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BOOTHBAY FUND MANAGEMENT, LLC

Position in CAT — Caterpillar Inc

CIK 1549230 NEW YORK, NY

Position in CAT

as of Jun 30, 2026 · filed Aug 14, 2026
Position Value
$602,733
-$6,856,642 QoQ
Shares Held
566
-94.6% QoQ
Ownership
0.000%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#2,934
of 4,051 holders
Holding Since
Jun 2021
12 quarters on record
Voting authority Sole 0% Shared 100% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Mar 31, 2026
CallValue
$0
CallShares
0
PutValue
$3,967,376
PutShares
5,600

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

BOOTHBAY FUND MANAGEMENT, LLC holds $3,187,677 across 7 Farm & Heavy Construction Machinery names. CAT ranks #2 (18.9% of the industry book) .

# Ticker Company Shares Value (USD) Open
2 CAT
Caterpillar Inc
This page
566 $602,733

All Filings in CAT

Export CSV
15 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $602,733 566
2026-03-31 $7,459,375 10,529
2026-03-31 $3,967,376 5,600
2025-12-31 $2,350,485 4,103
2025-09-30 $11,176,761 23,424
2025-06-30 $16,324,230 42,050
2025-03-31 $1,398,352 4,240
2023-03-31 $3,222,982 14,084
2022-12-31 $685,381 2,861
2022-09-30 $229,712 1,400
2022-09-30 $962,821 5,868
2022-06-30 $436,353 2,441
2022-03-31 $668,460 3,000
2022-03-31 $311,948 1,400
2021-06-30 $200,872 923