NOMURA HOLDINGS INC

Position in CAT — Caterpillar Inc

CIK 1163653 TOKYO, M0

Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Aug 14, 2026 Compact

Position Value

$128,680,385

+$119,852,266 QoQ

Shares Held

120,838

+869.7% QoQ

Ownership

0.026%

of shares outstanding

% of Portfolio

0.60%

of 13F equity value

Holder Rank

#204

of 4,031 holders

Holding Since

Jun 2020

25 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026

CallValue

$11,335,360

CallShares

16,000

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

NOMURA HOLDINGS INC holds $146,781,627 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (87.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	120,838	$128,680,385
2	DE	Deere & Co	22,247	$14,111,938
3	PCAR	Paccar Inc	33,211	$3,989,304

All Filings in CAT

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43 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$128,680,385	120,838	+869.7%	Shares	Defined	2026-08-14
2026-03-31	$8,828,119	12,461	-48.1%	Shares	Defined	2026-05-15
2026-03-31	$11,335,360	16,000	+158.1%	Call	Defined	2026-05-15
2025-12-31	$13,753,462	24,008	+36.5%	Shares	Defined	2026-02-17
2025-09-30	$8,393,544	17,591	-77.8%	Shares	Defined	2025-11-14
2025-06-30	$2,406,902	6,200	-75.2%	Call	Defined	2025-08-18
2025-06-30	$30,759,431	79,234	+392.7%	Shares	Defined	2025-08-18
2025-03-31	$5,303,513	16,081	-72.0%	Shares	Defined	2025-05-15
2025-03-31	$8,245,000	25,000	-67.2%	Call	Defined	2025-05-15
2024-12-31	$20,804,286	57,350	+247.7%	Shares	Defined	2025-02-14
2024-09-30	$6,450,741	16,493	-33.1%	Shares	Defined	2025-01-13
2024-06-30	$8,215,910	24,665	+73.7%	Shares	Defined	2024-08-14
2024-03-31	$37,156,002	101,400	+93.1%	Put	Defined	2024-05-15
2024-03-31	$5,201,840	14,196	+1.7%	Shares	Defined	2024-05-15
2023-12-31	$15,522,675	52,500	-60.6%	Put	Defined	2024-03-27
2023-12-31	$4,126,074	13,955	+385.6%	Shares	Defined	2024-03-27
2023-09-30	$36,363,600	133,200	+108.1%	Put	Defined	2023-11-14
2023-09-30	$784,602	2,874	-51.0%	Shares	Defined	2023-11-14
2023-06-30	$1,441,853	5,860	-84.4%	Shares	Defined	2023-08-14
2023-06-30	$18,773,615	76,300	+56.4%	Call	Defined	2023-08-14
2023-06-30	$15,747,200	64,000	-39.0%	Put	Defined	2023-08-14
2023-03-31	$11,167,392	48,800	-85.3%	Call	Defined	2023-05-15
2023-03-31	$8,572,346	37,460	+6824.2%	Shares	Defined	2023-05-15
2023-03-31	$24,028,200	105,000	-70.8%	Put	Defined	2023-05-15
2022-12-31	$86,145,776	359,600	+187.7%	Put	Defined	2023-02-15
2022-12-31	$129,601	541	-75.9%	Shares	Defined	2023-02-15
2022-12-31	$79,414,140	331,500	+64.5%	Call	Defined	2023-02-15
2022-09-30	$367,703	2,241	-96.0%	Shares	Defined	2022-11-15
2022-09-30	$33,062,120	201,500	+475.7%	Call	Defined	2022-11-15
2022-06-30	$22,345,000	125,000	+150.0%	Put	Defined	2022-08-15
2022-06-30	$10,107,626	56,543	+16.2%	Shares	Defined	2022-08-15
2022-03-31	$10,845,316	48,673	+130.9%	Shares	Defined	2022-05-18
2021-12-31	$4,358,492	21,082	-55.0%	Shares	Defined	2022-02-14
2021-09-30	$9,598,500	50,000	+233.3%	Put	Defined	2021-11-15
2021-09-30	$8,997,056	46,867	+457.8%	Shares	Defined	2021-11-15
2021-06-30	$7,617,050	35,000	+40.0%	Call	Defined	2021-08-16
2021-06-30	$1,828,526	8,402	-21.6%	Shares	Defined	2021-08-16
2021-03-31	$2,485,413	10,719	-85.4%	Shares	Defined	2021-05-17
2020-12-31	$4,550,500	25,000	—	Call	Defined	2021-02-16
2020-12-31	$13,355,534	73,374	-28.1%	Shares	Defined	2021-02-16
2020-12-31	$2,730,300	15,000	—	Put	Defined	2021-02-16
2020-09-30	$15,213,449	102,001	+254.3%	Shares	Defined	2020-11-12
2020-06-30	$3,642,188	28,792	—	Shares	Sole	2020-08-14
No filing history on record for this holder in this stock.