Verition Fund Management LLC

Position in CAT — Caterpillar Inc

CIK 1454027 GREENWICH, CT

Back to CAT Full portfolio

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026 Compact

Position Value

$3,536,632

-$29,627,385 QoQ

Shares Held

4,992

-91.4% QoQ

Ownership

0.001%

of shares outstanding

% of Portfolio

0.04%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2021

20 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026

CallValue

$850,152

CallShares

1,200

PutValue

$1,700,304

PutShares

2,400

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

Verition Fund Management LLC holds $21,264,353 across 4 Farm & Heavy Construction Machinery names. CAT ranks #3 (16.6% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	TEX	Terex Corp	200,714	$11,862,197
2	CNH	CNH Industrial N.V.	496,322	$5,459,542
3	CAT	Caterpillar Inc This page	4,992	$3,536,632
4	PCAR	Paccar Inc	3,515	$405,982

All Filings in CAT

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50 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$3,536,632	4,992	+316.0%	Shares	Sole	2026-05-15
2026-03-31	$850,152	1,200	-50.0%	Call	Sole	2026-05-15
2026-03-31	$1,700,304	2,400	-90.2%	Put	Sole	2026-05-15
2025-12-31	$13,978,028	24,400	-41.2%	Call	Sole	2026-02-13
2025-12-31	$23,774,105	41,500	-28.3%	Put	Sole	2026-02-13
2025-12-31	$33,164,017	57,891	+137.3%	Shares	Sole	2026-02-13
2025-09-30	$11,642,460	24,400	+19.8%	Call	Sole	2025-11-14
2025-09-30	$9,718,591	20,368	-8.7%	Shares	Sole	2025-11-14
2025-09-30	$10,640,445	22,300	+5.8%	Put	Sole	2025-11-14
2025-06-30	$8,184,631	21,083	-20.1%	Shares	Sole	2025-08-14
2025-06-30	$10,248,744	26,400	+44.3%	Call	Sole	2025-08-14
2025-06-30	$7,104,243	18,300	+28.0%	Put	Sole	2025-08-14
2025-03-31	$4,716,140	14,300	-6.5%	Put	Sole	2025-05-15
2025-03-31	$5,045,940	15,300	+3.9%	Call	Sole	2025-05-15
2025-03-31	$4,858,613	14,732	-36.2%	Shares	Sole	2025-05-15
2024-12-31	$8,379,756	23,100	+187.5%	Put	Sole	2025-02-14
2024-12-31	$2,914,776	8,035	-54.3%	Shares	Sole	2025-02-14
2024-12-31	$6,384,576	17,600	+50.4%	Call	Sole	2025-02-14
2024-09-30	$4,576,104	11,700	+2.1%	Call	Sole	2024-11-14
2024-09-30	$4,483,408	11,463	-30.1%	Shares	Sole	2024-11-14
2024-09-30	$6,414,368	16,400	-4.7%	Put	Sole	2024-11-14
2024-06-30	$5,729,320	17,200	+30.3%	Put	Sole	2024-08-14
2024-06-30	$4,396,920	13,200	-13.9%	Call	Sole	2024-08-14
2024-06-30	$5,109,420	15,339	+248.6%	Shares	Sole	2024-08-14
2024-03-31	$1,612,292	4,400	-69.4%	Call	Sole	2024-05-14
2024-03-31	$5,276,592	14,400	-55.6%	Put	Sole	2024-05-14
2024-03-31	$11,877,462	32,414	+690.6%	Shares	Sole	2024-05-14
2023-12-31	$1,212,247	4,100	+46.4%	Put	Sole	2024-02-14
2023-12-31	$827,876	2,800	-91.6%	Call	Sole	2024-02-14
2023-12-31	$9,877,447	33,407	-0.9%	Shares	Sole	2024-02-14
2023-09-30	$9,203,103	33,711	+1674.3%	Shares	Sole	2023-11-14
2023-09-30	$518,700	1,900	-26.9%	Put	Sole	2023-11-14
2023-06-30	$639,730	2,600	-28.6%	Put	Other	2023-08-14
2023-03-31	$833,664	3,643	+127.7%	Shares	Sole	2023-05-15
2022-12-31	$383,296	1,600	+63.4%	Call	Other	2023-02-14
2022-12-31	$234,529	979	-90.8%	Shares	Sole	2023-02-14
2022-12-31	$2,539,336	10,600	+27.7%	Put	Other	2023-02-14
2022-09-30	$1,361,864	8,300	-34.1%	Call	Other	2023-01-18
2022-09-30	$2,067,408	12,600	+2.7%	Put	Other	2023-01-18
2022-09-30	$2,012,112	12,263	+22.6%	Shares	Sole	2023-01-18
2022-06-30	$1,787,600	10,000	-57.7%	Put	Sole	2022-08-30
2022-06-30	$4,223,025	23,624	+15.2%	Shares	Sole	2022-08-30
2022-03-31	$4,567,810	20,500	+258.8%	Call	Other	2022-06-02
2022-03-31	$1,273,193	5,714	-70.5%	Shares	Other	2022-06-02
2022-03-31	$4,322,708	19,400	+27.6%	Put	Sole	2022-06-02
2021-12-31	$3,142,448	15,200	-8.4%	Put	Sole	2022-05-03
2021-12-31	$3,431,884	16,600	-29.8%	Call	Sole	2022-05-03
2021-12-31	$4,887,126	23,639	-71.5%	Shares	Sole	2022-05-03
2021-09-30	$15,933,510	83,000	+8.7%	Put	Sole	2021-11-15
2021-09-30	$14,661,900	76,376	—	Shares	Sole	2021-11-15
No filing history on record for this holder in this stock.