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GTS SECURITIES LLC

Broker-Dealer

Position in CAT — Caterpillar Inc

CIK 1452765 NEW YORK, NY

Position in CAT

as of Jun 30, 2026 · filed Aug 14, 2026
Position Value
$9,911,024
+$7,308,851 QoQ
Shares Held
9,307
+153.4% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.39%
of 13F equity value
Holder Rank
#871
of 4,031 holders
Holding Since
Jun 2023
12 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Sep 30, 2024
CallValue
$36,882,616
CallShares
94,300
PutValue
$43,336,096
PutShares
110,800

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

GTS SECURITIES LLC holds $10,676,288 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (92.8% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
9,307 $9,911,024

All Filings in CAT

Export CSV
22 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $9,911,024 9,307
2026-03-31 $2,602,173 3,673
2025-12-31 $6,126,271 10,694
2025-09-30 $1,033,506 2,166
2025-03-31 $765,465 2,321
2024-12-31 $639,908 1,764
2024-09-30 $700,887 1,792
2024-09-30 $43,336,096 110,800
2024-09-30 $36,882,616 94,300
2024-06-30 $78,978,010 237,100
2024-06-30 $44,602,090 133,900
2024-06-30 $365,410 1,097
2024-03-31 $78,562,592 214,400
2024-03-31 $36,533,071 99,700
2024-03-31 $648,947 1,771
2023-12-31 $1,496,385 5,061
2023-12-31 $57,507,815 194,500
2023-12-31 $44,439,201 150,300
2023-09-30 $43,488,900 159,300
2023-09-30 $220,857 809
2023-09-30 $45,454,500 166,500
2023-06-30 $624,720 2,539