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Equibles

D. E. Shaw & Co., Inc.

Position in CAT — Caterpillar Inc

CIK 1009207 New York, NY
Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Aug 14, 2026
Position Value
$132,538,518
+$94,703,921 QoQ
Shares Held
124,461
+133.1% QoQ
Ownership
0.027%
of shares outstanding
% of Portfolio
0.09%
of 13F equity value
Holder Rank
#196
of 4,031 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority Sole 86% Shared 0% None 14%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Jun 30, 2026
CallValue
$178,051,280
CallShares
167,200
PutValue
$36,526,070
PutShares
34,300

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

D. E. Shaw & Co., Inc. holds $236,548,534 across 18 Farm & Heavy Construction Machinery names. CAT ranks #1 (56.0% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page 		124,461 $132,538,518
2 WNC
WABASH NATIONAL Corp
 2,068,519 $27,925,006
3 PCAR
Paccar Inc
 137,338 $16,497,040
4 BLBD
Blue Bird Corp
 206,874 $16,334,770
5 FSS
Federal Signal Corp /De/
 67,704 $8,699,286
6 DE
Deere & Co
 13,520 $8,576,141
7 AEBI
Aebi Schmidt Holding AG
 415,896 $5,219,494
8 TWI
Titan International Inc
 637,101 $4,912,048

All Filings in CAT

Export CSV
50 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $132,538,518 124,461
2026-06-30 $178,051,280 167,200
2026-06-30 $36,526,070 34,300
2026-03-31 $23,166,642 32,700
2026-03-31 $131,915,252 186,200
2026-03-31 $37,834,597 53,404
2025-12-31 $30,507,618 53,254
2025-12-31 $79,686,217 139,100
2025-12-31 $16,613,230 29,000
2025-09-30 $78,070,805 163,619
2025-09-30 $47,667,285 99,900
2025-09-30 $28,056,420 58,800
2025-06-30 $42,508,995 109,500
2025-06-30 $95,737,243 246,612
2025-06-30 $39,131,568 100,800
2025-03-31 $218,676,528 663,058
2025-03-31 $18,435,820 55,900
2025-03-31 $72,457,060 219,700
2024-12-31 $38,452,560 106,000
2024-12-31 $168,979,774 465,817
2024-12-31 $121,923,636 336,100
2024-09-30 $531,425,303 1,358,727
2024-09-30 $68,250,440 174,500
2024-09-30 $176,199,560 450,500
2024-06-30 $163,918,510 492,100
2024-06-30 $49,398,730 148,300
2024-06-30 $269,871,290 810,181
2024-03-31 $85,653,011 233,750
2024-03-31 $145,326,138 396,600
2024-03-31 $39,464,511 107,700
2023-12-31 $111,164,823 375,976
2023-12-31 $70,399,027 238,100
2023-12-31 $144,346,094 488,200
2023-09-30 $132,241,200 484,400
2023-09-30 $47,184,501 172,837
2023-09-30 $99,399,300 364,100
2023-06-30 $133,315,794 541,824
2023-06-30 $97,140,540 394,800
2023-06-30 $114,413,250 465,000
2023-03-31 $106,567,125 465,684
2023-03-31 $67,256,076 293,900
2023-03-31 $106,113,108 463,700
2022-12-31 $95,153,232 397,200
2022-12-31 $152,451,431 636,381
2022-12-31 $116,953,192 488,200
2022-09-30 $25,169,872 153,400
2022-09-30 $36,812,824 224,359
2022-09-30 $125,045,368 762,100
2022-06-30 $39,291,448 219,800
2022-06-30 $66,194,828 370,300

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