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BOOTHBAY FUND MANAGEMENT, LLC

Position in CAT — Caterpillar Inc

CIK 1549230 NEW YORK, NY

Position in CAT

as of Mar 31, 2026 · filed May 15, 2026
Position Value
$7,459,375
+$5,108,890 QoQ
Shares Held
10,529
+156.6% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.18%
of 13F equity value
Holder Rank
not a current holder
Holding Since
Jun 2021
11 quarters on record
Voting authority Sole 0% Shared 100% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026
CallValue
$0
CallShares
0
PutValue
$3,967,376
PutShares
5,600

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Mar 31, 2026

BOOTHBAY FUND MANAGEMENT, LLC holds $11,469,626 across 8 Farm & Heavy Construction Machinery names. CAT ranks #1 (65.0% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
10,529 $7,459,375

All Filings in CAT

Export CSV
14 filing rows on record
Report Date Value (USD) Shares
2026-03-31 $7,459,375 10,529
2026-03-31 $3,967,376 5,600
2025-12-31 $2,350,485 4,103
2025-09-30 $11,176,761 23,424
2025-06-30 $16,324,230 42,050
2025-03-31 $1,398,352 4,240
2023-03-31 $3,222,982 14,084
2022-12-31 $685,381 2,861
2022-09-30 $229,712 1,400
2022-09-30 $962,821 5,868
2022-06-30 $436,353 2,441
2022-03-31 $668,460 3,000
2022-03-31 $311,948 1,400
2021-06-30 $200,872 923