	6	$59.03	1.69%
IEP	Icahn Enterprises L.P. Energy	Added	60,589	+2,000	$3,004,608	+2.7%	8+	before history	1.60%
WCLD	WisdomTree Cloud Computing Fund	Added	57,563	+5,000	$2,985,217	−1.4%	6	unpriced	1.59%
AAPL	Apple Inc. Technology	Held	15,723	0	$2,791,933	+25.5%	3	$132.85	1.49%
MU	Micron Technology Inc Technology	Added	29,972	+400	$2,791,891	+33.0%	3	$82.84	1.49%
MSFT	Microsoft Corp Technology	Added	8,009	+147	$2,693,586	+21.5%	7	$260.65	1.44%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	22,267	+250	$2,678,942	+9.0%	7	$85.30	1.43%
SHY	iShares 1-3 Year Treasury Bond ETF	Held	30,491	0	$2,608,200	−0.7%	7	unpriced	1.39%
		NEW	28,210	NEW	$2,556,108	NEW	1	$86.37	1.37%
		Held	21,915	0	$2,525,046	+2.8%	7	unpriced	1.35%
WSC	WillScot Holdings Corp Industrials	Added	61,546	+1,550	$2,513,538	+32.1%	4	$26.56	1.34%
BBAG	J.P. Morgan Exchange-Traded Fund Trust	Held	46,267	0	$2,495,179	−0.6%	3	unpriced	1.33%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Reduced	20,372	-12,308	$2,280,849	−44.5%	5	unpriced	1.22%
HD	Home Depot, Inc. Consumer Cyclical	Held	4,743	0	$1,968,392	+26.4%	7	$255.82	1.05%
IDNA	iShares Genomics Immunology and Healthcare ETF	Held	43,546	0	$1,907,750	−13.6%	6	unpriced	1.02%
PHM	Pultegroup Inc Consumer Cyclical	Held	32,158	0	$1,838,151	+24.5%	6	$43.22	0.98%
SWKS	Skyworks Solutions, Inc. Technology	Added	11,359	+300	$1,762,235	−3.3%	7	$129.82	0.94%
HEAL	Global X HealthTech ETF	Held	101,383	0	$1,676,874	−6.7%	6	unpriced	0.90%
BKCH	Global X Blockchain ETF	NEW	76,157	NEW	$1,660,222	NEW	1	unpriced	0.89%
FINX	Global X FinTech ETF	Added	41,386	+4,800	$1,656,681	−5.7%	4	unpriced	0.88%
		Added	40,450	+5,800	$1,652,382	−3.4%	4	$52.29	0.88%
GLW	Corning Inc Technology	Added	41,480	+5,500	$1,544,300	+17.6%	7	$27.21	0.82%
CGNX	Cognex Corp Technology	Added	19,795	+250	$1,539,259	−1.8%	7	$67.03	0.82%
NUE	Nucor Corp Basic Materials	Reduced	12,641	-100	$1,442,970	+15.0%	3	$94.29	0.77%
ZBRA	Zebra Technologies Corp Technology	Added	2,260	+105	$1,345,152	+21.1%	4	$459.32	0.72%
ROK	Rockwell Automation, Inc Industrials	Added	3,792	+295	$1,322,839	+28.6%	7	$231.92	0.71%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Held	21,600	0	$1,313,928	−0.9%	7	unpriced	0.70%
ACM	Aecom Industrials	Added	16,925	+1,200	$1,309,148	+31.8%	7	$40.05	0.70%
GS	Goldman Sachs Group Inc Financial Services	Added	2,851	+100	$1,090,650	+4.9%	3	$360.93	0.58%

Showing the top 50 of 68 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.