Leonteq Securities AG

Broker-Dealer

Position in CAT — Caterpillar Inc

CIK 1535950 ZURICH, V8

Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Jul 27, 2026 Compact

Position Value

$1,432,290

-$3,261,257 QoQ

Shares Held

1,345

-79.7% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.09%

of 13F equity value

Holder Rank

#2,186

of 4,045 holders

Holding Since

Dec 2020

23 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Dec 31, 2021

CallValue

CallShares

PutValue

$5,168,500

PutShares

25,000

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

Leonteq Securities AG holds $2,728,716 across 6 Farm & Heavy Construction Machinery names. CAT ranks #1 (52.5% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	1,345	$1,432,290
2	DE	Deere & Co	1,063	$674,292
3	OSK	Oshkosh Corp	3,657	$561,276
4	PCAR	Paccar Inc	294	$35,315
5	AGCO	Agco Corp /De	171	$20,468
6	LNN	Lindsay Corp	41	$5,075

All Filings in CAT

Export CSV

28 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,432,290	1,345	-79.7%	Shares	Sole	2026-07-27
2026-03-31	$4,693,547	6,625	-71.0%	Shares	Sole	2026-04-27
2025-12-31	$13,091,798	22,853	+10.5%	Shares	Sole	2026-02-06
2025-09-30	$9,864,121	20,673	+95.9%	Shares	Sole	2026-02-17
2025-06-30	$4,096,003	10,551	+36.5%	Shares	Sole	2026-02-17
2025-03-31	$2,548,364	7,727	+29.8%	Shares	Sole	2026-02-23
2024-12-31	$2,158,784	5,951	+323.6%	Shares	Sole	2026-02-23
2024-09-30	$549,523	1,405	-25.7%	Shares	Sole	2026-03-04
2024-06-30	$629,892	1,891	+362.3%	Shares	Sole	2026-03-04
2024-03-31	$149,869	409	-82.2%	Shares	Sole	2026-03-11
2023-12-31	$681,223	2,304	-62.3%	Shares	Sole	2026-03-11
2023-09-30	$1,666,665	6,105	-7.6%	Shares	Sole	2026-03-11
2023-06-30	$1,624,914	6,604	-53.0%	Shares	Sole	2026-03-11
2023-03-31	$3,216,346	14,055	+33.8%	Shares	Sole	2026-03-11
2022-12-31	$2,516,577	10,505	-60.7%	Shares	Sole	2026-03-26
2022-09-30	$4,383,233	26,714	-34.6%	Shares	Sole	2026-03-26
2022-06-30	$7,298,413	40,828	+44.7%	Shares	Sole	2026-03-26
2022-03-31	$6,286,420	28,213	-39.9%	Shares	Sole	2026-03-26
2021-12-31	$9,698,380	46,911	-36.7%	Shares	Sole	2026-03-26
2021-12-31	$5,168,500	25,000	0.0%	Put	Sole	2026-03-26
2021-09-30	$14,219,601	74,072	+279.2%	Shares	Sole	2026-03-26
2021-09-30	$4,799,250	25,000	0.0%	Put	Sole	2026-03-26
2021-06-30	$43,526	200	—	Call	Sole	2026-03-26
2021-06-30	$5,440,750	25,000	0.0%	Put	Sole	2026-03-26
2021-06-30	$4,251,619	19,536	+3239.5%	Shares	Sole	2026-03-26
2021-03-31	$5,796,750	25,000	+208.6%	Put	Sole	2026-03-26
2021-03-31	$135,643	585	—	Shares	Sole	2026-03-26
2020-12-31	$1,474,362	8,100	—	Put	Sole	2026-03-26
No filing history on record for this holder in this stock.