D.A. DAVIDSON & CO.

Position in CAT — Caterpillar Inc

CIK 1080107 GREAT FALLS, MT

Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Jul 24, 2026 Compact

Position Value

$82,727,821

+$25,791,725 QoQ

Shares Held

77,686

-3.3% QoQ

Ownership

0.017%

of shares outstanding

% of Portfolio

1.02%

of 13F equity value

Holder Rank

#255

of 4,031 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2023

CallValue

CallShares

PutValue

$915

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

D.A. DAVIDSON & CO. holds $153,004,261 across 6 Farm & Heavy Construction Machinery names. CAT ranks #1 (54.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	77,686	$82,727,821
2	DE	Deere & Co	73,627	$46,703,814
3	PCAR	Paccar Inc	141,954	$17,051,514
4	OSK	Oshkosh Corp	39,514	$6,064,608
5	TEX	Terex Corp	4,354	$315,186
6	CNH	CNH Industrial N.V.	12,584	$141,318

All Filings in CAT

Export CSV

27 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$82,727,821	77,686	-3.3%	Shares	Sole	2026-07-24
2026-03-31	$56,936,096	80,366	-2.4%	Shares	Sole	2026-05-05
2025-12-31	$47,159,804	82,322	-2.0%	Shares	Sole	2026-01-29
2025-09-30	$40,070,102	83,978	+1.6%	Shares	Sole	2025-10-22
2025-06-30	$32,076,627	82,627	+2.2%	Shares	Sole	2025-07-30
2025-03-31	$26,666,308	80,856	+3.1%	Shares	Sole	2025-04-28
2024-12-31	$28,448,727	78,423	+0.2%	Shares	Sole	2025-01-31
2024-09-30	$30,598,490	78,233	-2.8%	Shares	Sole	2024-11-13
2024-06-30	$26,811,219	80,490	-0.4%	Shares	Sole	2024-08-01
2024-03-31	$29,599,116	80,777	+7.5%	Shares	Sole	2024-05-13
2023-12-31	$22,213,687	75,130	+4.2%	Shares	Sole	2024-02-09
2023-09-30	$19,693,128	72,136	-1.6%	Shares	Sole	2023-11-08
2023-06-30	$18,040,386	73,320	+2.5%	Shares	Sole	2023-08-11
2023-03-31	$16,376,019	71,561	+27.5%	Shares	Sole	2023-04-25
2023-03-31	$915	4	—	Put	Sole	2023-04-25
2022-12-31	$13,449,137	56,141	-1.3%	Shares	Sole	2023-02-03
2022-09-30	$9,332,706	56,879	+3.8%	Shares	Sole	2022-11-07
2022-06-30	$9,799,086	54,817	+1.6%	Shares	Sole	2022-07-28
2022-03-31	$12,020,470	53,947	-2.7%	Shares	Sole	2022-05-12
2021-12-31	$11,467,454	55,468	+1.0%	Shares	Sole	2022-01-31
2021-09-30	$10,538,193	54,895	-0.7%	Shares	Sole	2021-11-15
2021-06-30	$12,034,503	55,298	+3.8%	Shares	Sole	2021-08-10
2021-03-31	$12,350,091	53,263	+4.0%	Shares	Sole	2021-05-07
2020-12-31	$9,317,967	51,192	-11.2%	Shares	Sole	2021-02-10
2020-09-30	$8,598,497	57,650	+13.3%	Shares	Sole	2020-11-02
2020-06-30	$6,437,205	50,887	+1.3%	Shares	Sole	2020-08-10
2020-03-31	$5,831,242	50,252	—	Shares	Sole	2020-05-05
No filing history on record for this holder in this stock.