Moors & Cabot, Inc.

Position in BAM — Brookfield Asset Management Ltd.

CIK 1607239 BOSTON, MA

Position in BAM

as of Jun 30, 2026 · filed Aug 10, 2026 Compact

Position Value

$241,786

-$33,403 QoQ

Shares Held

5,391

-12.9% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.01%

of 13F equity value

Holder Rank

#430

of 619 holders

Holding Since

Jun 2023

13 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

Moors & Cabot, Inc. holds $54,413,943 across 72 Asset Management names. BAM ranks #49 (0.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BLK	BlackRock, Inc.	9,883	$9,503,097
2	BX	Blackstone Inc.	47,029	$5,533,902
3	JPC	Nuveen Preferred & Income Opportunities Fund	544,903	$4,293,835
4	STT	State Street Corp	17,325	$2,938,320
5	PHYS	Sprott Physical Gold Trust	77,969	$2,352,324
6	AB	Alliancebernstein Holding L.P.	51,706	$1,821,085
7	SEIC	Sei Investments Co	20,298	$1,780,337
8	RMT	Royce Micro-Cap Trust, Inc.	114,617	$1,677,992

13 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$241,786	5,391	-12.9%	Shares	Sole	2026-08-10
2026-03-31	$275,189	6,191	+9.6%	Shares	Sole	2026-05-08
2025-12-31	$296,055	5,651	-0.3%	Shares	Sole	2026-02-10
2025-09-30	$322,678	5,667	-8.3%	Shares	Sole	2025-11-14
2025-06-30	$341,630	6,180	+0.4%	Shares	Sole	2025-08-06
2025-03-31	$298,161	6,154	-27.9%	Shares	Sole	2025-05-08
2024-12-31	$462,782	8,540	-4.9%	Shares	Sole	2025-02-07
2024-09-30	$424,806	8,983	+4.9%	Shares	Sole	2024-11-08
2024-06-30	$325,822	8,563	-0.6%	Shares	Sole	2024-08-09
2024-03-31	$362,002	8,615	+3.0%	Shares	Sole	2024-05-08
2023-12-31	$336,022	8,365	+0.3%	Shares	Sole	2024-02-14
2023-09-30	$278,055	8,340	+24.5%	Shares	Sole	2023-11-08
2023-06-30	$218,653	6,701	—	Shares	Sole	2023-08-10
No filing history on record for this holder in this stock.