Clear Harbor Asset Management, LLC

Position in CAT — Caterpillar Inc

CIK 1511857 Stamford, CT

Back to CAT Full portfolio

Position in CAT

as of Mar 31, 2026 · filed May 5, 2026 Compact

Position Value

$26,928,564

+$4,848,436 QoQ

Shares Held

38,010

-1.4% QoQ

Ownership

0.008%

of shares outstanding

% of Portfolio

2.22%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Dec 31, 2022

CallValue

CallShares

PutValue

$239,560

PutShares

1,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

Clear Harbor Asset Management, LLC holds $30,275,503 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (88.9% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	38,010	$26,928,564
2	DE	Deere & Co	4,055	$2,284,181
3	TWI	Titan International Inc	153,800	$1,062,758

All Filings in CAT

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26 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$26,928,564	38,010	-1.4%	Shares	Sole	2026-05-05
2025-12-31	$22,080,128	38,543	-1.1%	Shares	Sole	2026-02-10
2025-09-30	$18,594,058	38,969	-0.4%	Shares	Sole	2025-11-14
2025-06-30	$15,196,480	39,145	-2.4%	Shares	Sole	2025-07-14
2025-03-31	$13,225,639	40,102	-4.8%	Shares	Sole	2025-05-15
2024-12-31	$15,280,539	42,123	+0.7%	Shares	Sole	2025-01-17
2024-09-30	$16,353,900	41,813	-9.4%	Shares	Sole	2024-10-24
2024-06-30	$15,375,562	46,159	-1.0%	Shares	Sole	2024-07-17
2024-03-31	$17,087,730	46,633	-5.6%	Shares	Sole	2024-05-10
2023-12-31	$14,605,210	49,397	-1.9%	Shares	Sole	2024-01-18
2023-09-30	$13,745,550	50,350	-0.3%	Shares	Sole	2023-10-26
2023-06-30	$12,420,357	50,479	+0.8%	Shares	Sole	2023-07-21
2023-03-31	$11,462,595	50,090	+4909.0%	Shares	Sole	2023-05-04
2022-12-31	$239,560	1,000	-98.0%	Put	Sole	2023-01-20
2022-12-31	$12,169,408	50,799	0.0%	Shares	Sole	2023-01-20
2022-09-30	$8,335,099	50,799	-0.5%	Shares	Sole	2022-10-25
2022-06-30	$9,123,731	51,039	+2.3%	Shares	Sole	2022-07-20
2022-03-31	$11,112,033	49,870	+0.6%	Shares	Sole	2022-05-10
2021-12-31	$10,246,654	49,563	-0.3%	Shares	Sole	2022-01-21
2021-09-30	$9,541,100	49,701	-0.0%	Shares	Sole	2021-11-03
2021-06-30	$10,816,646	49,702	-0.8%	Shares	Sole	2021-08-06
2021-03-31	$11,618,773	50,109	-0.2%	Shares	Sole	2021-04-14
2020-12-31	$9,137,404	50,200	+4.9%	Shares	Sole	2021-02-04
2020-09-30	$7,140,108	47,872	-1.4%	Shares	Sole	2020-10-26
2020-06-30	$6,139,298	48,532	+4.2%	Shares	Sole	2020-08-05
2020-03-31	$5,405,491	46,583	—	Shares	Sole	2020-05-14
No filing history on record for this holder in this stock.