CAPSTONE INVESTMENT ADVISORS, LLC
Position in AMP — Ameriprise Financial Inc
CIK 1426196
NEW YORK, NY
Position in AMP
as of Jun 30, 2026
· filed Aug 17, 2026
Position Value
$1,179,930
+$544,438 QoQ
Shares Held
2,572
+79.9% QoQ
Ownership
0.003%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#590
of 1,372 holders
Holding Since
Jun 2020
20 quarters on record
Voting authority
Sole 0%
Shared 100%
None 0%
Common Shares in AMP Over Time
Shares Held
Position Value (USD)
Derivatives in AMP
reported options exposure · as of Jun 30, 2026CallValue
$1,605,660
CallShares
3,500
PutValue
$1,605,660
PutShares
3,500
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Asset Management
Financial Services · as of Jun 30, 2026CAPSTONE INVESTMENT ADVISORS, LLC holds $106,505,549 across 41 Asset Management names. AMP ranks #19 (1.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BX |
Blackstone Inc.
|
132,114 | $15,545,854 | |
| 2 | KKR |
KKR & Co. Inc.
|
117,885 | $10,819,485 | |
| 3 | NBXG |
Neuberger Next Generation Connectivity Fund Inc.
|
488,681 | $8,082,783 | |
| 4 | GDV |
Gabelli Dividend & Income Trust
|
262,242 | $7,709,914 | |
| 5 | ASA |
ASA Gold & Precious Metals Ltd
|
129,134 | $6,720,133 | |
| 6 | APO |
Apollo Global Management, Inc.
|
53,065 | $6,278,120 | |
| 7 | WIW |
Western Asset Inflation-Linked Opportunities & Income Fund
|
462,748 | $3,887,083 | |
| 8 | NFJ |
Virtus Dividend, Interest & Premium Strategy Fund
|
253,669 | $3,853,232 |
All Filings in AMP
Export CSV
49 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,605,660 | 3,500 | Call | Defined | 2026-08-17 | |
| 2026-06-30 | $1,605,660 | 3,500 | Put | Defined | 2026-08-17 | |
| 2026-06-30 | $1,179,930 | 2,572 | Shares | Defined | 2026-08-17 | |
| 2026-03-31 | $635,492 | 1,430 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $450,622 | 919 | Shares | Defined | 2026-02-17 | |
| 2025-09-30 | $556,095 | 1,132 | Shares | Defined | 2025-11-14 | |
| 2025-06-30 | $224,166 | 420 | Shares | Defined | 2025-08-14 | |
| 2024-12-31 | $984,463 | 1,849 | Shares | Sole | 2025-02-14 | |
| 2024-12-31 | $425,944 | 800 | Call | Sole | 2025-02-14 | |
| 2024-12-31 | $1,384,318 | 2,600 | Put | Sole | 2025-02-14 | |
| 2024-09-30 | $140,943 | 300 | Put | Sole | 2024-11-14 | |
| 2024-09-30 | $740,890 | 1,577 | Shares | Sole | 2024-11-14 | |
| 2024-09-30 | $328,867 | 700 | Call | Sole | 2024-11-14 | |
| 2024-06-30 | $170,876 | 400 | Put | Sole | 2024-08-14 | |
| 2024-06-30 | $170,876 | 400 | Call | Sole | 2024-08-14 | |
| 2024-06-30 | $926,575 | 2,169 | Shares | Sole | 2024-08-14 | |
| 2024-03-31 | $87,688 | 200 | Call | Sole | 2024-05-01 | |
| 2024-03-31 | $131,532 | 300 | Put | Sole | 2024-05-01 | |
| 2024-03-31 | $1,459,128 | 3,328 | Shares | Sole | 2024-05-01 | |
| 2023-12-31 | $522,266 | 1,375 | Shares | Sole | 2024-02-12 | |
| 2023-12-31 | $455,796 | 1,200 | Call | Sole | 2024-02-12 | |
| 2023-12-31 | $1,937,133 | 5,100 | Put | Sole | 2024-02-12 | |
| 2023-09-30 | $198,797 | 603 | Shares | Sole | 2023-11-13 | |
| 2023-09-30 | $98,904 | 300 | Call | Sole | 2023-11-13 | |
| 2023-09-30 | $857,168 | 2,600 | Put | Sole | 2023-11-13 | |
| 2023-06-30 | $388,295 | 1,169 | Shares | Sole | 2023-08-10 | |
| 2023-06-30 | $199,296 | 600 | Call | Sole | 2023-08-10 | |
| 2023-06-30 | $1,627,584 | 4,900 | Put | Sole | 2023-08-10 | |
| 2023-03-31 | $539,133 | 1,759 | Shares | Sole | 2023-05-09 | |
| 2023-03-31 | $1,317,950 | 4,300 | Put | Sole | 2023-05-09 | |
| 2023-03-31 | $183,900 | 600 | Call | Sole | 2023-05-09 | |
| 2022-09-30 | $2,091,185 | 8,300 | Put | Sole | 2022-11-10 | |
| 2022-09-30 | $667,163 | 2,648 | Shares | Sole | 2022-11-10 | |
| 2022-09-30 | $428,315 | 1,700 | Call | Sole | 2022-11-10 | |
| 2022-06-30 | $2,091,584 | 8,800 | Put | Sole | 2022-08-15 | |
| 2022-06-30 | $475,360 | 2,000 | Call | Sole | 2022-08-15 | |
| 2022-06-30 | $237 | 1 | Shares | Sole | 2022-08-15 | |
| 2022-03-31 | $16,279,512 | 54,200 | Put | Sole | 2022-05-13 | |
| 2022-03-31 | $249,298 | 830 | Shares | Sole | 2022-05-13 | |
| 2022-03-31 | $3,544,248 | 11,800 | Call | Sole | 2022-05-13 | |
| 2021-09-30 | $11,330,748 | 42,900 | Put | Sole | 2021-11-15 | |
| 2021-09-30 | $1,980,900 | 7,500 | Call | Sole | 2021-11-15 | |
| 2020-12-31 | $242,523 | 1,248 | Shares | Sole | 2021-06-21 | |
| 2020-12-31 | $427,526 | 2,200 | Call | Sole | 2021-06-21 | |
| 2020-12-31 | $2,662,321 | 13,700 | Put | Sole | 2021-06-21 | |
| 2020-09-30 | $2,157,540 | 14,000 | Put | Sole | 2021-06-21 | |
| 2020-09-30 | $1,171,236 | 7,600 | Call | Sole | 2021-06-21 | |
| 2020-06-30 | $705,188 | 4,700 | Call | Sole | 2021-06-21 | |
| 2020-06-30 | $1,320,352 | 8,800 | Put | Sole | 2021-06-21 | |
| No filing history on record for this holder in this stock. | ||||||