CAPITAL ONE FINANCIAL CORP

CIK

927628

Location

MCLEAN, VA

Portfolio Value

Micro $28,794,094

Diversification

Diversified

Reports for

Capital One Investing, Inc.

Filing Date

Global Rank

#6,186 / 6,856 ▼ 1594 · as of Mar 2022

Top Industry

Software - Infrastructure 16.6%

Period ended 4 years ago

Filed Apr 13, 2022 · 4y

9 quarters · since Mar 2020

Portfolio Concentration

36 tracked positions · as of Mar 31, 2022 · Δ vs Dec 31, 2021

Top Position

21.7%

−3.5 pts

Top 5

51.9%

+2.4 pts

Top 10

68.7%

+8.2 pts

HHI

819

Diversified−21

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2022

Sector	% Portfolio	Value	Positions
Unclassified	32.6%	$9,390,745	4
Technology	23.6%	$6,801,365	7
Healthcare	14.0%	$4,044,674	6
Consumer Cyclical	10.1%	$2,905,957	4
Industrials	9.9%	$2,851,988	7
Communication Services	4.1%	$1,177,099	3
Financial Services	2.1%	$608,941	1
Consumer Defensive	1.9%	$552,965	2
Energy	1.6%	$460,360	2

Last Quarter's Activity

Export CSV

Mar 31, 2022 vs Dec 31, 2021

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BNDX	Vanguard Total International Bond ETF	−428,797	119,059	$6,243,453
ARLP	Alliance Resource Partners LP	−147,818	14,781	$228,070
FNDA	Schwab Fundamental U.S. Small Company ETF	−109,856	21,881	$1,169,758
EPD	Enterprise Products Partners L.P.	−40,902	9,000	$232,290
AAPL	Apple Inc.	−31,294	11,270	$1,967,854
CSCO	Cisco Systems, Inc.	−25,460	4,702	$262,183
VIG	Vanguard Dividend Appreciation ETF	−16,357	2,848	$461,831
SPY	Spdr S&P 500 ETF Trust	−14,139	3,356	$1,515,703
VZ	Verizon Communications Inc	−10,253	4,404	$224,339
MSFT	Microsoft Corp	−7,445	10,465	$3,226,464
QCOM	Qualcomm Inc/De	−7,209	1,862	$284,550
JPM	Jpmorgan Chase & Co	−5,088	4,467	$608,941
DIS	Walt Disney Co	−4,861	4,975	$682,371
PEP	Pepsico Inc	−4,608	1,204	$201,525
ABT	Abbott Laboratories	−3,116	3,815	$451,543
MCD	Mcdonalds Corp	−3,080	4,174	$1,032,146
META	Meta Platforms, Inc.	−2,785	1,216	$270,389
ABBV	AbbVie Inc.	−2,676	3,650	$591,701
AMGN	Amgen Inc	−2,630	1,079	$260,923
HD	Home Depot, Inc.	−2,497	3,904	$1,168,584
PG	PROCTER & GAMBLE Co	−2,477	2,300	$351,440
DHR	Danaher Corp /De/	−2,430	1,200	$351,995
RTX	RTX Corp	−2,218	3,553	$351,995
UNP	Union Pacific Corp	−2,113	1,382	$377,576
UPS	United Parcel Service Inc	−1,321	1,501	$321,904
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
OKE	Oneok Inc /New/	46,714	$2,744,914
OGS	ONE Gas, Inc.	14,581	$1,131,339
GOOGL	Alphabet Inc.	597	$979,199
AXP	American Express Co	5,905	$966,058
UNH	Unitedhealth Group Inc	1,811	$909,375
BMY	Bristol Myers Squibb Co	14,485	$903,139
COST	Costco Wholesale Corp /New	1,569	$890,721
AB	Alliancebernstein Holding L.P.	16,963	$828,472
INTC	Intel Corp	15,773	$812,309
CVS	CVS HEALTH Corp	7,391	$762,455
CAT	Caterpillar Inc	3,638	$752,120
NVDA	Nvidia Corp	2,507	$737,333
VEA	Vanguard FTSE Developed Markets ETF	14,336	$731,996
KKR	KKR & Co. Inc.	9,590	$714,455
BX	Blackstone Inc.	5,385	$696,765
JNJ	Johnson & Johnson	3,601	$616,023
APD	Air Products & Chemicals, Inc.	1,740	$529,412
LOW	Lowes Companies Inc	1,999	$516,701
BNY	Bank of New York Mellon Corp	8,742	$507,735
GLD	Spdr Gold Trust	2,634	$450,308
COP	Conocophillips	6,037	$435,750
VB	Vanguard Morningstar Small-Cap ETF	1,899	$429,192
WMT	Walmart Inc.	2,910	$421,047
XOM	ExxonMobil Holdings Corp	6,781	$414,929
SPGI	S&P Global Inc.	863	$407,275
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

36 tracked positions · $28,794,094 total · filing declares 91 positions · $141,387,000 · as of Mar 31, 2022

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BNDX	Vanguard Total International Bond ETF	Reduced	119,059	-428,797	$6,243,453	−79.3%	21.68%
MSFT	Microsoft Corp Technology	Reduced	10,465	-7,445	$3,226,464	−46.4%	11.21%
LLY	ELI LILLY & Co Healthcare	Reduced	7,000	-210	$2,004,590	+0.7%	6.96%
AAPL	Apple Inc. Technology	Reduced	11,270	-31,294	$1,967,854	−74.0%	6.83%
SPY	Spdr S&P 500 ETF Trust	Reduced	3,356	-14,139	$1,515,703	−81.8%	5.26%
FNDA	Schwab Fundamental U.S. Small Company ETF	Reduced	21,881	-109,856	$1,169,758	−84.0%	4.06%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,904	-2,497	$1,168,584	−56.0%	4.06%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	4,174	-3,080	$1,032,146	−46.9%	3.58%
LHX	L3harris Technologies, Inc. /De/ Industrials	Reduced	3,054	-875	$758,827	−9.4%	2.64%
DIS	Walt Disney Co Communication Services	Reduced	4,975	-4,861	$682,371	−55.2%	2.37%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,467	-5,088	$608,941	−59.8%	2.11%
ABBV	AbbVie Inc. Healthcare	Reduced	3,650	-2,676	$591,701	−30.9%	2.05%
LMT	Lockheed Martin Corp Industrials	Reduced	1,107	-416	$488,629	−9.7%	1.70%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	147	-573	$479,212	−80.0%	1.66%
VIG	Vanguard Dividend Appreciation ETF	Reduced	2,848	-16,357	$461,831	−86.0%	1.60%
ABT	Abbott Laboratories Healthcare	Reduced	3,815	-3,116	$451,543	−53.7%	1.57%
ADI	Analog Devices Inc Technology	Reduced	2,673	-648	$441,526	−24.4%	1.53%
PAYX	Paychex Inc Technology	Reduced	2,839	-835	$387,438	−22.7%	1.35%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	650	-338	$383,922	−41.8%	1.33%
UNP	Union Pacific Corp Industrials	Reduced	1,382	-2,113	$377,576	−57.1%	1.31%
RTX	RTX Corp Industrials	Reduced	3,553	-2,218	$351,995	−29.1%	1.22%
DHR	Danaher Corp /De/ Healthcare	Reduced	1,200	-2,430	$351,995	−70.5%	1.22%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,300	-2,477	$351,440	−55.0%	1.22%
UPS	United Parcel Service Inc Industrials	Reduced	1,501	-1,321	$321,904	−46.8%	1.12%
HON	Honeywell International Inc Industrials	Reduced	1,591	-853	$309,576	−39.3%	1.08%
QCOM	Qualcomm Inc/De Technology	Reduced	1,862	-7,209	$284,550	−82.8%	0.99%
META	Meta Platforms, Inc. Communication Services	Reduced	1,216	-2,785	$270,389	−79.9%	0.94%
CSCO	Cisco Systems, Inc. Technology	Reduced	4,702	-25,460	$262,183	−86.3%	0.91%
AMGN	Amgen Inc Healthcare	Reduced	1,079	-2,630	$260,923	−68.7%	0.91%
GE	General Electric Co Industrials	Reduced	2,661	-736	$243,481	−24.1%	0.85%
EPD	Enterprise Products Partners L.P. Energy	Reduced	9,000	-40,902	$232,290	−78.8%	0.81%
NXPI	NXP Semiconductors N.V. Technology	Held	1,250	0	$231,350	−18.7%	0.80%
ARLP	Alliance Resource Partners LP Energy	Reduced	14,781	-147,818	$228,070	−88.9%	0.79%
DRI	Darden Restaurants Inc Consumer Cyclical	Held	1,700	0	$226,015	−11.7%	0.78%
VZ	Verizon Communications Inc Communication Services	Reduced	4,404	-10,253	$224,339	−70.5%	0.78%
PEP	Pepsico Inc Consumer Defensive	Reduced	1,204	-4,608	$201,525	−80.0%	0.70%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.