Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Position in CAT — Caterpillar Inc
CIK 1510434
Seattle, WA
Position in CAT
as of Jun 30, 2026
· filed Jul 15, 2026
Position Value
$17,060,762
+$5,557,498 QoQ
Shares Held
16,021
-1.3% QoQ
Ownership
0.003%
of shares outstanding
% of Portfolio
0.65%
of 13F equity value
Holder Rank
#626
of 4,031 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 91%
Shared 0%
None 9%
Common Shares in CAT Over Time
Shares Held
Position Value (USD)
Position in Farm & Heavy Construction Machinery
Industrials · as of Jun 30, 2026Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds $25,323,695 across 8 Farm & Heavy Construction Machinery names. CAT ranks #1 (67.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | CAT |
Caterpillar Inc
This page
|
16,021 | $17,060,762 | |
| 2 | DE |
Deere & Co
|
7,055 | $4,475,197 | |
| 3 | PCAR |
Paccar Inc
|
12,267 | $1,473,511 | |
| 4 | ASTE |
Astec Industries Inc
|
13,778 | $843,075 | |
| 5 | AGCO |
Agco Corp /De
|
5,380 | $643,985 | |
| 6 | ALG |
Alamo Group Inc
|
2,050 | $337,203 | |
| 7 | FSS |
Federal Signal Corp /De/
|
1,958 | $251,583 | |
| 8 | TEX |
Terex Corp
|
3,293 | $238,379 |
All Filings in CAT
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $17,060,762 | 16,021 | Shares | Other | 2026-07-15 | |
| 2026-03-31 | $11,503,264 | 16,237 | Shares | Sole | 2026-05-04 | |
| 2025-12-31 | $9,623,642 | 16,799 | Shares | Other | 2026-01-16 | |
| 2025-09-30 | $6,849,965 | 14,356 | Shares | Other | 2025-11-10 | |
| 2025-06-30 | $5,557,225 | 14,315 | Shares | Other | 2025-07-21 | |
| 2025-03-31 | $4,246,175 | 12,875 | Shares | Sole | 2025-05-08 | |
| 2024-12-31 | $3,806,077 | 10,492 | Shares | Sole | 2025-01-22 | |
| 2024-09-30 | $3,837,669 | 9,812 | Shares | Sole | 2024-11-01 | |
| 2024-06-30 | $3,652,108 | 10,964 | Shares | Sole | 2024-08-09 | |
| 2024-03-31 | $2,415,506 | 6,592 | Shares | Sole | 2024-05-07 | |
| 2023-12-31 | $1,979,510 | 6,695 | Shares | Sole | 2024-02-06 | |
| 2023-09-30 | $2,087,358 | 7,646 | Shares | Sole | 2023-11-03 | |
| 2023-06-30 | $1,350,322 | 5,488 | Shares | Sole | 2023-08-11 | |
| 2023-03-31 | $1,215,598 | 5,312 | Shares | Sole | 2023-05-09 | |
| 2022-12-31 | $1,129,046 | 4,713 | Shares | Sole | 2023-02-08 | |
| 2022-09-30 | $820,400 | 5,000 | Shares | Sole | 2022-11-03 | |
| 2022-06-30 | $677,500 | 3,790 | Shares | Sole | 2022-08-02 | |
| 2022-03-31 | $767,614 | 3,445 | Shares | Sole | 2022-05-13 | |
| 2021-12-31 | $901,179 | 4,359 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $842,556 | 4,389 | Shares | Sole | 2021-11-02 | |
| 2021-06-30 | $813,718 | 3,739 | Shares | Sole | 2021-08-12 | |
| 2021-03-31 | $869,744 | 3,751 | Shares | Sole | 2021-05-17 | |
| 2020-12-31 | $687,671 | 3,778 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $392,264 | 2,630 | Shares | Sole | 2020-11-12 | |
| 2020-06-30 | $363,940 | 2,877 | Shares | Sole | 2020-08-12 | |
| 2020-03-31 | $384,556 | 3,314 | Shares | Sole | 2020-05-11 | |
| No filing history on record for this holder in this stock. | ||||||