Position in CAT
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$37,834,597
+$7,326,979 QoQ
Shares Held
53,404
+0.3% QoQ
Ownership
0.012%
of shares outstanding
% of Portfolio
0.03%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 88.3903827428657.ToString("F0")%
Shared 0.ToString("F0")%
None 11.609617257134296.ToString("F0")%
Common Shares in CAT Over Time
Shares Held
Position Value (USD)
Derivatives in CAT
reported options exposure · as of Mar 31, 2026CallValue
$131,915,252
CallShares
186,200
PutValue
$23,166,642
PutShares
32,700
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Farm & Heavy Construction Machinery
Industrials · as of Mar 31, 2026D. E. Shaw & Co., Inc. holds $270,102,404 across 16 Farm & Heavy Construction Machinery names. CAT ranks #2 (14.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | DE |
Deere & Co
|
180,665 | $101,768,594 | |
| 2 | CAT |
Caterpillar Inc
This page
|
53,404 | $37,834,597 | |
| 3 | BLBD |
Blue Bird Corp
|
573,468 | $32,567,247 | |
| 4 | PCAR |
Paccar Inc
|
210,874 | $24,355,946 | |
| 5 | WNC |
WABASH NATIONAL Corp
|
2,262,999 | $19,507,051 | |
| 6 | CNH |
CNH Industrial N.V.
|
1,273,300 | $14,006,300 | |
| 7 | FSS |
Federal Signal Corp /De/
|
127,430 | $13,780,280 | |
| 8 | TEX |
Terex Corp
|
171,056 | $10,109,409 |
All Filings in CAT
Export CSV
50 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $23,166,642 | 32,700 | Put | Defined | 2026-05-15 | |
| 2026-03-31 | $131,915,252 | 186,200 | Call | Defined | 2026-05-15 | |
| 2026-03-31 | $37,834,597 | 53,404 | Shares | Defined | 2026-05-15 | |
| 2025-12-31 | $30,507,618 | 53,254 | Shares | Defined | 2026-02-17 | |
| 2025-12-31 | $79,686,217 | 139,100 | Call | Defined | 2026-02-17 | |
| 2025-12-31 | $16,613,230 | 29,000 | Put | Defined | 2026-02-17 | |
| 2025-09-30 | $78,070,805 | 163,619 | Shares | Defined | 2025-11-14 | |
| 2025-09-30 | $47,667,285 | 99,900 | Call | Defined | 2025-11-14 | |
| 2025-09-30 | $28,056,420 | 58,800 | Put | Defined | 2025-11-14 | |
| 2025-06-30 | $42,508,995 | 109,500 | Call | Defined | 2025-08-14 | |
| 2025-06-30 | $95,737,243 | 246,612 | Shares | Defined | 2025-08-14 | |
| 2025-06-30 | $39,131,568 | 100,800 | Put | Defined | 2025-08-14 | |
| 2025-03-31 | $218,676,528 | 663,058 | Shares | Defined | 2025-05-15 | |
| 2025-03-31 | $18,435,820 | 55,900 | Put | Defined | 2025-05-15 | |
| 2025-03-31 | $72,457,060 | 219,700 | Call | Defined | 2025-05-15 | |
| 2024-12-31 | $38,452,560 | 106,000 | Put | Defined | 2025-02-14 | |
| 2024-12-31 | $168,979,774 | 465,817 | Shares | Defined | 2025-02-14 | |
| 2024-12-31 | $121,923,636 | 336,100 | Call | Defined | 2025-02-14 | |
| 2024-09-30 | $531,425,303 | 1,358,727 | Shares | Defined | 2024-11-14 | |
| 2024-09-30 | $68,250,440 | 174,500 | Put | Defined | 2024-11-14 | |
| 2024-09-30 | $176,199,560 | 450,500 | Call | Defined | 2024-11-14 | |
| 2024-06-30 | $163,918,510 | 492,100 | Call | Defined | 2024-08-14 | |
| 2024-06-30 | $49,398,730 | 148,300 | Put | Defined | 2024-08-14 | |
| 2024-06-30 | $269,871,290 | 810,181 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $85,653,011 | 233,750 | Shares | Defined | 2024-05-15 | |
| 2024-03-31 | $145,326,138 | 396,600 | Call | Defined | 2024-05-15 | |
| 2024-03-31 | $39,464,511 | 107,700 | Put | Defined | 2024-05-15 | |
| 2023-12-31 | $111,164,823 | 375,976 | Shares | Defined | 2024-02-14 | |
| 2023-12-31 | $70,399,027 | 238,100 | Put | Defined | 2024-02-14 | |
| 2023-12-31 | $144,346,094 | 488,200 | Call | Defined | 2024-02-14 | |
| 2023-09-30 | $132,241,200 | 484,400 | Call | Defined | 2023-11-14 | |
| 2023-09-30 | $47,184,501 | 172,837 | Shares | Defined | 2023-11-14 | |
| 2023-09-30 | $99,399,300 | 364,100 | Put | Defined | 2023-11-14 | |
| 2023-06-30 | $133,315,794 | 541,824 | Shares | Defined | 2023-08-14 | |
| 2023-06-30 | $97,140,540 | 394,800 | Call | Defined | 2023-08-14 | |
| 2023-06-30 | $114,413,250 | 465,000 | Put | Defined | 2023-08-14 | |
| 2023-03-31 | $106,567,125 | 465,684 | Shares | Defined | 2023-05-15 | |
| 2023-03-31 | $67,256,076 | 293,900 | Call | Defined | 2023-05-15 | |
| 2023-03-31 | $106,113,108 | 463,700 | Put | Defined | 2023-05-15 | |
| 2022-12-31 | $95,153,232 | 397,200 | Call | Defined | 2023-02-14 | |
| 2022-12-31 | $152,451,431 | 636,381 | Shares | Defined | 2023-02-14 | |
| 2022-12-31 | $116,953,192 | 488,200 | Put | Defined | 2023-02-14 | |
| 2022-09-30 | $25,169,872 | 153,400 | Call | Defined | 2022-11-14 | |
| 2022-09-30 | $36,812,824 | 224,359 | Shares | Defined | 2022-11-14 | |
| 2022-09-30 | $125,045,368 | 762,100 | Put | Defined | 2022-11-14 | |
| 2022-06-30 | $39,291,448 | 219,800 | Call | Defined | 2022-08-15 | |
| 2022-06-30 | $66,194,828 | 370,300 | Put | Defined | 2022-08-15 | |
| 2022-06-30 | $18,100,880 | 101,258 | Shares | Defined | 2022-08-15 | |
| 2022-03-31 | $57,442,996 | 257,800 | Call | Defined | 2022-05-16 | |
| 2022-03-31 | $69,168,229 | 310,422 | Shares | Defined | 2022-05-16 | |
| No filing history on record for this holder in this stock. | ||||||