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Equibles

CAPSTONE INVESTMENT ADVISORS, LLC

Position in CAT — Caterpillar Inc

CIK 1426196 NEW YORK, NY
Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Aug 17, 2026
Position Value
$1,092,587
+$445,764 QoQ
Shares Held
1,026
+12.4% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#2,419
of 4,045 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority Sole 0% Shared 100% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Jun 30, 2026
CallValue
$15,760,520
CallShares
14,800
PutValue
$89,771,070
PutShares
84,300

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

CAPSTONE INVESTMENT ADVISORS, LLC holds $4,459,115 across 5 Farm & Heavy Construction Machinery names. CAT ranks #3 (24.5% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 AGCO
Agco Corp /De
 13,274 $1,588,897
2 DE
Deere & Co
 1,790 $1,135,450
3 CAT
Caterpillar Inc
This page 		1,026 $1,092,587
4 FSS
Federal Signal Corp /De/
 2,600 $334,074
5 PCAR
Paccar Inc
 2,565 $308,107

All Filings in CAT

Export CSV
50 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $15,760,520 14,800
2026-06-30 $89,771,070 84,300
2026-06-30 $1,092,587 1,026
2026-03-31 $50,088,122 70,700
2026-03-31 $646,823 913
2026-03-31 $12,893,972 18,200
2025-12-31 $10,082,512 17,600
2025-12-31 $89,711,442 156,600
2025-09-30 $7,204,965 15,100
2025-09-30 $335,436 703
2025-09-30 $47,380,995 99,300
2025-06-30 $9,122,935 23,500
2025-06-30 $3,105,680 8,000
2025-06-30 $47,585,617 122,577
2025-03-31 $5,111,900 15,500
2025-03-31 $14,511,200 44,000
2025-03-31 $4,246,834 12,877
2024-12-31 $14,329,020 39,500
2024-12-31 $51,548,196 142,100
2024-12-31 $155,261 428
2024-09-30 $10,951,360 28,000
2024-09-30 $392,293 1,003
2024-09-30 $43,336,096 110,800
2024-06-30 $12,524,560 37,600
2024-06-30 $3,615,467 10,854
2024-06-30 $44,702,020 134,200
2024-03-31 $33,345 91
2024-03-31 $12,678,478 34,600
2024-03-31 $26,199,745 71,500
2023-12-31 $26,905 91
2023-12-31 $15,345,273 51,900
2023-12-31 $68,477,172 231,600
2023-09-30 $2,386,566 8,742
2023-09-30 $5,268,900 19,300
2023-09-30 $42,724,500 156,500
2023-06-30 $4,847,185 19,700
2023-06-30 $40,401,410 164,200
2023-06-30 $9,382,624 38,133
2023-03-31 $171,858 751
2023-03-31 $17,643,564 77,100
2023-03-31 $36,454,212 159,300
2022-12-31 $2,635,160 11,000
2022-12-31 $22,997 96
2022-12-31 $7,282,624 30,400
2022-09-30 $1,772,064 10,800
2022-09-30 $1,301,482 7,932
2022-09-30 $4,479,384 27,300
2022-06-30 $5,237,668 29,300
2022-06-30 $1,894,856 10,600
2022-06-30 $557,194 3,117

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