SNS Financial Group, LLC

Position in CAT — Caterpillar Inc

CIK 1557485 MINNEAPOLIS, MN

Back to CAT Full portfolio

Position in CAT

as of Jun 30, 2026 · filed Aug 11, 2026 Compact

Position Value

$9,782,171

+$6,971,002 QoQ

Shares Held

9,186

+131.5% QoQ

Ownership

0.002%

of shares outstanding

% of Portfolio

0.42%

of 13F equity value

Holder Rank

#879

of 4,045 holders

Holding Since

Mar 2020

26 quarters on record

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Sep 30, 2020

CallValue

$1,774,885

CallShares

11,900

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

SNS Financial Group, LLC holds $13,887,307 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (70.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	CAT	Caterpillar Inc This page	9,186	$9,782,171
2	DE	Deere & Co	4,652	$2,950,903
3	PCAR	Paccar Inc	9,609	$1,154,233

All Filings in CAT

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28 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$9,782,171	9,186	+131.5%	Shares	Sole	2026-08-11
2026-03-31	$2,811,169	3,968	+8.4%	Shares	Defined	2026-04-14
2025-12-31	$2,097,276	3,661	-3.8%	Shares	Defined	2026-02-02
2025-09-30	$1,815,078	3,804	+1.3%	Shares	Sole	2025-11-13
2025-06-30	$1,458,116	3,756	-1.4%	Shares	Defined	2025-08-06
2025-03-31	$1,255,878	3,808	+2.2%	Shares	Defined	2025-05-05
2024-12-31	$1,352,005	3,727	+0.0%	Shares	Sole	2025-02-03
2024-09-30	$1,457,313	3,726	-7.4%	Shares	Sole	2024-11-01
2024-06-30	$1,339,727	4,022	+0.3%	Shares	Defined	2024-07-25
2024-03-31	$1,468,650	4,008	-0.9%	Shares	Sole	2024-04-24
2023-12-31	$1,195,984	4,045	+0.3%	Shares	Sole	2024-01-22
2023-09-30	$1,101,282	4,034	+0.6%	Shares	Defined	2023-10-19
2023-06-30	$986,906	4,011	-0.3%	Shares	Sole	2023-07-17
2023-03-31	$920,394	4,022	+1.3%	Shares	Sole	2023-04-28
2022-12-31	$951,052	3,970	+2.8%	Shares	Defined	2023-01-25
2022-09-30	$633,676	3,862	-0.1%	Shares	Defined	2022-10-12
2022-06-30	$690,906	3,865	+0.6%	Shares	Defined	2022-07-22
2022-03-31	$856,074	3,842	+0.0%	Shares	Sole	2022-05-12
2021-12-31	$794,088	3,841	-0.1%	Shares	Sole	2022-02-14
2021-09-30	$737,931	3,844	-0.3%	Shares	Sole	2021-11-12
2021-06-30	$838,963	3,855	-1.3%	Shares	Sole	2021-08-02
2021-03-31	$905,916	3,907	-78.5%	Shares	Defined	2021-05-12
2020-12-31	$3,300,750	18,134	-5.0%	Shares	Defined	2021-02-05
2020-09-30	$2,847,124	19,089	+400.1%	Shares	Sole	2020-11-13
2020-09-30	$1,774,885	11,900	+5850.0%	Call	Sole	2020-11-13
2020-06-30	$25,300	200	—	Call	Sole	2020-08-06
2020-06-30	$482,850	3,817	+0.0%	Shares	Sole	2020-08-06
2020-03-31	$442,808	3,816	—	Shares	Sole	2020-05-07
No filing history on record for this holder in this stock.