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MARSHALL WACE, LLP

Position in CAT — Caterpillar Inc

CIK 1318757 LONDON, X0

Position in CAT

as of Jun 30, 2026 · filed Aug 13, 2026
Position Value
$55,043,615
+$34,853,216 QoQ
Shares Held
51,689
+81.4% QoQ
Ownership
0.011%
of shares outstanding
% of Portfolio
0.07%
of 13F equity value
Holder Rank
#322
of 4,031 holders
Holding Since
Mar 2020
20 quarters on record
Voting authority Sole 0% Shared 100% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Jun 30, 2026
CallValue
$51,008,710
CallShares
47,900
PutValue
$17,357,870
PutShares
16,300

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

MARSHALL WACE, LLP holds $178,392,317 across 14 Farm & Heavy Construction Machinery names. CAT ranks #1 (30.9% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
51,689 $55,043,615

All Filings in CAT

Export CSV
34 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $51,008,710 47,900
2026-06-30 $17,357,870 16,300
2026-06-30 $55,043,615 51,689
2026-03-31 $20,190,399 28,499
2026-03-31 $1,275,228 1,800
2026-03-31 $10,272,670 14,500
2025-12-31 $20,939,542 36,552
2025-12-31 $57,287 100
2025-09-30 $20,627,670 43,231
2025-06-30 $295,738,376 761,800
2025-03-31 $47,841,117 145,061
2024-12-31 $1,001,217 2,760
2024-09-30 $156,448 400
2024-09-30 $24,286,987 62,096
2024-06-30 $66,620 200
2024-06-30 $166,550 500
2024-06-30 $99,930 300
2023-12-31 $2,156,025 7,292
2023-09-30 $900,627 3,299
2023-06-30 $36,007,694 146,343
2023-03-31 $297,492 1,300
2023-03-31 $1,235,736 5,400
2023-03-31 $22,850,589 99,854
2022-12-31 $95,824 400
2022-12-31 $527,032 2,200
2022-12-31 $25,711,735 107,329
2021-12-31 $2,376,889 11,497
2021-09-30 $268,758 1,400
2021-09-30 $2,999,723 15,626
2021-06-30 $19,651,118 90,296
2021-03-31 $92,748 400
2021-03-31 $9,617,967 41,480
2020-06-30 $14,112,087 111,558
2020-03-31 $171,275 1,476