Daiwa Securities Group Inc.

Broker-Dealer

Position in CAT — Caterpillar Inc

CIK 1481045 CHIYODA-KU,TOKYO, M0

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Position in CAT

as of Jun 30, 2026 · filed Jul 31, 2026 Compact

Position Value

$206,749,269

+$83,062,780 QoQ

Shares Held

194,149

+11.2% QoQ

Ownership

0.042%

of shares outstanding

% of Portfolio

0.48%

of 13F equity value

Holder Rank

#148

of 4,031 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

Daiwa Securities Group Inc. holds $257,669,567 across 5 Farm & Heavy Construction Machinery names. CAT ranks #1 (80.2% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	194,149	$206,749,269
2	DE	Deere & Co	49,642	$31,489,409
3	PCAR	Paccar Inc	147,977	$17,774,997
4	CNH	CNH Industrial N.V.	81,900	$919,737
5	AGCO	Agco Corp /De	6,150	$736,155

All Filings in CAT

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38 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$206,749,269	194,149	+11.2%	Shares	Defined	2026-07-31
2026-03-31	$123,686,489	174,585	+1.8%	Shares	Sole	2026-05-13
2025-12-31	$98,228,300	171,467	+3.2%	Shares	Other	2026-02-11
2025-09-30	$79,286,584	166,167	+2.4%	Shares	Other	2025-11-14
2025-06-30	$62,990,954	162,260	+0.2%	Shares	Other	2025-08-14
2025-03-31	$53,385,715	161,873	+8.9%	Shares	Other	2025-05-13
2024-12-31	$53,934,068	148,677	+3.0%	Shares	Other	2025-02-07
2024-09-30	$56,461,691	144,359	+5.6%	Shares	Other	2024-11-12
2024-06-30	$45,553,756	136,757	+7.2%	Shares	Other	2024-08-07
2024-03-31	$46,756,467	127,600	+4.9%	Shares	Other	2024-05-02
2023-12-31	$234,761	794	-93.2%	Principal	Defined	2024-01-31
2023-12-31	$35,978,307	121,684	+4.1%	Shares	Other	2024-01-31
2023-09-30	$2,097	11,733	+296.0%	Principal	Defined	2023-11-01
2023-09-30	$31,926,258	116,946	+8.3%	Shares	Other	2023-11-01
2023-06-30	$26,560,112	107,946	+0.5%	Shares	Other	2023-07-31
2023-03-31	$24,588,857	107,450	+9.9%	Shares	Other	2023-05-02
2023-03-31	$678,052	2,963	-53.2%	Principal	Defined	2023-05-02
2022-12-31	$1,515,696	6,327	-46.1%	Principal	Defined	2023-02-06
2022-12-31	$23,421,301	97,768	+5.2%	Shares	Other	2023-02-06
2022-09-30	$15,251,727	92,953	+4.1%	Shares	Other	2022-11-02
2022-06-30	$15,954,865	89,253	+3.9%	Shares	Other	2022-08-09
2022-06-30	$2,097,391	11,733	+5.3%	Principal	Defined	2022-08-09
2022-03-31	$2,481,991	11,139	-62.7%	Principal	Defined	2022-04-29
2022-03-31	$19,135,335	85,878	+4.6%	Shares	Other	2022-04-29
2021-12-31	$6,168,501	29,837	-28.5%	Principal	Defined	2022-02-03
2021-12-31	$16,970,458	82,086	+3.1%	Shares	Sole	2022-02-03
2021-09-30	$8,006,684	41,708	+161.3%	Principal	Defined	2021-11-05
2021-09-30	$15,277,548	79,583	-6.5%	Shares	Other	2021-11-05
2021-06-30	$3,474,245	15,964	+362.5%	Principal	Defined	2021-08-06
2021-06-30	$18,522,053	85,108	-1.6%	Shares	Other	2021-08-06
2021-03-31	$20,044,697	86,448	+0.9%	Shares	Other	2021-05-03
2020-12-31	$15,601,116	85,711	+25.7%	Shares	Other	2021-02-04
2020-09-30	$10,169,196	68,181	-22.8%	Shares	Sole	2020-11-02
2020-09-30	$514,865	3,452	-77.3%	Principal	Defined	2020-11-02
2020-06-30	$1,920,017	15,178	+9.1%	Principal	Defined	2020-08-11
2020-06-30	$162,674	88,264	0.0%	Shares	Other	2020-08-11
2020-03-31	$1,614,928	13,917	—	Principal	Defined	2020-05-14
2020-03-31	$10,242,154	88,264	—	Shares	Other	2020-05-14
No filing history on record for this holder in this stock.